Since the terrorist attacks of September 11, 2001, the West has
rightly invested its time, energy, and resources into combating
Islamist radicals and fighting asymmetric warfare. Russia's
immoral and illegitimate invasion of Georgia on August 7,
2008, however, demonstrated that the threat of traditional military
confrontation has not disappeared. Europe must, therefore, rebuild
its militaries to undertake operations in both security
contexts, determining what threats they are likely to face and how
best to approach them.
Traditionally, NATO has been the primary alliance architecture
in which to discuss Europe's security. But when France assumed the
six-month EU presidency on July 1, 2008, the advancement of a
military identity anchored within enhanced EU power structures,
independent of NATO, was made a top priority. TheBritish
Conservative Party has described these plans as "a manifesto for an
EU takeover of our armed forces."[1] With the recent
Franco-American détente, however, the Bush Administration
has been sufficiently convinced that this EU initiative does
not threaten NATO and has given it a warm welcome.
With the European Security and Defense Policy (ESDP) in
existence for nearly a decade, average European defense spending
has decreased and NATO has seen little or no valuable
complementarity, while serious questions remain about the EU's
motivation in pursuing a military identity. The EU's cautious and
ambiguous response to the Georgian-Russian war highlights just how
far Brussels is from assuming a strong and united foreign policy.
The structural and organizational relationship between the EU and
NATO must, therefore, be reassessed-as must the purpose and value
of pursuing further integration.
Ten Years After St. Malo: ESDP of
Little or No Help to NATO
After the fall of the Soviet Union in the early 1990s, the newly
liberated countries of Central and Eastern Europe rushed for
membership in NATO first, and the European Union second. Having
experienced more than half a century of Soviet dominance,
the need for a strategic security relationship with America was
paramount, followed by the economic benefits of EU membership.
These countries' relatively peaceful and successful transition to
democracy, achieved in part through NATO membership, then
paved the way for the vast majority of Central and Eastern Europe
to join the EU in 2004. Today, NATO and the EU share 21 members.[2]
EU integration in the field of defense was already well underway
when Central and Eastern Europe acceded, and the newer members have
largely seen fit to defer to founding older members.
NATO-EU relations are underpinned by the Berlin Plus
Agreement signed in December 2002 and implemented in March 2003. It
is easy to see why Washington thought it was receiving a good deal
out of Berlin Plus: While the agreement assured the EU access to
NATO's planning capabilities and assets for EU-led crisis
management operations (CMO), the United States also anticipated a
bigger commitment by the EU to upgrading its military capabilities.
The premise of Berlin Plus was essentially that the ESDP would
reinforce NATO, not undermine it, and that the long-held American
policy doctrine of the "three Ds" would be upheld: no decoupling
from NATO, no duplication of NATO resources, and no
discrimination against NATO members that are not part of the
EU. The U.S. Congress and Administration must also have been
encouraged to see its closest friend, the U.K., in agreement with
this project. (Then-Prime Minister Tony Blair initiated a
significant reversal of British policy to back an EU defense
identity at St. Malo in 1998.)
But there has been no increased defense commitment by the
Europeans in terms of spending or manpower, and Tony Blair has now
departed the European stage to be replaced by a weak and
ineffective government in London. There is also
significant evidence that the three Ds doctrine has long been
abandoned by the EU. It has become clear that the European Union
signed Berlin Plus for the purposes of elevating its own status and
gaining access to NATO assets (largely American), with no genuine
commitment to increase defense spending. Blair's original
intention-that NATO would obtain added value and significant
complementarity from the ESDP-has not occurred and he was outwitted
by Paris. As a Congressional Research Service report noted in
January 2005: "French officials have long argued that the EU should
seek to counterbalance the United States on the international
stage and view ESDP as a vehicle for enhancing the EU's political
credibility."[3] Therefore, there is a
significant case for the U.S. to review the terms of the
Berlin Plus Agreement.
Kosovo
Kosovo is a profoundly European matter. [4]
-Olli Rehn,
EU Enlargement Commissioner
The EU was made profoundly aware of its military shortcomings
during the Kosovo War in 1999, where it lacked serious military
hardware in terms of strategic airlift, precision-guided
munitions, and command and control structures, among other
things.[5] It was these shortcomings that were
highlighted in justifying the advance of an EU defense
identity.
Therefore, the EU has been determined to take a leadership role
in Kosovo upon its declaration of independence, albeit in a
civilian rather than a military capacity. On February 15,
2008, the EU "launched" the European Union Rule of Law Mission
in Kosovo (EULEX Kosovo) with the goal of developing an independent
and sustainable police force and criminal justice system in the
fragile new democracy. In a display of support for the under-fire
country, the European Union attempted to demonstrate strength
and resolve toward the question of Kosovar independence and
announced a 16-month, _205 million mission headed by French
Lieutenant General Yves de Kermabon. The EU also announced the
appointment of a "special representative," Pieter Feith, whose
mandate was to beef up the EU's political involvement in guiding
and supporting Kosovo at this delicate time.[6]
The EU argues that one of its major strengths is its ability to
carry out civilian missions and wield its enormous diplomatic power
to ensure a comprehensive approach to defense. This mission is
the EU's largest civilian mission to date, with a planned 1,900-man
deployment of police officers, judges, a customs unit, and
significant command and support staff.[7] Keen to
increase its engagement with the Western Balkans, the EU planned to
undertake the lead from the multiple other international agencies
there, led by the United Nations Mission in Kosovo (UNMIK). They
announced in February 2008 that after a carefully planned 120-day
build-up, the EU's two-year mission would be ready for full
deployment by mid-June 2008.[8] In fact, the EU had
almost two years to prepare this ESDP mission. On April 10, 2006,
the EU deployed a substantial planning team for precisely the
purpose of preparing for a future civilian mission.[9]
However, not a single EU police, justice, or customs
officer was deployed in the field according to schedule, and the
120-day countdown period has recently been re-started. Even under
optimistic circumstances, the EU's deployment will not be
complete until a November-December timeframe.[10] A dedicated
page on the EULEX Web site asks, "So, what has EULEX achieved?"
Sadly, despite the EU's initial show of enthusiasm and substantial
bureaucratic planning, the Web page does not have any
achievements to record.[11]
With other priorities, not least of which the ramifications
of Ireland's rejection of the Lisbon Treaty, the EU has lost its
passion and zeal for leading in Kosovo, blaming its lack of
progress on an uncertain legal position within the United Nations.
However, Kosovo has been recognized by 47 U.N.-member countries
including a majority of Security Council members, with 11
recognitions currently pending.[12] It has applied for
membership of the World Bank and the International Monetary Fund.
It has even issued its own passports in place of those issued by
UNMIK.[13] The hope of gaining a U.N.
agreement on Kosovo was unlikely in the first place and the EU
should have been prepared to take the long route, especially
considering its substantial planning period. The EU however, seems
determined to launch missions only when a conflict arises under
perfect EU-U.N.-compatible conditions.
At present, Serbia's President Boris Tadic has said that Serbia
will accept EULEX only if the deployment is approved by the
U.N. Security Council and if EULEX does not support the Ahtisaari
plan, the U.N.'s comprehensive proposal for Kosovo status
settlement. Setting aside the fact that Russia is practically
guaranteed to once again wield its veto power in the Security
Council to deny Kosovo's independence, the EU has been a
forceful proponent of the Ahtisaari plan from the beginning. Martti
Ahtisaari, the U.N. special envoy on Kosovo's future status, also
enjoyed the support of the Organization for Security and
Co-operation in Europe (OSCE), NATO, the United States, the Western
Members of the Kosovo Contact Group, and U.N. Secretary-General Ban
Ki-moon. It is difficult to imagine a situation where the EU
could have greater international legitimacy for its mission.
EULEX's deployment should not be contingent on the consent of
Serbia, but rather in accordance with Kosovo's constitutional
obligations.
The EU has been a weak partner in comparison to NATO in Kosovo.
With a 15,000 in-country force, and an Operational Reserve Force on
standby for rapid-reaction missions, NATO's Kosovo Force (KFOR) has
provided the logistical, military, political, and moral
impetus to guarantee the safety and security of Kosovo, crucially
with a mandate to use force where absolutely necessary as it did
during the ethnic riots in March 2004.[14] In practice, it has
undertaken a range of tasks including border security, medical
assistance, and support for the establishment of civilian
institutions.[15] As opposed to the prevarication and
lack of leadership on the part of the European Union, KFOR has been
doing the work of normalizing Kosovo. Even when EULEX is
dispatched, it is KFOR that will ensure its security.
EULEX will likely be a welcome instrument when it finally
deploys to Kosovo. However, it will deploy in an arena which NATO
has already secured and where NATO will continue to take on the
bulk of responsibility. It will deploy vastly behind schedule and
with a reduced confidence in its own legitimacy. The EU has lost a
prime opportunity to demonstrate the supposed added value of
ESDP of which it continually boasts.
Georgia
Having conducted a small rule of law mission, EUJUST THEMIS, in
Georgia in 2004, the EU immediately took the helm at the outbreak
of the Georgian-Russian war in an attempt to broker peace and
resolve the crisis. France's weak efforts in the wake of Russia's
invasion on August 7, however, exemplifies what the United States
can expect in a future EU foreign and defense posture-a Franco-
German-dominated approach with a low common baseline for
action.
From the outset of the crisis, the EU-under the direction of
French President Nicolas Sarkozy- took all military options off the
table, starting negotiations with Moscow from a position of
weakness. Only after more than a week of disproportionate military
action by Moscow, including multiple incursions into sovereign
Georgian territory within miles of Tbilisi, did Russia sign the
French-led ceasefire agreement agreeing to six key points. Sarkozy
ultimately negotiated the ceasefire on Moscow's terms and
provided no enforcement mechanisms in the event that it would
be broken by Russia. Moscow proceeded to brutally expose the
weakness of Sarkozy's shuttle diplomacy by flouting the ceasefire
at every turn and soon tore it up completely by unilaterally
recognizing the independence of South Ossetia and
Abkhazia.
Through this recognition, Russia is attempting to set the
redrawing of borders by the use of force as a precedent. The EU's
response was so pitiful it left Moscow praising it as "common
sense."[16] At its emergency summit on
September 1, 2008, the EU failed to meaningfully address even basic
questions such as upgrading its European Neighbourhood Policy
Action Plan for Georgia. The EU is completely out of ideas
about its future relationship with Russia and it has not laid out
any concrete steps to oppose the unilateral state boundary changes
resulting from Russia's recognition of South Ossetian and
Abkhazian independence. The weak resolutions at its emergency
summit have sent Russia the message that the worst it can expect
from the EU is a slap on the wrist and that its action will escape
serious punishment.
Worse still, the EU agreed on a military deal with Russia on the
same day that it issued its statement on Russia, securing a Russian
commitment of four helicopters and 200 military personnel for its
ESDP mission in Chad.[17] The French-dominated mission has
been desperately short of helicopters since its inception in March
2008 and the Russian year-long donation of four Mi-8MT transport
helicopters will relieve a significant operational shortcoming for
the mission. But the timing of this deal supports a massive
conflict of interest on the part of the EU and especially President
Sarkozy, who has been the driving force behind both the
mission to Chad and the EU's response to the Russian invasion of
Georgia.
The Georgian-Russian war has demonstrated deep divisions among
European powers about how to handle Russia, with Central and
Eastern Europe and the Nordic states on one side and Continental
Europe led by France and Germany on the other. It should come as no
surprise that "New" Europe wants to see a stronger reaction to the
reawakening of Russian aggression, but President Sarkozy and German
Chancellor Angela Merkel have claimed primacy to act as "commanders
in chief" as they do on all major foreign policy questions where
the EU is involved. If the war in Georgia is a signal of
Russia's geostrategic ambitions and a preview of what the West
can expect from Moscow in the future, it is also true that a
Franco-German axis will dominate any common EU foreign
response.
French Ambition: All Talk, No
Action
Under the French presidency of the European Union, President
Sarkozy set forth an ambitious agenda to increase Europe's defense
identity and capabilities, laying out plans for a new security
strategy and how it will undertake a full range of missions from
stabilization and reconstruction, to combat and reconnaissance.
Paris is hoping to make significant progress in developing the ESDP
in time for the EU presidency's concluding summit in December 2008
where it expects to announce multiple initiatives, including
an operationally ready 60,000-man force capable of a year's
deployment at a time, a full-fledged rapid reaction intervention
capability, and European military exchange programs, among
other things.[18] Although significant legal hurdles
should, in theory, prevent the progression of defense
integration in light of Ireland's rejection of the Lisbon
Treaty, the French intend to use their EU presidency to press ahead
regardless.
It is certainly the case that Europe as a whole desperately
needs to increase military capabilities. Yet it is highly unlikely
that the EU will see this through. As is already perfectly
demonstrable, the EU has been successful in acquiring political and
bureaucratic power, and much less so on defense spending and
military manpower.
Sarkozy's ambition for EU defense is less concerned with
increasing Europe's defense capabilities, and wholly concerned
with the accrual of power for a highly centralized European
Union.
France's insistence that the EU should have its own permanent
operational planning cell exemplifies French aspirations in
this field. Berlin Plus was negotiated specifically on the
understanding that autonomous EU operations would be directed from
national capitals or from Supreme Headquarters Allied Powers Europe
(SHAPE) in Belgium. Prime Minister Blair was adamant on this point
when drawing up the St. Malo Declaration with French President
Jacques Chirac. For Blair, a permanent EU planning cell represented
not just a wasteful duplication of NATO assets, but a definite
decoupling of the two organizations. Of course, it is highly likely
that Chirac intended these very consequences, but he gave way to
Blair initially, knowing that the centralization of power
within the European Union occurs only in a one-way direction.
Chirac was correct that the St. Malo agreement was only the
beginning of the EU's wholesale centralization of defense
policy. The EU's Brussels-based operations center (OpCen) was
declared open on January 1, 2007, and put to the test in a
fictional exercise in June that year. It is a separate,
non-permanent EU operational headquarters that is intended for
civilian or civilian-military operations, and only under limited
circumstances. These limitations were put in place after
British objections failed to eliminate the idea completely, but
will certainly be removed as the EU military identity takes shape.
The French White Paper on Defense and National Security states
explicitly: "Reinforce considerably European planning and command
capability.The EU must have an independent European standing
strategic planning capability. The growing number of EU
interventions abroad also requires more military operational
planning and command capability."[19]
OpCen is just the thin end of the wedge that opens the back door
to a fully operational permanent EU military headquarters.
When the proposal was initially floated in Brussels, U.S.
Ambassador to NATO Nicholas Burns described it as, "the greatest
threat to the future of the Alliance."[20] However, the idea
gained real momentum in 2003 in the midst of Europe's deep
divisions over the Iraq war. France, Germany, Belgium, and other
nations were incensed by the U.S. action in Iraq and took the
opportunity to put the idea of an independent EU headquarters
firmly on the table in response to this divisive foreign
policy question.
Britain originally threatened to veto any such proposal,
but as with the advancement of all European security and defense
elements, they ensued incrementally and stealthily. Equally,
Britain has lacked any real leadership capacity within Brussels
since Margaret Thatcher's departure from office. The United States
and the U.K. have now been hoodwinked into supporting a policy
they initially objected to, and into agreeing to a proposal that
will rip the heart out of NATO. There is absolutely no evidence
that OpCen will add military value or defense capabilities to
Europe's overall defense needs.
France's intention to rejoin NATO's integrated military command
in exchange for American backing of an independent EU defense
identity is a political masterstroke on Sarkozy's part, but
represents nothing less than the death knell for the NATO
Alliance. Paris is joining NATO's integrated military command
structure while at the same time building a duplicate one in Europe
which will decouple the alliance and ultimately destroy NATO. When
U.S. Ambassador to NATO Victoria Nuland announced in February 2008
that the Administration would support a strong EU military
identity, she reversed years of carefully crafted American policy.
Washington has been blinded by the recent détente in
Franco-American relations spearheaded by the enigmatic Sarkozy.
French-led plans for an autonomous and independent military
wing within the EU will also damage the U.S. ability to
operate effectively within the NATO alliance. An enhanced EU
defense identity will create an internal conclave in NATO whereby
European nations will caucus with one another in advance of NATO
meetings. It already happens to a limited extent, as was
demonstrated when Germany colluded with France to exclude Georgia
and Ukraine from receiving a Membership Action Plan (MAP) at the
NATO Summit in Bucharest in April 2008. The United States will
continue to find itself in a profoundly weakened position to
negotiate with individual NATO allies in advance of summits and
will find itself on the sidelines of transatlantic security
debates.
The largely pacifist ideology of the European Union is bound to
infect NATO, and EU policy will reign supreme. It is hugely ironic
that a separate EU defense identity will probably be more about the
demilitarization of Europe than re-equipping it to confront global
security threats. As the entire European project has
demonstrated thus far, the political horse-trading associated with
EU politics demands concessions that effectively castrate it from
taking effective action. When considering foreign policy,
Franco-German interests are the priority, and decisions are
made only when Berlin and Paris are sure their national interests
are upheld. By Germany and France using the EU as a cosmetic cover
for their foreign policy interests and corralling other EU
members in advance of NATO meetings, the United States loses
valuable traction with traditional allies. Since all NATO decisions
are made on a consensus basis, the EU will turn one of NATO's
greatest strengths into a significant weakness by agreeing on its
positions in advance and leaving little room for the U.S. to
maneuver or even form ad hoc coalitions of willing European
partners.
Europe's Defense Crisis: Centralizing
Power, Failing on Manpower
The Union must have the capacity for
autonomous action, backed up by credible military forces, the
means to decide to use them and a readiness to do so, in order to
respond to international crises. [21]
-Franco-British Summit
Joint
Declaration on European Defense
When then-Prime Minister Tony Blair signed the St. Malo
Declaration, he was adamant that an EU defense identity should
represent added value for transatlantic security. When Blair
oversaw the EU's 1999 Headline Goal-aiming to have up to 60,000
troops available for up to one year's deployment for crisis
management-he wanted to enable a serious crisis-management
capability that could genuinely collaborate with NATO rather than
create a standing European army. The United States was clearly
excited at the prospect of the EU accepting more responsibility for
Europe's security, and the two organizations dovetailed their
defense planning strategies to identify key areas where gaps
needed to be plugged. NATO's Prague Capabilities Commitment (PCC)
and the EU's Capability Action Plan (ECAP) identified multiple
areas for cooperation, including strategic air and sea lift,
air-to-air refueling, and nuclear, biological, and chemical weapons
defenses.
Unfortunately, very little has come of Europe's big talk, and
rather than adding value, the EU is now simply offering a
distraction from members' NATO obligations. In fact, more conflict
has arisen than complementarity. For example, when the African
Union (AU) requested airlifts for Darfur from the EU, the U.S., and
Canada in June 2005, the EU refused to coordinate with NATO,
insisting on European "branding" for the operation. In the end, two
separate airlifts were established, which the AU was then required
to coordinate, since France insisted that the EU assert itself as
the primary player in African security affairs.
The creation of EU Battle Groups (BGs) epitomizes the EU's quest
for power at the expense of NATO. The BGs are either national or
multinational battalion-sized units of 1,500 men, capable of
deployment to remote and hostile areas within 10 days. These
numbers are meant to be in addition to Sarkozy's plan for an
EU army of 60,000. BGs reached full operational capacity in January
2007 and now stand on roster for deployment. However, they are not
a permanent reserve force on standby because the majority of
contributing nations are either unwilling or unable to invest
in resources and manpower to create additional capacity. Therefore,
the EU will inevitably have to draw down the same reserves that are
on standby for call-up under NATO.[22]
The BGs are also a duplication of the NATO Response Force (NRF).
The NRF was proposed by then-U.S. Secretary of Defense Donald
Rumsfeld in 2002 as an innovative and useful mechanism whereby
20,000 to 25,000 highly capable, highly trained troops could be
deployed to any theater of action in the world to undertake a range
of missions for up to 30 days. Crucially, the majority of these
troops would come from Europe, rather than the United States. The
NRF represents a key transformational aspect of the NATO
alliance and has already been deployed successfully, including its
quick response to the humanitarian crisis precipitated by the
devastating Pakistani earthquake in late 2005, and during
Afghanistan's presidential election in October 2004. But the NRF
will invariably be left short of its requisite forces if the EU
calls on its BGs at the same time. National governments are of
course careful to avoid such a conflict, but there is only so much
that can be done when resources are in such short supply. Without
new defense euros and new European soldiers, the EU's battle groups
should be seen as nothing less than a direct duplication of
the NATO mechanism-and a challenge to NATO's transformational
initiative.
It will invariably become more difficult for NATO's military
planners to know which assets are genuinely available to them,
especially when the EU realizes its dream of a permanent planning
and operations headquarters outside of SHAPE. Sarkozy is well aware
that all but 10,000 of Europe's NATO troops are already committed,
making a mockery of his flagship proposal for a 60,000-man
deployable EU force.[23] However, he is not concerned with
counting soldiers twice from the same national force pools because
he foresees EU preeminence in the arena of European security.
In a seminal report, European Military Capabilities,
the International Institute for Strategic Studies (IISS) found that
just 2.7 percent of Britain and Europe's 2 million military
personnel are capable of overseas deployment.[24] This
contrasts sharply with NATO's goal that 40 percent of its land
forces be deployable, which in itself was a modest and
under-reaching goal in the first place. The IISS report
highlighted a number of critical shortcomings of Europe's
military capabilities-a lack of niche skills, lengthy and costly
procurement procedures, and a lack of defense research and
development.[25] Clearly, members are failing to
invest sufficiently in either NATO or EU capabilities, making a
stronger case for a sharper focus in only one arena.
Considering that the EU's civilian instruments are not
available to NATO under any type of reverse Berlin Plus
agreement, it is difficult to see any value to NATO from the ESDP
at all.
Another NATO benchmark that has not been reached is defense
spending. Just four of the 21 EU-NATO members spend the NATO
benchmark of 2 percent of gross domestic product (GDP) on defense
(Bulgaria, France, Greece, and the U.K.). Average EU defense
spending has significantly decreased over the past 10 years,
indicating that valuable resources will merely be diverted from
NATO to the ESDP.
One area in which the EU has excelled is in the creation of
permanent political and bureaucratic structures. With a Political
and Security Committee (PSC), a Military Committee, and a Military
Staff, the EU has created a complex web of working groups,
consultation forums, and permanent arrangements to encroach on
NATO's space. By its very nature, the EU is a technical bureaucracy
and, therefore, has a ceaseless will for institution building.
It does not, however, have the political will for serious action or
the means with which to carry out such endeavors.
Failing on Political Leadership
One area where the EU and NATO have traditionally worked
well together is on the question of enlargement. Generally, EU
enlargement has mimicked NATO enlargement, reflecting a sense
of shared political commitment to aspirant countries. However, this
EU policy appears to be shifting away from its historical
behavior.
Croatia and Albania signed NATO accession accords in June 2008,
and provided that their membership is ratified by their parliaments
and the 26 existing members, the two countries will accede to full
membership. The United States sent a positive signal to the rest of
the NATO alliance when the Senate became among the first to ratify
NATO membership for Croatia and Albania. The United States has
demonstrated leadership to the rest of the NATO alliance by stating
that it considers NATO still open for business and a vital part of
the transatlantic security architecture.[26]
In contrast, Merkel and Sarkozy are now threatening to
block any further EU enlargement if the Lisbon Treaty is not
ratified (despite the Treaty's rejection by Ireland's voters),
seriously jeopardizing Croatia's timely accession to the EU. This
unfair and purely political move by France and Germany has been
roundly criticized, most recently by the EU Commissioner for
Enlargement Olli Rehn, who states that it is possible to conclude
technical membership negotiations with Croatia before the end of
2009.[27] A serious and unfair delay to
Croatia's accession to the EU would place Albania and Macedonia on
a permanent back burner and send a message of instability to the
region.
In addition, at NATO's Bucharest Summit, Chancellor Merkel
led a Franco-German coalition to defer Georgia's accession to MAP
until December 2008 in a failed attempt to avoid "provoking"
Russia. This act reversed the previous German position
supporting an open-door policy for NATO and stood in direct
contrast to President Bush's visible support for Kiev and Tbilisi
at the summit.[28]
The EU should reappraise its approach with regard to EU
membership for Croatia and Europe should consider acceleration of
Georgia and Ukraine into NATO's MAP. This will continue one of the
transatlantic community's most positive post- Cold War policies and
send a message thatmembership in NATO and the EU is a
possibility for those who actively seek it.
A New Relationship for NATO and the
EU
NATO…proudly boasts that there
is a 'strategic partnership' between NATO and the EU. There is no
such thing, only an incipient strategic competition between
America and Europe.[29]
-Robin Harris,
Advisor to Lady Thatcher, May 2006
There is no better time to look at NATO-EU relations than now,
as NATO approaches its 60th-anniversary summit in 2009. The
Strasbourg-Kehl Summit will produce a Declaration on Allied
Security outlining NATO's purpose and potentially paving
the way for a new Strategic Concept for the Alliance. NATO
Secretary General Jaap de Hoop Scheffer has described the
Declaration as "a major deliverable" of the summit.[30]
It is certainly the case that Europe and America have mutual
security interests. Under the ESDP, however, the EU is duplicating
NATO's role while simultaneously decoupling the alliances. This
does not add to global security. Therefore, if the summit
intends to clarify NATO-EU relations, it should not be in the vein
of accelerating an EU military identity, but rather explicitly
stating two non-negotiable points:
- NATO's primacy in the transatlantic security alliance is
supreme; and
- The EU's relationship to NATO is as a civilian complement, and
the EU is defined as a civilian actor in the transatlantic security
alliance.
NATO has many partnership arrangements; in fact, that is one of
its strengths. Its Partnership for Peace and Mediterranean Dialogue
programs have resulted in several fruitful and collaborative
relationships. The rush to elevate its relationship with the
EU above all others is a mistake. Since the vast majority of EU
members are already NATO members and there are no additional
EU-only forces, the concept of holding joint exercises or combining
rapid reaction forces is unnecessary. In fact, the overlapping
membership negates the military value of the EU's involvement in
this area. At a time when NATO needs to be concentrating on
learning in-theater lessons from Afghanistan, developing a new
strategic concept, and addressing transformational issues, its
relationship with the EU is an unnecessary distraction.
Therefore, a new category must be formulated to define the EU's
relationship status with NATO. Since conflict resolution requires a
comprehensive approach, the EU offers the possibility of being
primarily a deployable, civilian complement to the NATO
alliance. The momentum for NATO and the EU to work together in the
military field is fraught with problems and driven by a desire to
secure an EU powerbase. The EU has an army of bureaucrats, police
trainers, aid workers, and jurists to complement a more
cohesive approach to reconstruction and development. As Afghanistan
has demonstrated, it is often necessary for these
professionals to work alongside the military. Civilian missions are
tasks that the EU naturally favors, and which the EU has some
capacity to perform. Following the Feira Summit in 2000 when the EU
outlined its goals for EU-level civilian crisis-management, it
quickly exceeded expectations with 5,700 police officers, 630 legal
experts, 560 civilian administration experts, and 5,000 civil
protection experts currently available to the EU.
In that respect, NATO's consultative mechanisms can be
simplified, with little need for the complex web of security
clearances and political committees. The EU has long resisted the
concept that each institution should work where its strengths
lie, and instead has focused on developing duplicate roles. It has
since been proved that its limited contribution to global
security can perhaps be provided in the civilian sphere, if it is
willing to concentrate its efforts in this arena. Ideally, a
simpler, modified European Security Strategy should be adopted.
In practice however, the EU will continue to institutionally and
programmatically arm itself for an independent defense identity,
and it must be prepared to undertake the political and
financial investment necessary to make it happen. If the EU wants
to act in areas of the world where NATO does not, then there is no
reason why NATO should be expected to provide its resources for
these missions. If the EU genuinely believes that global security
is enhanced by engaging in military missions in which NATO is not
acting, then it should pay for them exclusively from European
budgets, and use European assets and manpower. In determining
a new NATO-EU relationship, it must be required that those assets
and resources must be provided in addition to members'
contributions to NATO, not at their expense. First and foremost,
any investment in the ESDP must not obfuscate members'
commitments to NATO.
What Needs to Happen
- NATO must be the cornerstone of the transatlantic
alliance and the primary actor in European security. This must be
stated explicitly in the on-going negotiations for a revised
strategic concept for NATO, and at the 2009 NATO Summit. In
defining its role in the transatlantic security architecture,
the EU must be encouraged to develop its civilian role, working
with NATO's Allied Command Transformation to coordinate what role
it can play in assisting NATO.
- The U.S. should reserve NATO resources exclusively for NATO
missions. All European military missions should be funded
exclusively by EU member states. U.S. taxpayers should not
subsidize European military adventures. The terms of Berlin Plus
should be revised to reflect this, as NATO-EU cooperation is
defined in terms of the EU's civilian complementarity to NATO. The
assets and capabilities of a newly reformed civilian European
Security and Defense Policy should be at NATO's disposal under the
terms of a revised Berlin Plus agreement.
- The ESDP should represent additional
resources for European security. It must not be an alternate
option for EU-NATO members to withdraw from their NATO obligations.
The creation of an ESDP as a civilian component in the global
security architecture should provide added value, rather than allow
EU-NATO members to opt out of NATO missions or open the door
to a two-tiered Alliance.
- NATO members should commit to the NATO benchmark of spending
2 percent of their GDP on their national defense. Where
necessary, members must approve long-term and supplemental
budgets to fund ongoing and future commitments.
- The United States must urge the French president to
make an unequivocal statement on NATO's primacy at NATO's
Strasbourg Summit in 2009. France should be readmitted
into NATO's integrated military command structures only if Paris is
willing to uphold the primacy of NATO in European defense
cooperation, and the alliance can be confident that Paris will be a
cooperative rather than a confrontational partner.
- The United States should encourage NATO alliance members to
expedite ratification of Croatia's and Albania's NATO membership,
and restate its support for accelerated MAPs for Georgia and
Ukraine. The United States should work closely with its allies
in Europe and continue NATO's open-door policy.
Conclusion
NATO's purpose continues to remain essentially the same: "to
safeguard the freedom and security of its member countries by
political and military means." The ESDP has played little or no
role in fulfilling this goal and nothing has occurred since
the signing of the St. Malo Declaration that has significantly
improved Europe's military posture. Advocates of ESDP continue
to assume the benefits of further European integration, while
ignoring its inherent weaknesses and poor track record. The accrual
of power is the main motivating force driving the European Security
and Defense Policy, accompanied by the assumption that NATO is
no longer the cornerstone of the transatlantic security
alliance.
As a military alliance, NATO has the right to expect its members
to undertake the responsibilities of membership as well as
enjoy the benefits. But America's desire to see Europe play a
larger role in world affairs has led to a misplacement of trust
that this can take place under the leadership of the European
Union. European members of the NATO alliance, operating as
sovereign and independent nations, will be better placed to serve
transatlantic security interests within the Alliance, than as
members of a supra-nationalized and anti-democratic
institution.
Sally McNamara
is Senior Policy Analyst in European Affairs in the Margaret
Thatcher Center for Freedom, a division of the Kathryn and
Shelby Cullom Davis Institute for International Studies, at The
Heritage Foundation. The author is grateful to Erica
Munkwitz for her assistance in preparing this paper.
[2] The Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia, and Slovenia were among the enlargement countries that acceded to the EU on May 1, 2004. Bulgaria and Romania acceded on January 1, 2007. NATO and the EU share the following members: Belgium, Bulgaria, the Czech Republic, Denmark, Estonia, France, Germany, Greece, Hungary, Italy, Latvia, Lithuania, Luxembourg, the Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, and the U.K.
[5] Archick and Gallis, "NATO and the European Union."
[14] U.N. Security Council Resolution 1244 of June 10, 1999, was passed under Chapter VII of the Charter of the United Nations, which permits the use of both military and non-military action.
[16] "EU Showed 'Common Sense' on Georgia Crisis: Putin," Agence France-Presse, September 2, 2008.
[26] "White House Welcomes Senate NATO Votes for Albania, Croatia," Agence France-Presse, September 26, 2008, at http://afp.google.com/article/ALeqM5jJv0sY3GywaT6c6VEYTbf7tl9IHA (September 30, 2008).