Congress and the Administration should pursue a strategy that
quickly enhances resources at the border within two years. The
Senate and House plans to add border guards and build fences are
inadequate.
Instead, a comprehensive strategy should examine other options
such as a mix of federal, state, and local assets; volunteers
operating under State Defense Forces; the National Guard; and
private contractors. In particular, private contractors could play
an important role in recruiting and training Border Patrol agents
and providing personnel to secure the border. To contract out
certain border security functions successfully, the Department
of Homeland Security (DHS) should apply the lessons learned from
other large-scale contracting projects. All in all, a strategy that
examines and uses these multiple means would strengthen the
integrity and security of America's borders.
The Need to Revise Border Strategy
A strategy to gain operational control of the U.S. southern
border should focus on building up the means to limit illegal
crossings between the land points of entry, interdict smuggling by
air and sea, discourage unlawful presence inside the country, and
provide adequate legal alternatives to support south- north
migration flows. To be effective, the strategy should be
implemented within two years and remain in place for at least five
years.
The Strategy Problem. Strategy consists of the ways,
means, and ends employed to achieve national objectives.
Strategies are dynamic, competitive processes of action and
counteraction between thinking adversaries. The current
strategy and the proposed approaches to border security in the
House and Senate measures are static and deeply flawed.
U.S. border strategy represents a "graduated response," which
involves gradually adding resources until the problem is
solved. This approach is usually adopted when it is unclear how
much effort is required to achieve success. Such strategies fail
against a determined competitor because the threat is allowed the
time and resourcefulness to adapt. For example, as illegal border
crossings increased over the past decade, manpower was doubled and
spending tripled, yet the number of people unlawfully present in
the United States skyrocketed.
Additionally, many historical examples demonstrate that
such strategies usually fail against a determined, resourceful
competitor that possesses adequate resources. In Vietnam, the
United States employed a flawed strategy referred to as
"graduated pressure." The guiding idea was that
incrementally increasing levels of military force would
ultimately push the North Vietnamese to some abstract breaking
point, achieving victory for the United States and South Vietnam.
This strategy relied on faulty assumptions about the enemy's
psychology and, most of all, offered no real solutions about
how to defeat the Communists other than essentially throwing more
troops at the problem.
U.S. border operations are likely to fail regardless of
what security (e.g., manpower and fences) is added because in the
months and years required to implement new means of security, the
hundreds of thousands seeking to enter the United States will find
ways to circumvent these measures. Indeed, the Senate and House
bills, both of which mandate specific levels of hiring for border
agents and mandatory construction of miles of border fences,
may actually exacerbate the problem. Agents and fences may well
consume the lion's share of the federal budget for border security,
leaving inadequate resources for other critical tasks such as
interior enforcement, detention, and removal.
The Right Strategy. Rather than seeking to determine how
much has to be done to secure the border, an alternative and more
effective strategy would focus on what can be done to change the
predominance of illegal south-north migration from illegal to
legal. It would seek to disrupt the current illegal migration
patterns quickly and dramatically and to encourage legal
migration as an alternative. This strategy should have three
components: dominant and persistent enforcement, rapid and
robust deployment, and legal alternatives for south-north
migration.
Dominant and Persistent Enforcement. This can be achieved
only by obtaining the right mix of land, air, sea, and interior
enforcement assets and policies.
- Land. Gaining operational control of U.S. land borders
will require more than security between the points of entry. Rather
than focusing on specific assets (e.g., guards and fences),
attention should be paid to building integrated Web capabilities
that provide intelligence, reconnaissance, surveillance, and
interdiction. This is often called a "system of systems."
- Sea and air. More attention should be paid to the
maritime and air approaches to U.S. territory. As land borders
become more secure, drug smugglers and human traffickers will
quickly look to air and sea options. Thus, air and maritime
security must be enhanced in conjunction with land security. Coast
Guard and Customs and Border Protection (CBP) air asset
modernization should be synchronized with the Secure Border
Initiative.
- Interior enforcement. Interior enforcement is an
essential component of border security because it can effectively
deter further illegal border crossings. In addition, about half of
the unlawfully present population in the United States entered
the country through legitimate ports of entry, either by using
fraudulent documents or with legitimate visas that they then
overstayed. Thus, border security alone will not address the
undocumented population already in the country. Interior
enforcement should include ending "catch and release" for
immigration violations, workplace enforcement, and no amnesty for
individuals unlawfully present in the United States. Those
illegally present must return to places of origin to apply for
legal entry into the United States.
- Rapid and Robust Deployment. Speed is an essential
element of an effective border strategy. A much larger capacity to
implement border and interior enforcement must be established
quickly. Implementing security over 18 months to two years and
maintaining that level of security for five years will
significantly disrupt illegal migration patterns because it will
span multiple growing seasons, tourist periods, and business
cycles, undercutting the ability of companies to conduct business
by relying on an illegal workforce.
Relying on a buildup of DHS assets will take too long. Heavy
reliance on military assets is costly and inefficient and detracts
from the military's ability to perform its other essential
missions. An alternative to rapidly building up border assets is to
employ a combination of resources.
- Contractors. Contracted workers should be able to
perform virtually any border security mission, including law
enforcement functions. This makes particular sense if workforce
increases will be temporary.
- State and local law enforcement. State and local law
enforcement could cooperate under Section 287(g) of the
Immigration and Nationality Act, which provides a mechanism for
employing trained and experienced state and local law
enforcement personnel to support enforcement of federal immigration
law.
- Volunteers and state defense forces. Volunteer groups
could perform functions to augment law enforcement. One
cost-effective option might be to encourage border security
volunteer groups as part of state defense forces. These groups
might also have utility in other homeland security tasks
including disaster response.
- National Guard. A cursory study of the costs of
mobilizing and deploying National Guard troops in either a Title 10
or a Title 32 status suggests that military manpower is not a
cost-effective solution to fulfilling long-term (three or more
years) manpower needs for border security. Military manpower does
have utility as a stopgap or supplementary measure. Since law
enforcement manpower is the most expensive and difficult component
of border security manpower to deploy, it makes sense to use the
National Guard in this role where appropriate.
- Human capital improvements in Border Patrol
recruiting. A significant portion of the time and cost of
recruiting Border Patrol officers is consumed by the high
percentage of candidates who fail background investigations, drug
tests, language training, and training courses. One means to
expand the Border Patrol more efficiently is to improve the
screening and selection process.
In the long term, this solution should prove both effective and
cost-efficient. Once migration patterns shifted from illegal
to legal means, less robust security would be required on the
border. Since the federal government would have avoided investing
in security measures with high fixed costs (i.e., an excessively
large federal workforce for border security), it could quickly
lower costs by reducing contractor support.
Legal Alternatives for Migration. Enhancing border
security makes no sense without establishing alternative legal
patterns of migration that bolster the U.S. economy, respect the
rule of law, and strengthen American civil society. A strategy of
"border first" should not be "border only." "Border only"
strategies increase the incentive for smugglers to find alternative
ways to circumvent security.
Legal alternatives that do not encourage illegal entry and
unlawful presence are essential to border security. Such measures
should include appropriate security, criminal, and health screening
measures before individuals enter the United States and should meet
the legitimate needs of U.S. employers in a timely manner.
Adding More Border Patrol Agents
Recommendations to increase the number of Border Patrol agents
as a major component of border security raise several
issues:
- Hiring thousands of new Border Patrol agents may not reduce
illegal immigration.
- Increasing the number of Border Patrol agents will pose
significant operational challenges.
- Privatization would likely reduce the cost of hiring these new
Border Patrol agents.
Effectiveness. In spite of vast policy differences in
their approaches to immigration reform, the House and Senate
immigration reform bills share a common strategy of increasing
border security by hiring thousands of Border Patrol agents in the
coming years.
Regrettably, this proposed dramatic expansion of the Border
Patrol may not have the desired effect. A review of the social
science literature on the effect of border enforcement on illegal
immigration shows mixed results.[1] Some studies find no effect,
while others indicate a positive or negative relationship between
border enforcement and illegal immigration.
Additionally, the literature indicates that increased border
enforcement appears to slow the flow of illegal immigrants
leaving the United States. Thus, immigration law enforcement
that is overly reliant on border enforcement may actually increase
the number of illegal aliens in the United States.
Three factors significantly undermine the effectiveness of
the Border Patrol:
- Income disparity. The income disparity between the
United States and Mexico and other Latin American countries means
that illegal aliens seeking a better life have a strong incentive
to cross the border.
- Lack of sanctions. While increasing the number of Border
Patrol agents will likely increase the number of apprehensions,
these efforts probably do little to deter illegal immigration
if those who are caught are not sanctioned for illegally entering
the United States. Virtually no sanctions, such as fines and
detention, are imposed on apprehended illegal immigrants by the
federal government. Once apprehended, nearly all detained
illegal immigrants sign a voluntary departure form and are returned
to Mexico. Of the 1.6 million people who were apprehended in 1998,
just over 1 percent were prosecuted.[2] Because illegal immigrants
incur little or no cost for being apprehended by the Border Patrol,
research suggests that illegal immigrants will make as many trips
as necessary to cross the border successfully.[3]
- Competing objectives. The competing objectives of
enforcing immigration law and meeting labor demands by allowing
illegal border crossings impair the Border Patrol's potential
effectiveness. While the agency's public mission is to guard
the border, research indicates that the agency appears to relax
enforcement when the demand for illegal immigrant workers is
high.[4]
Deterring crime is likely to depend more on deploying officers
when and where serious crime is concentrated and most likely to
occur. Thus, providing actual sanctions for illegally crossing
the border and giving the Border Patrol a clear and consistent
mission may be more important to securing the border than
dramatically expanding the number of agents on the border
would be.
Operational Challenges. The difficulties with quickly
increasing the number of Border Patrol agents by 50 percent are
numerous. Aside from its questionable effectiveness, such a policy
will need to overcome many operational hurdles to meet its
goal.
Attrition. With an attrition rate of about 20
percent at the training academy, the CBP will need nearly
8,000 trainees to graduate the required 6,000 new agents. Even
before arriving at the academy, applicants go through a long,
circuitous process that includes a medical exam, a drug test,
a thorough background investigation, and a physical fitness test
with standards comparable to those of the military. For every 30
applications received, one applicant makes it through the entire
screening process and completes training.[5] This suggests that meeting
the President's goal would require about 180,000 applications in
the next two years.
Finding Qualified Applicants. Working as a Border Patrol
agent is difficult and dangerous. Agents work outdoors in rough
terrain and in extraordinarily unpleasant weather, mostly along the
southwestern border. For many of them, this will mean moving to
small border towns far away from their families.
Furthermore, CBP recruits are asked to endure hardships unique
to the agency for lower pay than most other federal law enforcement
organizations offer. While the Drug Enforcement Administration
(DEA) starts new agents at either the GS-7 or GS-9 pay grade and
the Federal Bureau of Investigation starts new agents at the GS-10
pay grade,[6] CBP agents start at either the GS-5 or GS-7
pay grade, depending on their qualifications.[7] Yet CBP
requirements are just as demanding as those for other
agencies and in some cases even more so since all new Border
Patrol agents must pass Spanish classes at the academy. Attracting
a surfeit of qualified candidates will require increasing the pay
and benefits.
Recruiting Efforts. Recruiting and screening 180,000 new
applicants will require a massive effort by the CBP's recruiting
apparatus, especially since the agency is competing with other
federal law enforcement organizations that offer better pay and are
perceived by the public to offer greater prestige and
excitement.
Therefore, CBP recruiting efforts will need to focus not only on
getting the numbers, but also on improving the agency's public
image and prestige. One way to do this would be to launch an
advertising campaign emphasizing that the CBP is a
frontline, down-in-the-trenches agency that is fighting on
perhaps the most important front in this new type of war. To
improve public perception, the CBP will need to increase its
current team of 50 dedicated recruiters nationwide.
Avoiding a Bottleneck. Once the CBP puts practices
in place to accomplish the recruiting goal and screen enough
qualified candidates, it will need to avoid a bottleneck at the
academy. The academy will need not only additional classrooms and
living space, but also more firing ranges, physical fitness
facilities, and training areas for simulations and exercises, along
with additional staff and instructors. The Administration's
proposal would increase the training rate from 411 new agents per
year to 3,000 per year over the next two years. The training
academy in Artesia, New Mexico, does not have the capacity to
handle this increase.
Cost. If Congress continues to insist on adding thousands
of new Border Patrol agents, it should consider policies that will
make the hiring, training, and deploying of new agents more
cost-effective. In general, policymakers should consider using
private contractors to recruit Border Patrol agents and to deploy
security personnel on the border.
Border Patrol Recruiting. The hiring of thousands of new
Border Patrol agents means that the agency will have to expand and
improve its recruiting process. The Border Patrol should model
its recruiting efforts on the U.S. armed services, which must
attract tens of thousands of new recruits each year. Contracting
with private recruiting firms also might help the Border Patrol to
reach its hiring goals. Specifically, the Border Patrol should:
- Target the right audience. CBP recruiting efforts should
advertise in official service publications like the Army
Times and should participate in career fairs aimed at
recruiting military personnel who are leaving the service.
Soldiers who are leaving active duty but still crave
challenging work would be a perfect fit. Implementing these
solutions will require increasing the advertising budget. The armed
forces have been very successful at using ads to recruit. The FBI
also does an outstanding job of creating an image for itself. To
reach its recruiting goals, the CBP will need more money for
advertising so that it can conduct a more successful outreach
campaign.
- Increase pay and benefits. The CBP has difficulty
competing with other federal law enforcement agencies because
they pay better. Pay should be raised to comparable levels both to
foster competitive recruiting and to help the CBP meet its
goals.
- Engage the private sector in recruiting. The CBP's 50
full-time recruiters will be overwhelmed. Rather than augmenting
the number of full-time recruiters by removing more agents from the
border, the CBP should hire private contractors to strengthen
recruiting efforts. Increasing its recruitment team will allow the
CBP to target and recruit highly qualified candidates more
effectively.
Private Security Firms. The Border Patrol should consider
hiring private security firms to provide well-trained security
personnel to help guard the nation's borders. For fiscal year 2006,
the Department of Homeland Security estimates that the cost to
hire, train, and equip one Border Patrol Agent is about $180,000,
with an additional $9,000 in tuition charged by the Federal Law
Enforcement Training Center.[8] Thus, the total cost of a new Border
Patrol agent is around $189,000. Privatizing this process should
lower costs.
Private firms may offer short-term and long-term solutions that
are more cost-effective. In general, the social science literature
on the privatization of government services from waste management
to corrections indicates that the private sector can deliver
quality services more cheaply than the public sector can.[9] Some
may say that the private sector cannot be trusted with securing the
border. Yet the private sector is trusted to provide criminal
justice services. For example, private contractors have a long
history of managing adult and juvenile correctional
facilities. A review of the literature on prison privatization by
the Reason Public Policy Institute suggests that private prisons
cost 11 percent to 14 percent less than state-run prisons.[10]
In the short term, private security firms can fill in the gaps
on the border while the Border Patrol works to meet the hiring
thresholds mandated by Congress. If private security firms can
deploy border agents in a more cost-effective manner, then Congress
should consider using private border agents as a long-term
solution to enhancing border security.
Training Capacity. Congress should consider
providing the Border Patrol with additional means to train new
agents. Adding thousands of new agents in a few years as mandated
by both the House and Senate bills may not be feasible without
expanding the training capacity of the Border Patrol Academy and
the Federal Law Enforcement Training Center. Allowing the Border
Patrol to develop partnerships with law enforcement academies
operated by private firms could lower training costs significantly.
The CBP could also meet the Border Patrol increase by:
- Building capacity. Once recruiting efforts
accelerate toward their goal of bringing in 6,000 new agents
in the next two years, there must be a plan to ensure that the
flood of new agents does not overwhelm the training facility in New
Mexico. The obvious answer to increasing capacity at the academy is
to spend money to expand the facilities, which the agency is
already doing. To save money and time, the agency should use excess
capacity at nearby colleges and universities to increase capacity
in the short term.
The academy could also set up temporary facilities. For example,
when the Army has needed to quickly expand its ability to train new
recruits, it has used "expandables" or trailer parks that can be
quickly established to house several hundred recruits. The CBP will
need to consider building temporary range facilities and innovative
solutions like training in shifts so that limited resources like
firing ranges can be used around the clock.
- Rethinking the academy standards. The academy's 20
percent attrition rate is intolerably high, especially when
compared to U.S. Army basic training. New Army recruits wash out of
basic at a rate of 10 percent to 12 percent. Lowering the attrition
rate at the academy would help to meet the proposed increase.
Easing the Spanish language requirement is one way to do this.
Implementing the language requirement in a way that allows
applicants who pass all other aspects of training a second chance
to pass the language proficiency tests might lower the attrition
rate while preserving the important requirement that Border
Patrol agents speak Spanish. Additionally, including
preparatory training courses in military recruitment has
been shown to reduce the rate of attrition. Border Patrol training
could implement such a model.
State and Local Participation Under
Section 287(g)
Section 287(g) of the Immigration and Nationality Act (INA)
could serve as basis for state and local law enforcement to
cooperate effectively with federal authorities in rapidly
building up capacity to gain operational control of U.S. borders.
This section gives local and state governments the authority
to investigate, detain, arrest, and deport illegal immigrants on
civil and criminal grounds under federal immigration law.
State and Local Engagement. Section 287(g) was added to
the INA in 1996 to enhance Immigration and Customs
Enforcement. In many cases, local authorities along the border are
often the first to witness immigration violations and in the best
position to stop illegal immigrants who are trying to enter the
United States. Under Section 287(g), states could secure adequate
training for state and local law enforcement officers, who would
then be authorized to deal with immigration offenders and enforce
the INA. The month-long training focuses on immigration law, civil
rights, racial profiling issues, and identifying immigration
violators.
Using Section 287(g) would strengthen cooperation among
federal, state, and local law enforcement agencies while still
adhering to constitutional principles of federalism, protecting the
rights of U.S. citizens, and combating threats to the nation.
Currently, only Alabama, Florida, Arizona, North Carolina, and
California have established Section 287(g) programs, but none of
them are used for border control.
Integrating with Federal Operations. The best way to
integrate Section 287(g) programs into border control is to
expand the DHS Border Enforcement Security Task Forces (BEST),
which act as fusion centers for federal, state, tribal, local law
enforcement, and intelligence entities in identifying and
combating emerging and existing threats. Other effective models of
this approach include Project Seahawk at the port of Charleston,
the Joint Interagency Task Force in Key West, the FBI's Joint
Terrorism Task Forces, and Canada's Integrated Border Enforcement
teams. The DHS should rapidly expand the task force concept to
organize operations and use Section 287(g) as the basis for
integrating state and local law enforcement.
Congress should authorize states and cities to use homeland
security grants for participation in Section 287(g) programs. It
should also require the DHS to:
- Appoint a national spokesperson (a respected and prominent
former state or local government or law enforcement official)
to promote the program;
- Draft a strategy for implementing Section 287(g) nationwide;
and
- Create a national center to share lessons learned and to teach
best practices.
Volunteer Groups and State Defense
Forces
The willingness of Americans to volunteer reflects a healthy
civil society. Volunteer groups could perform many tasks that would
enhance the nation's capacity to control its borders. As with all
volunteer associations that interface with government
agencies, there are three minimum requirements to making
operations safe and effective: accreditation, standards, and
practical employment concepts that are consistent with volunteer
service.