March 12, 2013 | Backgrounder on Education
In February 2013, President Obama proposed significantly increasing federal spending on early childhood education and care as part of his drive for a “cradle-to-career” government-controlled education system. A massive federal preschool expansion would further entangle Washington in the education and care of the youngest American children. Washington already has a poor track record for K–12 education, with federal spending nearly tripling over the past three decades while academic achievement languishes. Expanding federal intervention in education to include infants, toddlers, and three-year-olds and four-year olds will crowd out private preschools, increase costs for taxpayers, and fail to create lasting academic benefits for children. Moreover, this additional federal intervention will largely duplicate existing efforts, as nearly three-quarters of four-year-olds are already enrolled in some form of preschool.
The Obama Administration wants to establish a continuum of preschool services for children from birth through age five. As part of President Barack Obama’s drive for a “cradle-to-career” government-controlled education system, in February the Administration proposed significantly increasing government spending on early childhood education and care. The President’s proposal includes (1) new federal spending to establish a “cost-sharing” model with states to expand public preschool programs; (2) significant new spending on Early Head Start to serve infants, toddlers, and three-year-old children; (3) an effort to “grow” the federal Head Start program; and (4) an expansion of home-visitation programs. The White House deems this its Preschool for All initiative.
President Obama’s massive federal preschool expansion further entangles Washington in the education and care of the youngest Americans. Washington already has a poor track record for K–12 education, with federal spending nearly tripling over the past three decades while academic achievement and attainment languishes. Expanding federal intervention in education to include infants, toddlers, three-year-olds, and four-year-olds will crowd out the private provision of care, increase costs for taxpayers, fail to create lasting academic benefits for children—and will fail to address deeper social issues, such as the crisis of single motherhood, which lies at the heart of the type of poverty that affects Americans today. Moreover, this additional federal intervention will largely duplicate existing efforts, as nearly three-quarters of four-year-olds are already enrolled in some form of preschool.
Federal and state policymakers interested in maintaining the role of families and civil society in providing early education and care for children should resist this latest federal preschool push.
The Obama Administration’s proposed Preschool for All program includes new spending on Head Start and Early Head Start, an expansion of home-visitation programs, and new federal spending to expand state preschool programs:
President Obama’s Preschool for All initiative significantly grows federal spending for, and intervention into, preschool and child care. New federal spending to expand state preschool programs, new spending on Early Head Start and Head Start, and an expansion of the home-visitation program further entangles Washington in the education and care of the youngest Americans.
President Obama’s plan to significantly increase federal spending on early childhood education and care would add to the government’s labyrinth of existing preschool programs. The Government Accountability Office (GAO) reports that there are 45 such programs in operation today, spread across numerous federal agencies, including the Departments of Education, Health and Human Services, Agriculture, the Interior, and Housing and Urban Development, among others. The 45 programs in operation today are estimated to cost taxpayers more than $20 billion annually. Many are duplicative and ineffective, failing to serve the needs of children from low-income families.
The Obama Administration’s new preschool proposal would add to the long list of existing federal early education and child care programs—despite little evidence of demand for such programs.
National Preschool Enrollment. Across the country today, approximately three-quarters of the nation’s four-year-olds are enrolled in some form of public or private preschool. That includes state-run preschool programs, the federal Head Start program, church-based care, child care centers, and home providers. According to the National Institute for Early Education Research, 28 percent of four-year-old children are enrolled in state preschool programs; a little over 3 percent are enrolled in public special-education programs, and approximately 3 percent are enrolled in preschool programs operated by public schools. Eleven percent of four-year-olds are enrolled in the federal Head Start program, bringing total enrollment in public, taxpayer-funded preschool to 45 percent.
While 45 percent are enrolled in publicly funded programs, another 29 percent are enrolled in private preschool. In all, an estimated 74 percent of four-year-old children were enrolled in preschool programs in 2011. So, with some three-quarters of four-year-olds already enrolled in preschool programs across the country, demand for new, large-scale government spending on early childhood education and care is not evident. Moreover, families seem to prefer caring for very young children at home—80 percent of mothers who work part-time, as surveyed by the Pew Research Center, indicated that they would prefer to stay home when their children are young. In contrast, only about 5 percent of mothers with children under 18 who currently work part time indicated that full-time work would be their ideal scenario. At the same time, low-income families currently have access to taxpayer-funded preschool and child care through state programs and the federal Head Start program. There is little evidence demonstrating a need to expand government preschool, particularly in the manner the Obama Administration has outlined. Such an expansion would require significant new spending while subsidizing middle-income and upper-income families—with no new benefit to low-income parents.
There are additional reasons to be skeptical of the Obama Administration’s preschool push: Data from a growing body of research demonstrate that large-scale preschool programs fail to live up to their promises.
As the proportion of children in preschool programs has grown over the years, so, too, has the number of evaluations of early childhood education. Evaluations of preschool programs consistently find that any gains children make as a result of preschool quickly fade away in their early elementary years. While early childhood education imparts greater benefits to disadvantaged children, these benefits, too, fade over time.
The Perry Preschool Project and Abecedarian Program. Public preschool advocates, as well as the Obama Administration, frequently point to empirical evidence from small-scale preschool programs, most often referencing the highly specialized Perry Preschool and Abecedarian programs. The Perry Preschool Project began in 1962 in Ypsilanti, Michigan, with a sample of 123 children from low-income households. Fifty-eight of those children participated in the treatment group, with the remaining children receiving no preschool instruction. The children, deemed at risk of “retarded intellectual functioning and eventual school failure,” received structured classroom instruction and weekly home visits, and their parents attended monthly group meetings with teachers.
The Abecedarian program began in 1972 in Chapel Hill, North Carolina, with a sample of 111 children from low-income households, of which 57 received services, with 54 serving as a control group. The majority of participants were African American. The program began at birth and continued until age five and consisted of “transportation, individualized educational activities that changed as the children aged…health care, additional social services, and nutritional supplements.”
The Perry program followed the participants through age 40 and found that they were more likely to be employed, to have graduated from high school, and to earn more than non-participants. Perry participants were also less likely to have been arrested five or more times by age 40. As a result, Perry researchers claim a $7.16 return on investment. Children who participated in the Abecedarian program also had positive outcomes in adulthood, including higher IQ scores, a greater likelihood of attending college, lower rates of teen pregnancy, less drug use, and an increased likelihood of working in a skilled job.
However, the inability of other programs to replicate the outcomes of the Perry Project and the Abecedarian program suggests that large-scale state or federally funded preschool programs would not produce the same results. Perry and Abecedarian were high-intervention preschool programs conducted with a very small sample of at-risk children several decades ago.
The findings from Perry and Abecedarian have not been replicated in state preschool programs. To make generalizations from these programs to state programs would be what researcher Russ Whitehurst of the Brookings Institution calls “prodigious leaps of faith.”
The evidence from other preschool programs also indicates that the potential benefits of universal preschool may be overstated.
Georgia and Oklahoma. Since 1993, the state of Georgia has offered all four-year-old children the opportunity to enroll in state preschool programs. Since 1998, Oklahoma has offered all four-year-olds the opportunity to attend taxpayer-funded preschool.
More than a decade after offering students universal preschool, neither Georgia nor Oklahoma has shown impressive gains in students’ academic achievement, as measured by the National Assessment of Educational Progress (NAEP). While NAEP outcomes are influenced by many factors, if universal preschool yielded the kinds of meaningful, long-term benefits promised by supporters, it would likely be evident in NAEP fourth-grade reading scores. After two decades of universal preschool, Georgia fourth-graders finally caught up to the national average in reading; in Oklahoma, fourth-grade reading test scores have declined since 1998 when the state first implemented universal preschool.
Even when gains are found in evaluations of preschool programs, fade-out of these gains is also a consistent finding. Researchers Katherine A. Magnuson, Christopher J. Ruhm, and Jane Waldfogel used rich data from the Early Childhood Longitudinal Study to evaluate the impact of prekindergarten on children’s school readiness, as well as impacts on their behavior. Magnuson and her colleagues found that “prekindergarten increases reading and mathematics skills at school entry, but also increases behavioral problems and reduces self-control.” Notably, they found that “the effects of prekindergarten on skills largely dissipate by the spring of first grade, although the behavioral effects do not.” Math and reading achievement upon kindergarten entry increased significantly as a result of attending prekindergarten, but “the cognitive benefits of prekindergarten quickly fade.”
For most children, “70 to 80 percent of the cognitive gains associated with attending prekindergarten have faded out by the spring of the first grade.”
"Researchers at the RAND Corporation note that ‘the literature is more limited in providing scientiﬁcally sound evidence of the long-term beneﬁt of high-quality preschool programs for more-advantaged children’.” The study suggests that for middle-income and upper-income children, preschool had few, if any, long-term benefits. This is an important finding to consider as proponents of universal preschool argue to expand what is currently a more targeted preschool system to one that enrolls all four-year-old children. Today, 31 of 39 states with taxpayer-funded preschools have targeted programs for low-income children. If parents and taxpayers want further evidence of the limited ability of large-scale government preschool to improve academic outcomes for children, they can look to the recently released evaluation of the federal Head Start program.
Head Start. Created in 1965 as part of President Lyndon Johnson’s Great Society initiative, Head Start is a federal preschool program designed to serve low-income children. Funded at nearly $8 billion in 2012, Head Start has received more than $180 billion in taxpayer funding since its inception.
Despite the tremendous taxpayer “investment,” Head Start consistently failed to reap a return. In December 2012, the Department of Health and Human Services (HHS), the agency that administers Head Start, released a highly anticipated evaluation of the program. The scientifically rigorous evaluation of more than 5,000 children found that Head Start had little to no impact on cognitive, social-emotional, health, or parenting practices of participants. On a few measures, access to Head Start had harmful effects on children.
Access to Head Start for each group had no statistically measurable effects on all measures of cognitive ability, including numerous measures of reading, language, and math ability.
While Head Start did produce a positive impact in the areas of social skills and positive approaches to learning for participating three-year-old children, it failed to affect four measures of parental-reported problem behaviors. And, while Head Start is associated with a small decrease in aggressive behavior for the four-year-olds evaluated in the study, it failed to improve parental reports of hyperactive and withdrawn children. Unlike it did for the three-year-old cohort, Head Start did not improve the social skills of the four-year-old group.
Access to Head Start also failed to improve child health status. According to the HHS evaluation, Head Start had no statistically measurable effect on all five health measures, including receipt of dental care or access to health insurance.
The December 2012 HHS report follows the agency’s 2010 Head Start Impact study, which tracked the progress of three-year-olds and four-year-olds from Head Start through kindergarten and first grade. The 2010 evaluation found that Head Start had little to no positive effects for children. Head Start failed to improve language skills, literacy, math skills, or school performance of the participating children.
The evaluation of the 48-year-old Head Start program by the Department of Health and Human Services shows that the federal government is a particularly ineffective preschool provider. The nation’s experiences with Head Start should serve as another cautionary tale of what to expect by expanding that model.
Research on the limited impact of preschool to impart sustained academic benefits on children, combined with research demonstrating that preschool programs have the greatest impact on disadvantaged children, suggests that large-scale public preschool programs will not benefit children. Moreover, the experiences in Georgia and Oklahoma with universal preschool have shown limited to no impact on reading achievement, and the nearly half-century experiment with the federal Head Start program has failed entirely in its mission to improve academic outcomes for children.
Proponents of universal preschool should proceed with caution. That is especially true for the Obama Administration after the President’s assertion that “Secretary Duncan will use only one test when deciding what ideas to support with your precious tax dollars: It’s not whether an idea is liberal or conservative, but whether it works.” The evidence suggests that a new, large-scale government preschool program would not, in fact, work.
Beyond the lack of evidence in support of expanded public preschool and a lack of demand for such programs, there is another concern: that an expansive new government preschool initiative would crowd out private preschool and child care providers. Such crowd-out can occur in two ways: (1) by limiting private participation with numerous new rules and regulations and (2) by forcing private providers to compete with “free” taxpayer-funded programs.
Increasing Regulation on Private Providers. While it is unclear how—or even whether—private providers will be impacted by regulations contained in the Administration’s new proposal, one thing is clear: Expanding government preschool at any level disadvantages private providers, ultimately limiting choices for parents.
Part of President Obama’s proposal includes a “partnership” with states to expand public preschool programs. While the White House has released few details of its plan (including no cost estimates), in order for states to access federal funds they must demonstrate that funding is going to preschool programs that employ “qualified teachers” who are “paid comparably to K–12 staff,” utilize a “rigorous curriculum,” and “have a plan to implement comprehensive data and assessment systems,” among other regulations. If these regulations for any reason were extended to private, religious, or in-home providers, the requirements would increase burdens to the point that they could push private providers out of the market.
The Obama Administration’s proposal to expand government-funded preschool and child care would undercut the private market by giving families subsidized or “free” (read: taxpayer-funded) alternatives to what they currently pay for on their own. The more generous a taxpayer-funded preschool program becomes, the more difficult it will be for private preschools to compete.
Families in Quebec, Canada, know firsthand the reality of private preschool and child care crowd-out. Economists Michael Baker, Jonathan Gruber, and Kevin Milligan suggested the possibility of a crowd-out of private providers resulting from the introduction of the universally subsidized Quebec Family Policy program, which began providing $7-per-day day care to families regardless of income, beginning in 1997. While there was an increase of about 14 percent in child-care enrollment, approximately one-third appears to be due to parents moving their children from informal to formal (subsidized) arrangements. Furthermore, many parents who had previously left their children in the care of family members or friends opted for subsidized child care after the policy was implemented. The Montreal Gazette picked up on the researchers’ findings, writing that the government has “squeezed other suppliers of child-care service out of the market.”
Expanding public preschool and child care at any level of government will increase costs for taxpayers by encouraging more participation in public programs, undermining private providers, and thereby reducing American families’ preschool choices.
A Better Approach: Strengthening Families. Instead of expanding the reach of government into early childhood education and care—beginning with infants—policymakers should avoid proposals that act as further disincentives to parents to provide care themselves for their youngest children. In order to achieve excellence in early education, policymakers must abandon the presumption that preschool for all is preferable to family care. Government preschool programs cannot replace the benefits of a strong family.
Parents are a child’s first educators. A stable family, with married parents, provides the best foundation for a child’s academic success. Children raised in intact families are more likely to graduate from high school and more likely to attend and complete college than their peers raised in single-parent or blended families. They also score higher on reading and math, and exhibit fewer behavioral problems in school. A stable family also prevents a variety of other risk factors that would derail a child’s future success.
However, over 40 percent of children are born outside marriage in America today. These figures are much higher among minorities: 72 percent among African Americans and 53 percent among Hispanics, while 29 percent among whites. Unwed childbearing is the greatest driver of child poverty today. Children in single-parent families are nearly six times as likely to be poor compared to their peers born in married-parent homes. Additionally, children in non-intact families have poorer academic performance and are at greater risk for dropping out of school, becoming antisocial and delinquent, and parenting a child outside marriage. These outcomes persist even after controlling for income.
Despite these alarming trends, there is not enough discussion surrounding the need to strengthen marriages and families. While stronger families would ensure that more children are on a path to successful academic futures—and more stable lives in general—there are still disadvantaged children who may benefit from early childhood education. For example, research shows that children from disadvantaged backgrounds benefit more from pre-K programs than children from middle-income and upper-income families, but that the benefits for low-income children vary by program. Findings from the Head Start evaluation as well as those from evaluations of state-funded preschool are a clear reminder that government attempts to fund and administer early education programs for low-income children have failed overall to produce lasting academic gains.
Additionally, it is important to consider the research on the effects of non-maternal care on children. Researchers find that children who spend time in child care centers, particularly those who start center-based care during their first year of life and spend 30 or more hours a week in center care, are more likely to display behavioral and social-emotional problems. High-quality care does not necessarily ameliorate these negative outcomes. Researchers also suggest that participation in pre-K programs is connected with a significant increase in behavioral problems.
Expansive government preschool and child care programs can never replace the benefits that strong families and parental care provide. As sociologist Charles Murray recently wrote:
Asking those questions [about the extent to which Head Start systematically fails to serve the children who need refuge in a nurturing and safe environment] forces us to confront a reality that politicians and other opinion leaders have ducked for decades: America has far too many children born to men and women who do not provide safe, warm and nurturing environments for their offspring—not because there’s no money to be found for food, clothing and shelter, but because they are not committed to fulfilling the obligations that child-bearing brings with it.
Government policy must acknowledge the crisis of unwed parenting, the greatest driver of child poverty today. An expansion of federal preschool is more likely to create new problems of its own, rather than address these deeper social issues.
Excellence in early education requires abandoning the presumption that preschool for all is preferable to family care, targeting existing federal preschool and child care programs, and eliminating ineffective programs. To achieve that goal, federal policymakers should:
—Lindsey M. Burke is the Will Skillman Fellow in Education Policy in the Domestic Policy Studies Department, and Rachel Sheffield is a Research Associate in the Richard and Helen DeVos Center for Religion and Civil Society, at The Heritage Foundation.
 News release, “Fact Sheet President Obama’s Plan for Early Education for All Americans,” The White House, February 13, 2013, http://www.whitehouse.gov/the-press-office/2013/02/13/fact-sheet-president-obama-s-plan-early-education-all-americans (accessed February 28, 2013).
 Departments of Labor, Health and Human Services, Education, and Related Agencies Appropriation Act of 2012, http://rules.house.gov/Media/file/PDF_112_1/HR2055CRbill/pcConferenceDivF-BillOCR.pdf (accessed February 28, 2013). At the time of publication of this Backgrounder, the Administration had not yet released numbers on the exact increase for Head Start.
 News release, “Fact Sheet President Obama’s Plan for Early Education for All Americans.”
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 Whitehurst, “Can We Be Hard-Headed about Preschool?”
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 “Quebec’s Unfair Lottery: $7-a-Day Daycare,” The Gazette (Montreal), October 15, 2009, http://www2.canada.com/montrealgazette/features/viewpoints/story.html?id=7ddd7026-5097-47a0-9d0e-288318af86c2 (accessed February 28, 2013).
 “Strong Beginnings: How Families Bolster Early Educational Outcomes,” Heritage Foundation Family Facts Brief No. 23, http://familyfacts.org/briefs/23/strong-beginnings-how-families-bolster-early-educational-outcomes.
 “Marriage and Family as Deterrents to Delinquency, Violence and Crime,” Heritage Foundation Family Facts Brief No. 26, http://familyfacts.org/briefs/26/marriage-and-family-as-deterrents-from-delinquency-violence-and-crime.
 Robert Rector, “Marriage: America’s Greatest Weapon Against Child Poverty,” Heritage Foundation Special Report No. 117, September 5, 2012, http://www.heritage.org/research/reports/2012/09/marriage-americas-greatest-weapon-against-child-poverty.
 Magnuson, Ruhm, and Waldfogel, “Does Prekindergarten Improve School Preparation and Performance?”
 Jenet Jacob Erickson, “The Effects of Day Care on the Social-Emotional Development of Children,” Heritage Foundation Family Facts Report No. 2, April 2011, http://familyfacts.org/reports/2/the-effects-of-day-care-on-the-social-emotional-development-of-children.
 Charles Murray, “The Shaky Science Behind Obama’s Universal Pre-K,” Bloomberg News, February 21, 2013, http://www.bloomberg.com/news/2013-02-21/the-shaky-science-behind-obama-s-universal-pre-k.html (accessed February 28, 2013)
 Rector, “Marriage: America’s Greatest Weapon Against Child Poverty.”