(Archived document, may contain errors)
52 February 27, 1978 WAR IN THE HORN OF AFRICA THE ISSUE On July
23, 1977, the forces of the Somali Democratic Republic invaded the
desert region of the Ogaden within the borders of Ethiopia. This
invasion was based on long-standing Somali claims to the Ogaden
made militarily possible by heavy Somali reljance on Soviet (and to
some extent Cuban) arms and assistance. This erup tion of war was
serious enough, but coupled with the disruption of the 22-year
alliance between Ethiopia and the United States in April and the
rapid turn of the Ethiopian regime of Colonel Mengistu Haile Mariam
to the U.S.S.R. and Cuba, the war in the Horn of Africa began to
assume the proportions of a major international crisis.
Initially, the'somali-invasion, aiding pro-Somali insurgents in
the Ogaden, was successful, but recent military aid to Ethiopia
from various Communist states has begun to reverse this tide of
victory.
At the present time, the threat in the Horn of Africa is twofold
first, that Soviet as sistance to Ethiopia will lead to the domina
tion of this strategically situated nation by the Kremlin, and
secondly, that a Soviet supported Ethiopian victory will lead to
the invasion or destabilization of Somalia or of other neighboring
states I I Conc ern over the war in the Horn of Africa and Soviet
involve- I ment has been expressed by both Congressional leaders
and by the Administration.
Tsongas of Massachusetts made an extensive trip throughout the
area in December, 1977, and expressed their views in a report to
the House International Relations Committee on February 3, 1978
Congressmen Don Bonker of Washington and Paul 1. War-in the Hor n
of Africa: A Firsthand Report'on the'challenges for United States
Policy (Washington, D.C 95th Congress, 2nd Session, February 3,
1978 hereinafter cited as "War in the Horn 2 I On February 8, 1978,
Senator Thomas F. Eagleton of Missouri also ex pressed c o ncern
over Communist penetration of the Horn in a speech on the Senate
floor.2 warned the Soviet Union that if Ethiopian troops cross the
Somali border, the U.S. would have to reexamine its present policy
of not supplying arms to the Somalis.3 interest in the problems of
the Horn of Africa, an examination of new diplomatic and military
developments in fhe region and of possi ble policy options for the
U.S. is in order On February 10, Secretary of State Cyrus Vance
Given this recent concern over and DIPLOMA CY IN THE HORN OF AFRICA
The current crisis in the Horn of Africa has developed from the
destabilization that followed American cut-off of military aid to
Ethiopia in February, 19
77. The Carter Administration decided 'that Mengistu's regime
had violated "human rights" and suspended military aid'on February
24, ending a relationship that went back to 1945.
Between 1945 and 1975, the U.S. gave $618 million in military
aid to Ethiopia. At this time, Somalia still enjoyed a close
relationship to the Soviet Un ion and presented a serious threat to
Ethiopia. More over, the Eritrean rebellion and rebellions in
several other provinces of Ethiopia as well as violence and
instability in the capital all meant that Mengistu's government was
in serious need of arms. It was this cut-off of American aid to the
oldest 'and strongest U.S. ally in Africa that virtually obliged
Mengistu to turn to the Soviets and to adopt a more strident
anti-American policy. In April, Mengistu closed down U.S. military
and communications fac ilities at Kagnew, and in June he expelled
the consulates of the U.S. and sf five other countries.
The Carter Administration, however, emitted confusing
signals.
The President informed Secretary Vance and Dr. Brzezinski that
he wanted to tilt toward Somal ia and made approaches through Dr.
Kevin Cahill, the personal physician and friend of Somali President
Siad Barre. Dr. Cahill, after meeting with Matthew Nemetz, a close
asso ciate of Vance, informed Siad Barre that Washington did not
oppose guerrilla pre s sure in the Ogaden, but wanted Somalians to
drop terri torial demands in Kenya. Siad Barre then confirmed this
message through his son-in-law and ambassador to the U.S and also
received offers of assistance from Saudi Arabia and six other
nations. It was a t this point that Siad Barre launched his
invasion of the Ogaden in the belief that he would receive military
aid from .the U.S. to replace 2. Thomas F. Eagleton, "The Horn of
Africa," Congressional Record, February 8 1978, p. S1470 3.
Washington Star, Fe b ruary 10, 1978 4- For further background.on
the Horn of Africa prior to the outbreak of war in July, see
"Conflict in the Horn of Africa Heritage Foundation Backgrounder
NO- 24, July 13, 1977, and the updated version of this paper in The
Journal of Social and Political Studies, 11, #3 (Fall, 1977), pp.
155-168 I 3 Soviet aid. American diplomats, however, have denied
that they en couraged the invasion of the Ogaden. By early October,
the Adminis tration had definitely decided against. further
military invol v ement in the Horn.5 L Moderate Arab states,
however, have been more encouraging to Siad Barre. In January, he
received the assurance from the Shah that Iran would assist if the
Ethiopians violated Somali borders. He made an extensive trip
throughout the r e gion at that time and received promises of
assistance from Pakistan as well in the form of Chinese assault
rifles. He met with Presidents Sadat of Egypt and Nimeiry of Sudan
and received their promises of support in the event of an Ethiopian
invasion. The i r assistance is particularly important since both
Sudan and Egypt have some remaining supplies of Soviet weapons in
the use of which Somali troops have been trained. Sadat has given
30 million in arms toSomaliabut refused to occupy the former Soviet
naval facilities at Berbera.6 Siad Barre to the amount of $300
million as of last summer.
Saudi Arabia has also sent aid to Though the Carter
Administration has recently voiced more alarm at the crisis in the
Horn and has responded to the point of sending ships from the U.S.
Sixth Fleet to cruise off the coast of the region there has been no
decisive response by the U.S. On January 21, the U.S. conferred
with the representatives of Great Britain, France West Germany, and
Italy in Washington and agreed not to be c ome in They refused afE
-eo b=othcEthiopia and-'Somalia, agreed to appeal to the Organiza
tion of African Unity for an "African Solution" and to the
concerned governments for a negotiated settlement. West Germany,
however, ex tended a loan to Siad Barre o f $12 million, probably
in return for his cooperation with the German anti-terrorist
strike, and Ethiopia ressonded by expelling the German ambassador.7
I volved in the Horn by direct military-participation These
diplomatic developments leave the Horn of A f rica in a very
lopsided situation. For the first time since the 1950's, the Soviet
Union is heavily committed in the Horn and the U.S. finds itself ex
cluded. The problem now is how the U.S. can restore a role for
itself in the region without abetting Som a li aggression and at
the same time stabilize the conflict there and protect the
legitimate interests of itself and of its allies I THE WAR IN THE
OGADEN The Ogaden is a largely desert region of 246,000 square
miles in area populated by nomadic tribesmen w h o have ethnic and
linguistic 5. Newsweek, September 26, 1977, pp. 42-43; Richard
Burt, in New York Times October 3, 1977, p. 1; David B. Ottaway;
Washington Post, November 18, 1977, p. A23 6. The Economist,
January 7, 1978, p. 50; War in the Horn, p. 40 7 . The Economist,
February 4, 1978, p. 71 r a e 3 5 9 4 c ties'to the Somalis
similarly populated area of neighboring Kenya known as the Northern
Frontier District (NFD) as part of the Somali nation. The Western
Somali Liberation Front (WSLF) has been the s p earhead of Somali
attacks in the Ogaden and has received arms and assistance from the
regime in Mogadishu. Siad Barre has claimed that Somali forces are
not involved in the Ogaden, though it has become fairly clear that
this is not the case. Despite the e f forts of Colonel Mengistu to
mobilize a massive peasant army to repel the Somali invasion of the
summer, Somali forces, relying heavily on Soviet military equipment
were dramatically successful By early August, Ethiopia admitted
that it.had lost control o f the Ogaden. The WSLF, led by Abdulahi
Hassan Mohamud and claiming a strength of 30,000 guerrillas, ex
tended its claims to all four of the southern provinces of
Ethiopia.
In August, after intense fighting, the Somalis captured the key
city of Jijiga, a m ajor Ethiopian tank base situated on the
Karamarda Mountain range that forms a natural frontier for the
Ethiopian in terior. In other key cities, Diredawa and Harar, the
Ethiopians held on tenuously until autumn rains immobilized the
Somali advance Somali a regards this region as well as the Although
Ethiopia began soliciting military aid from the Soviet Union in
May, little of this had arrived by mid-summer. Ethiopian forces
have relied heavily on American arms, and it is doubtful that they
found the trans i tion to Soviet equipment easy. By the early
winter of 1977, however, Soviet aid began to arrive in massive ship
this material is called for. ments as well as aid'from other
Communist states Some detail on COMMUNIST AID TO ETHIOPIA Somalia
has had a close r elationship to the Soviet Union since 1963, and
Siad Barre's regime has relied on Soviet military equipment for its
forces on KGB control of its intelligence service, and on Soviet
economic and diplomatic support. The Ethiopian expulsion of the
U.S. prese n ce in April, however, led to a Soviet alliance with
Mengistu. The Soviets were not favorable to the Somali invasion of
the Ogaden and began to develop closer ties with Mengistu. Siad
Barre whom moderate Arab states began to pressure heavily, became
suspic i ous of the Soviets. He began to explore the possibilities
of'receiving U.S. aid and to accept Saudi Arabian money and
assistance Soon after the West German rescue of Lufthansa Flight
181 at Mogadishu airport in November, Siad Barre reversed himself
comple t ely. He gave all Soviet advisers seven days to leave his
country, terminated Soviet use of naval facilities at Berbera and
Kismayu, and broke diplomatic rela tions with Cuba. Although as
many as 6,000 Soviets may have been in Somalia, the'strained
relatio n s between the two coyntries had caused a gradual
reduction in their numbers to about 1,500 at the time of the
expulsion on November 13 It was apparently after this expulsion
that the Soviets decided to support Ethiopia on a massive level.
Previously, they seem to have hoped to moderate the hostility of
Ethiopia and Somalia and to settle the Eritrean rebellion. In
December, 1976, Mengistu purchased 5 e 100 million worth of arms
from the Soviets through talks in Moscow with President Podgorny
and Foreign Min ister Gromyko. In April Fidel Castro made a tour of
Ethiopia, praised Mengistu's revolutionary efforts and promised to
send advisers.
This aid, however, was only the beginning. In late November and
December, 1977 U.S. intelligence sources in the area began to
detect evidence of a massive Soviet airlift to Ethiopia. About
fifty flights originated in the Soviet cities of Georgiyevsk near
the Black Sea and Tashkent in Central Asia.
Aden in the Peoples' Democratic Republic of Yemen, where the
Soviets maintain military facilities, and then flew on to Addis
Ababa. Other Soviet planes violated the air space of various
mid-eastern countries.
The Soviets have also stockpiled fuel at Aden and at Maputo in
Mozambique and are believed to have the capacity to transport as
many as three full divisions to Libya in one day. As many as 225
transport planes or 15 percent of the Soviet military transport
fleet may be involved. This airlift of arms included ammunition,
field guns Stalin Organ rocket launchers, and MiG-2l's, M iG-23's,
and SU-7's.
The airlift, however, was not all. The port of Aseb in Eritrea,
still held by the Ethiopian forces, was blocked by a massive
in-flow of similar materials transported by sea from the Black Sea
through the 8 Suez Canal and down the Red S ea The planes refueled
at Soviet 'personnel have also been deployed in Ethiopia. In early
January, Western 'intelligence sources reported a conference"in
Addis Ababa of high-ranking Soviet officers, including at least
five senior Soviet generals, and seve r al East German officers.
General Koliyakov Soviet chief-of-staff in Libya and in charge of
Soviet operations throughout Africa, was also present, as was Raul
Castro, brother of the Cuban dfctator. Dmitri Ustinov, the Soviet
Defense Minister, was reported b y Somali intelligence to be
present but this was not con firmed. Castro, however, did continue
on to Moscow, after touring the front lines, where he conferred
with Premier Brezhnev and Mr Ustinov.9 Dr; Zbigniew Brzezinski
stated on February 24 that Genera l Vasily I. Petrov of the Soviet
Army is in direct command of Ethiopian forces, though earlier
reports from Somalia had indicated that Gen.
G.
G Barisov was the Soviet commander.10 Western intelligence
sources recently estimated that there are 1,000 Russi ans, 3,000
Cubans, about 1,000 South Yemeni troops, and about 2,000 troops
from Eastern Europe.11 In an advance made by Ethiopian troops
against Somali positions in and around Harar in early February, in
which Somali forces were forced to retreat, Soviet T -54 tanks
appeared in the vanguard, and the Ethiopians received expert air
support from both American F-5's 8. Newsweek Airlift to Ethiopia
January 23, 1978, p. 35-36; Drew Middleton, New York Times,
February 9, 1978, p. A6 9. The Economist Foreign Report , No. 1519,
January 18, 1978, p. 1 10. The Washington Post, February 25, 1978,
p. Al; The Times (London February 11 1918, p. 1 11, Time, February
20, 1978, p. 28 3 6 and MiG-211s, the latter probably piloted by
Cubans or Russians. 12 night attacks may be f l own by North Korean
pilots.13 MiG's have also been used in attacks on Eritrean rebel
positions and I The Cuban role in Ethiopia has expanded immensely
from last sum mer, when there were only about fifty advisers there.
Secretary Vance has stated that 2,00 0 Cubans are involved in a
combat role in Ethiopia and that more are on the way, and on
February 24, Dr. Brzezinski and the State Department asserted that
there are now over 1O;OOO Cubans there.14 The Cubans have
established an anti-personnel carrier train ing school at Aseb in
Eritrea, a tank school in Awash, and a militia training school in
Addis Ababa, and Cuban and Soviet advisers had been observed in at
least fourteen battle sites as of last January.15 STRATEGIC VALUE
OF THE HORN OF AFRICA 1. The India n Ocean: The most obvious
strategic linkage of the.Horn is with the balance of power in the
Indian Ocean.16 Soviet bases at Berbera and Kismayu were invaluable
for giving the Soviets access to this area, which is linked to
Southern Africa, Central Asia and the Middle East, and Southeast
Asia. Though the loss of these facilities was a setback for the
Soviets, they retain bases in Aden and may construct one or more on
the Eritrean coast (possibly at Aseb which would give them access
to the Indian Ocean as wel l as control of the Red Sea route to the
Ocean. The U.S. and the Soviets'have been engaged in negotiations
for demilitarization of the Ocean, or as the Soviets like to say,
to transform the region into a "Zone of Peace," but on February 8,
the U.S. announc e d that due to its con cern over the Soviet
involvement in the war in the Horn, a quick agreement on the Indian
Ocean was not expected.17 2. Oil Routes: A primary concern of the
oil-producing states of the resion is that Soviet control of the
Red Sea throu g h Ethiopia would allow the interdiction of oil
routes to Europe, the-U.S 1' and Japan. Such interdiction could
lead to serious economic dislocations in these areas, to impairment
of their military machines, and to economic and political chaos in
them and in the Middle East itself 12. Ibid 13. The Economist
Foreign Report, No. 1521, February 1, 1978, p. 6 14. Washington
Post, February 10, 1978, p. Al; and February 25, 1978, p. Al 15.
Newsweek, z. e 16.
Ocean, see "The Indian Ocean: Its Significance for U.S. Foreign
Policy," Heritage Foundation Backgrounder, No. 14, June 14, 1977
For background on the power balance and strategic significance of
the Indim 17. New York Times, February 10, 1978, p. A8. 7 Th i s
possibility is an almost obsessive concern with Middle East
leaders. Anwar Sadat, Siad Barre, and President Nimeiry of Sudan
who have all had extensive dealings with the Soviets,.have stated
that Soviet officials have told them that the ability to inter d
ict oil routes was a Soviet goal in the area.18 to Washington in
the autumn, he placed before President Carter a dossier of Iranian
intelligence reports that detailed Soviet aid to Iraq with the same
intentions: specifically, the arming of terrorist group s with
missiles, and chemical and biological weapons capable of sinking
tankers in the Straits of Hormuz and thus blocking passage.
This could mean blockage of the Straits for weeks,and lead to
severe economic chaos in the West.l9 During the Shah's visit 3 .
The Middle East: Both Israel and Egypt are affected by the
possibility of Soviet domination in Ethiopia. Recent Israeli insist
ence on the securityof.its access to Sharm-el-Sheikh on the tip of
the Sinai peninsula indicates why it is concerned. Oil and other im
ports and exports must pass through the Red Sea if Israel is to
have access to the Indian Ocean and other non-Mediterranean sea
routes.
Soviet control of the Red Sea would block this access.
Israel has maintained military advisers in Ethiopia unt il
recently. These instructors are credited with the training of a
400-man-elite force that acts as the personal bodyguard of -Colonel
Mengistu and also with the training of 75 Ethiopian instructors who
in turn trained the Flame Brigade,-described as-"the most savage in
our armed forces Israel has also provided spare parts for American
planes in Ethiopia and has sold Mengistu captured Soviet However,
according to President Sadat, Mr. Begin shares his concern at
the.new Soviet role in Ethiopia, and Israel h a s reportedly
curtailed its military assistance.21 the Red Sea. But Anwar Sadat
has expressed another concern also On February 7, 1978, he met with
a group of U.S. Senators in Washington and explained Half the water
of the Nile comes from Ethiopia. I122 Na turally, I am alarmed with
the Soviets' controlling half my water.
President Sadat also expressed concern that after the Soviets
dealt Egypt is also worried by the possibility of Soviet control of
18. War in the Horn of Africa, pp. 22 and 30; Newsweek, Feb ruary
13, 1978, p. 47 19. The Economist Foreign Report, No. 1518, January
11, 1978, p. 2 20. Dan Connell, Washington Post, October 1, 1977,
p. A12 21. War in the Horn, p. 39; Newsweek, February 13, 1978, p.
27 22. Quoted by Senator Eagleton, Congressional Record, February
8, 1978, p. S1470. 8 concern that after the Soviets dealt with
Somalia, they would turn on Egypt and Sudan, making use of Libya
which.has profound disputes with both, to sandwich them between
Kaddafi's regime and Ethiopia 4. Central Afric a: The Soviet-Cuban
aid to Ethiopia recalls the similar (and still present) assistance
to Angola and Mozambique which has resulted in threats to the
security of Rhodesia, South Africa, and Zaire. Parallel threats
exist in northeastern Africa.
Kenya, under the rule of aging Jomo Kenyatta,-has seriously
strained relations with Somalia and with Uganda, which also
receives Soviet and Cuban aid. Chad also has strained relations
with Sudan which is threatened by Libya. Many of these conflicts
are based on tribal religious, ethnic, and cultural differences and
can easily be ex ploited by propagandists and used to create
full-scale wars Should the Soviets find this course attractive,
they would find considerable opportunity' to gain political
advantages for themsel v es in Africa 23 SOVIET INTENTIONS IN THE
HORN OF AFRICA Although Russia in the nineteenth century revealed
an interest in Ethiopia, never before have they committed
themselves on such a massive-military scale. This involvement seems
to go beyond a desire t o see the Somali conflict contained, and
several commentators, from Siad Barre to Senator Eagleton, have
indicated the serious possibility of a Soviet-sponsored invasion.of
Somalia. Although Berbera is not Soviets in demonstrating the value
of their aid t o their friends, the error of expelling the Soviets
for their enemies, and if the U.S. is not involved the
unreliability of American foreign policy. President Sadat, however,
has pointed out that the port of Berbera is more use ful to the
Soviets than thei r similar facilities at Aden because Aden is
within firing range of Egyptian guns whereas Berbera is on higher
ground. Siad Barre insists that the Soviets andcubansplan to drop
paratroopers behind Somali lines and to involve Somalia by sea and
that recent test launches of this plan have already been made. 24
Mengistu and Soviet officials have denied that they will invade
Somalia, but Siad Barre has pointed out that Ethiopian bombing of
northern Somalia already constitutes a violation of Somalia
territory.
I t is significant that the Ethiopians attacked the interio'r of
Somalia irreplaceable in function, such an invasion could be useful
to the .z 25 23. On the Soviet and Cuban presence in Africa
generally, see Larry Heinzerling Cuba Seeks to Lead Third World N
ations in Chicago Tribune, February 13, 1978, p. 11 and David K.
Willis, "Soviets Seek Mideast Openings," Christian Science Monitor
January 30, 1978, p. 1 24. War in the .Horn of Africa, p. 40;
Newsweek, February 13, 1978, p. 48 25. Interview with Siad Ba r re
in Newsweek, February 13, 1978, p. 47. e 5 9 before they had
expelled the Somalis from the Ogaden or crushed the rebellion there
or in Eritrea. c A second problem has to do with how stable the
Soviet presence in Ethiopia is likely to be. The Soviets we re
expelled from Egypt in 1972, and from Sudan in 19
73. In Somalia and reportedly also in Mozambique, the Russians
have found it difficult to get along with the black population,
though they are still present in the latter country. This Soviet
failure to "win friends" in other African or Moslem countries may
be used as a rationalization for the U.S. not to become involved in
the Horn of Africa. Soon after the Somali ex pulsion of the
Soviets, some American journalists remarked that Soviet policy in
the Ho r n had failed.26 It may be that Ethiopia will in time
expel1 the Soviets as s be given to the differences in the
situation. First, Mengistu's Egypt, Sudan, and Somalia have.
However, some consideration should regime is much more unstable
than those of the other three countries and needs the coercive
support of foreign arms more than they did.
Secondly, there were critical incidents or dissatisfactions in
the other three countries that led to the Soviet expulsion In Egypt
the death of Nasser, the rise of Sad at, and the failure of the
Soviet con nection to win Egyptian aims from Israel or the U.S. led
to Sadat's disenchantment with the Soviets and their expulsion. In
Sudan, a plot by indigenous Communists with the backing of the
Soviets to assassinate Nimeiry , as well as the example of Sadat,
led totheir expulsion and Nimeiry's turn to the West. In Somalia
the precipitating event was the failure of the Soviets to allow
Siad Barre the full measure of his expansionist dreams and the
possibility of U.S. aid to re p lace that of the Soviets. Such
incidents may occur in Ethiopia and lead to a simi lar rejection of
the Soviets, but there is no reason to assume so or for the U.S. to
rely on Soviet errors for the protection of its own taken more
seriously by Mengistu, by his army, and even by his internal
enemies than it was in Egypt, Sudan, or Somalia. This ideological
fac tor should be considered when measuring the degree to which the
present regime or its possible successors will feel comfortable
with a Soviet and Cuba n presence CONCLUSION interests. Finally, it
should be recalled that Marxist ideology is I Whatever-policies the
U.S. adopts in the Horn of Africa must take three factors into
account. First, the Organization of African Unity in 1964 adopted a
resolution t h at legitimated the existing boundaries of all
African states. The Somali invasion of Ethiopia is in violation of
this resolution, as would be an Ethiopian invasion of Somalia. U.S.
aid to either state must consider,whether such aid and support
would destr o y this principle. Abandonment of the OAU principle of
territorial integrity could lead to a general confla gration in
Africa, as few states are satisfied with their. existing 26. See
David K. Shipler, "Moscow's Setback New York Times, November 14,
1977 p. 1; letter of A.H.I. Aden in New York Times, November 28,
1977, p. 30 Who Lost Somalia?" editorial in Washington Post,
November 17, 1977, p. A22 7-p f 10 r ,i c 5 5, L C frontiers. This
development could lead to Soviet gains as well as to continental
war S econdly, it must be realized that the Somali armed forces
since 1963 have been armed and trained with Soviet weapons and
equipment.
It is unlikely that they could quickly adapt to new U.S. weapons
though American resupply of Egyptian and Sudanese forces in return
for the shipment of their Soviet arms to Somalia would be helpful
to some extent. This policy, however, would create problems with
Israel which would not want Egypt to receive new U.S. arms.
Thirdly, the'U..S must understand that Ethiopia is not y e t
irretrievably lost to it. The long-standing alliance might still be
restored if the U.S. does not alienate Ethiopia by siding with its
enemies and if, at the same time the Soviets and Cubans are not
permitted to use Ethiopia as a base for their own ambi tions Samuel
T. Francis Policy Analyst