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A CONSERVATIVE PROGRAM FOR A KINDEF14 GENTLER AMERICA
by Russell Kirk Today I offer you some observations concerning
Wilhelm Roepke, a principal social thinker of the 20th century -
and, incidentally, the principal architect of Germany's economic
recovery at the end of the Second World War. His books are out of
print in this country at present, but I plan to reprint in a series
that I edit, 7he Library of Conservative Thought, his study 7he
Social Crisis of Our Time, and later other books of his. And to my
remarks on Professor Roepke, I shall add certain rela t ed
reflections of my own. Roepke was the principal champion of a
humane economy: that is, an economic system suited to human nature
and to a humane scale in society, as opposed to systems bent upon
mass production regardless of counterproductive personal a nd
social consequences. He was a formidable opponent of socialist and
other "command" economies; also a fearless, perceptive critic of an
unthinking "capitalism." Although German by birth, during the
Second World War, Roepke settled at Geneva, where he be c ame
professor of economics at the Graduate Institute of International
Affairs. There he wrote Civitas Humana; The Social Crisis of Our
T"Ime; Economics of the Free Society; 7he Solution of the German
Problem; and the essays included in the volumes Against the 711de
and Welfare, Freedom, and Inflation. The title of his last book, A
Humane Economy, which was published in America, was suggested by
me. A gentleman of high courage and a sincere Christian, Roepke set
his face against both the Nazis and the commu n ists. He was
intellectually and physically vigorous: an accomplished skier, he
always climbed back up the mountainside, rather than riding a
chair-lift. Knowing that man is more than producer and consumer,
Roepke detested Jeremy Bentham's Utilitarianism a n d found that
most of his fellow economists perceived human existence
imperfectly, being blinkered by utilitarian dogmata. Opposing A
Malign Power. Before turning to Roepke's arguments, I venture to
offer some background of his thought during the disorderl y period
that followed upon the Second World War, a time during which the
idea of grand-scale social planning exercised a malign power.
Roepke was the most effective opponent of that Plannwirischaft.
That highly speculative division of knowledge, which our age calls
"economics," took shape in the 18th century as an instrument for
attaining individual freedom, as well as increased efficiency of
production. But many 20th century teachers and specialists in
economics became converts to a neo-Jacobinism. (Burke defines
Jacobinism as "the revolt of the enterprising talents of a nation
against its property.") Such doctrines of confidence in the
omnicompetence of the state in economic concerns came to
predominate in state polytechnic institutes and state universiti es
especially. Quite as 18th century optimism, materialism, and
humanitarianism were fitted by Marx into a system that might have
surprised a good many of the philosophes, so 19th century
utilitarian and Manchesterian
Russell Kirk is a Distinquished Scholar at The Heritage Foundation.
He spoke at The Heritage Foundation on April 27,1989. ISSN
0272-1155. 01989 by The Heritage Foundation.
concepts were the ancestors (perhaps with a bend sinister) of
mechanistic social planning. The old Jacobins scarcely re alized
that their centralizing tendencies were imitative of the policies
of the "old regime"; so it is not surprising that recent
humanitarian and collectivistic thinkers forget their debt to
Jeremy Bentham. Yet the abstractions of Bentham, reducing human
beings to social atoms, are the principal source of modern designs
for social alteration by flat. Planners' Distorted Perspective. At
the end of the Second World War, centralizers and coercive planners
were mightily influential in Western Europe and in Br i tain, and
they were not missing in the United States. The modem nation-state
enjoys effective powers of coercion previously unknown in political
structures. But the increase of coercion frustrates the natural
course of development; economic theory as a ba s is for state
coercion has repeatedly proved fallible; "planning" destroys the
voluntary community and tries to substitute an ineffectual master
plan (as, most ruinously, in Iran under the Shah); the goals of
state action should be primarily moral, not eco n omic; and thus
the whole perspective of social planners is distorted. In
opposition to the dominant school of economic theory just after the
Second World War, such economists as Roepke, W. A. Orton, F. A.
Hayek, and a handful of others strove to restrain t he economic
collectivists. Although he proved himself very competent to deal
with the vast postwar economic difficulties of Germany, a major
industrial country, Roepke nevertheless much preferred the social
and economic patterns of Switzerland, where he l i ved from the
triumph of Hitler until the end of his life. His model for a humane
economy can be perceived by any observant traveler in Switzerland.
Professor Roepke and I once conversed about the Swiss town of Thun,
at the foot of Thunersee, enormous peak s looming above the town,
and the beautiful long lake stretching southward from Thun's
miniature harbor. At Tbun one perceives the Swiss achievement in
dealing with the problem of social tranquility - and in reconciling
the old world with the new. Swiss Su c cess. From the railway
station at Thun you cross the river, make your way through twisted
streetsbetween very old but perfectly preserved houses, and
presently reach the steep hill on which stand the square-towered
schloss and the old church. From the bat t lements of the schloss,
you look down upon the remains of the city walls, the venerable
rathaus, and all the immaculate prosperity of a prospering Swiss
municipality. And then your eye discovers that Thun is also an
industrial town of some importance, for across the railroad tracks
are factories and warehouses, busy as the old town is sedate. Here
is an industrialism that has not blighted the traditional life of a
society. There can be few regions more pleasant for the industrial
worker than Thun. Eat at a cafe frequented by workingmen, and you
are surprised by the cheerfulness, cleanliness, and good appearance
of the place - which serves highly satisfactory food. Zurich,
Basel, Fribourg, Bem, and other places much larger than Thun also
have been successful in keeping their industrial life decent - in
contrast with what industrialism has done to British, let alone
American, cities. I have mentioned Thun because it illustrates well
enough the embodiment of Roepke's idea of a humane economy. Now
permit me to t urn to Roepke's thought.
Roepke seemed to have read everything. He was familiar, for
instance, with the social ideas of John Calhoun and James Fenimore
Cooper, concerning which most U.S.
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professors of economics are densely ignorant. Wilhelm Roepke knew
the insights of religion and poetry, the problems of history and
morality. His book, Ae Social Cfisis of Our Time, is at heart an
analysis of the menace that Roepke called "the cult of the
colossal." Social equilibrium has been overthrown in our age,
Roepke knew. Here are some moving sentences of his concerning that
grim subject. Men having to a great extent lost the use of their
innate sense of proportion, thus stagger from one extreme to the
other, now trying out this, now that, now following this f a
shionable belief, now that, responding now to this external
attraction, now to the other, but listening least of all to the
voice of their own heart. It is particularly characteristic of the
general loss of a natural sense of direction - a loss which is j e
opardizing the wisdom gained through countless centuries - that the
age of immaturity, of restless experiment, of youth, has in our
time become the object of the most preposterous overestimation. Of
all our afflictions, Roepke continues, the product of mo r al
decay, of consolidation, and of the worship of bigness, the worst
is proletarianization. Capitalism may have introduced the modern
proletariat, but socialism enlarges that class to include nearly
the whole of humanity. Our salvation, Roepke argues, lie s in a
third choice, something different from either ideological socialism
on doctrinaire capitalism. He writes: Socialism, collectivism, and
their political and cultural appendages are, after all, only the
last consequence of our yesterday; they are the l a st convulsions
of the nineteenth century and only in them do we reach the lowest
point of a century-old development along the wrong road; these are
the hopeless final state toward which we drift unless we act... .
The new path is precisely the one that wi l l lead us out of the
dilemma of 'capitalism' and collectivism. It consists of the
economic humanism of the 'Tbird Way.' Restoring Local Institutions,
Choices. Roepke's "third way" is not "gas and water socialism" or
consumer cooperatives or a managed econ o my. Instead it is
economic activity humanized by being related to moral and
intellectual ends; humanized by being reduced to the human scale.
Roepke proposes to abolish the proletariat, not by reducing
everyone to proletarian status, the method of sociali s m, but by
restoring property, function, and dignity to the mass of men. His
ideas, although not new, are put with a clarity, practicality, and
assurance that other people who wish to simplify and decentralize
the economy sometimes lack. A liberal in the t r adition of
Tocqueville, Roepke believed in the restoration of local
institutions and local choices, not in a centralized bureaucratic
elite. He desired a society with reverence, stability, personal
rights, and manners; he saw that, if we do not restore su c h a
society, presently we may have no civilized society at all. The
work of the French Revolution must be undone, he reasoned, not to
reinstate a rule of force, but instead to recognize order and
authority, established by prescription and consent. Society cannot
be organized, he wrote, "in accordance with rational postulates
while disregarding the need for genuine communities, for a vertical
structure." That same infatuation with "rationalism," which
terribly damages communal existence, also produces an un
questioning confidence in the competitive market economy and leads
to a heartless individualism which, in Roepke's words, "in the end
has proved to be a menace to society and has so discredited a
fundamentally sound idea as to further the rise of the far
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more dangerous collectivism." In such a world, where old
landmarks have been swept away, old loyalties ridiculed, and human
beings reduced to economic atoms, "men finally grasp at everything
that is offered to them, and here they may easily and underst
andably suffer the same fate as the frogs in the fable who asked
for a king and got a crane." In his chapter, "Me Splendor and
Misery of Capitalism," Roepke examines succinctly the maladies of
our current economy and observes that the same economic dishar m
onies become chronic under socialism. Then he turns to the second
part of 77te Social Crisis of Our 7-ime, entitled "Action." Roepke
there instructs us: Socialism - helped by the uprooted proletarian
existence of large numbers of the working class and mad e palatable
for them by just as rootless intellectuals, who will have to bear
the responsibility for this - is less concerned with the interests
of these masses that with the interests of those intellectuals, who
may indeed see their desire for an abundant choice of positions of
power fulfilled by the socialist state. Healthy Roots. Roepke
relishes this class of persons as masters of society even less than
he does the monopolists and the managers. His object is to restore
liberty to men by promoting economi c independence. The best type
of peasants, artisans, small traders, small and middle-level
businessmen, members of the free professions and trusty officials
and servants of the community - these are the objects of his
solicitude, for among them traditional human nature still has its
healthiest roots, and throughout most of the world they are being
ground between capitalistic specialization and socialistic
consolidation. They need not vanish from society; once more, they
may constitute the masters of society ; for Switzerland, in any
case, "refutes by its mere existence any cynical doubt regarding
the possibility of realizing our program." Loathing doctrinaire
rationalism, Roepke is careful not to propound an arbitrary scheme
of alteration and renovation. Yet h is suggestions for
deproletarianizing are forthright. Family farms, farmers'
cooperatives for marketing, encouragement of artisans and small
traders, the technical and administrative possibilities of
industrial decentralization, the diminution of the aver a ge size
of factories, the gradual substitution for the "old-style welfare
policy" of an intelligent trend toward self-sufficiency - none of
these projects is novel, but they are commended by an economist
possessing both grand reputation and sound common s e nse. Roepke
saw no insuperable difficulties. To cushion society against the
fluctuations of the business cycle, for instance, the better remedy
is not increased centralization, a very dubious palliative, but
instead stimulating men to get a part of their s ustenance from
outside the immediate realm of financial disturbance.
Specialization often works mischief, he says: The most extreme
examples of this tendency are perhaps some American farmers who had
become so specialized and so dependent on their current money
incomes that when the crisis came they were as near starvation as
the industrial worker. At the other, more fortunate end we see the
industrial worker in Switzerland who, if necessary, can find his
lunch in the garden, his supper in the lake, and ca n earn his
potato supply in the fall by helping his brother clear his land.
Roepke told me once, apropos such alternative means of subsistence
in industrial society, of an amusing exchange between himself and
Ludwig von Mises - who, though agreeing
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w ith Roepke in a good many matters, was a disciple of Jeremy
Bentham in his utilitarianism. During the Second World War, the
city of Geneva had made available to its citizens plots of ground
along the ring around the city where the ancient walls had stood.
On these allotments, in time of scarcity of food, the people of
Geneva, particularly the laboring folk, could cultivate vegetables
for themselves. These allotments turned out to be so popular, both
as recreation and as a source of supplementary food, that the city
continued to make this land available to applicants after the war
was over. Producing Human Happiness. Now Mises, who had been
professor years before at the Geneva Institute of International
Affairs, came to visit Roepke in Geneva, about 1947. Ha p py at the
success of these garden allotments, Roepke took his guest to see
Genevan workingpeople digging and hoeing in their gardens. But
Mises shook his head sadly: "A very inefficient way of producing
foodstuffs!" he lamented. "Perhaps so," Roepke repli e d. "But
perhaps a very efficient way of producing human happiness."
Humanizing of economic structure was the kernel of Roepke's
proposals. They are not detailed in Roepke's book, The Social
Cyisis of Our 7-une, nor buttressed by tables of statistics. But t
hey are cheering. In Wilhelm Roepke's pages, political economy has
an ethical foundation; and it is made clear that the purpose of
industry is personal security. Roepke was no apologist for an
abstraction called "capitalism" - a Marxist term, incidentally ,
foolishly pinned to themsel@es by numerous vain glorious champions
of economic competition. He knew that the worship of Mammon is
ruinous. Florentine Reception. Because of his independence of
thought, Roepke's influence extended to some curious quarters. A
few years after the war, Roepke was invited to Florence, where some
distinction was to be conferred upon him. Descending from his
railway coach at the Firenze station, Roepke was greeted by
dignitaries and escorted by mounted carbinieri to the Palazzo V e
cchio. There he was received enthusiastically by a great throng of
the rank, fashion, officialdom, and intelligentsia of Florence.
This crowd parted abruptly to make way for some personage who was
hurrying toward Roepke on the dais. The man approaching hi m was
fantastically dressed in unusual colors, fat, gesticulating, and
effeminate seeming. This person seized Roepke@s hands, kissing them
ardently. "Maestro! Maestro!" he murmured; then bowing low, he
retired backward into the assemblage. Roepke had been a stonished
at the splendor of this gathering in the Palazzo Vecchio; he was
yet more surprised at the adulation of this odd personage. "Who is
that gentleman?" he inquired of his hosts. "Why, don't you know
him, Professor Roepke? He is your disciple, the m a n who invited
you to Firenze and arranged this ceremony. He is the Chief for the
Communist Party in Firenze." Italian communists notoriously differ
from their comrades in most of Europe; already, at the time of
Roepke's visit, they were endeavoring to see m almost bourgeois.
Perhaps their Florentine chairman may have perceived in Roepke an
economist fruitful in means, however much their ends might differ.
Yet Roepke, who had been a fearless opponent of the Nazi regime,
assailed the communists with equal int repidity. At Florence, as
elsewhere, Roepke spoke of the human condition and of how we might
win our way back to a humane economy. Three decades later, we have
lost ground in this
5
endeavor. Washington, London, and Moscow are even more obsessed by
the Gross National Product than they were in the 1950s, although
the paper statistics of the GNP have not produced contentment or
stability, and the terrorist walks abroad. There comes to mind the
legend inscribed on a chateau's sundial in 1789: "It is later than
you think." The nexus of cash payment, never a strong social link,
does not suffice to keep down fanatic ideology or even to assure
prosperity.
Permit me now to shift the scene to the U.S., and the time to
half a century ago, on a June morning. I was then a guide at
Greenfield Village. There came up to me, unexpectedly, a tall but
stooped old man in a black suit and a sailor hat - my employer. He
knew my face, but not my name; in t hat I had the advantage of him,
for I was aware that his name was Henry Ford. He took me into the
little brick shed where he had constructed his first automobile,
and there he told me of those days in 1893 - told me with
satisfaction, yet satisfaction tin g ed with uneasiness, as if he
wished to be sure of the approbation of the young - "It don't seem
long since I built it." He glanced out the window at his enormous
museum of a dead America, Greenfield Village, which encompassed us;
and then he stared across the wooded acres of his lands toward the
stacks of the Rouge Plant, hemmed about by the ugly streets of East
Dearborn and Melvindale and River Rouge. In those fladands, once,
he had been a farm lad; and now be had obliterated, without willing
it, the coun t ry he had known as a child, except for this lifeless
sanctuary within brick walls. In his heart, I suspected then, was
doubt. The economy he had created was inhumane. Sense of Community.
I mention Henry Ford in this connection not because I mistake him
fo r a conspicuous example of the inhumane capitalist, but rather,
because he retained some sense of community and some respect for
our cultural patrimony. At large expense, he had undertaken several
attempts toward reconciling the old rural order with the ne w urban
industrial life. For one thing, he had purchased and restored water
mills in small towns of southern Michigan - Plymouth, Nankin Mills,
Waterford, and elsewhere - with the intention of maintaining
industrial employment on a humane scale and nurturi n g smalltown
life. He made available small garden plots near these mills to Ford
employees who might wish to cultivate their own vegetables and
flowers; at the Plymouth mill, my uncle, a Ford chemist, was the
only person to request and work such a garden. A lthough doubtless
Henry Ford would not have employed the word "proletarian," these
experiments were meant to help factory hands keep from sinking into
a proletarian condition. But all wa's abandoned at Ford's death;
and the Ford Foundation, inheritor of m o st of his great wealth,
has wasted its benefactions in grandiose abstract schemes that do
nothing to humanize the economy. All my life I have known the city
of Detroit, called during World War II "the arsenal of democracy."
In Celine's famous novel Joumey to the End of Night, the journey
terminates at Detroit. In the shocking decay of that great city
nowadays, we behold the consequences of an inhumane economy - bent
upon maximum productive efficiency, but heedless of personal order
and public order. Henry F ord's assembly-line methods had much to
do with the impersonality and monotony of Detroit's economic
development; and so, in some degree, did Ford's concentration of
his whole productive apparatus at the Rouge Plant; but of course
Henry Ford had no notion , in the earlier years of his operation,
of what might be the personal and social effects of his highly
successful industrial establishment; nor did the other automobile
manufacturers of Detroit. Indeed, they seem still to be ignorant of
such unhappy conse quences, or else indifferent to the
consequences, so long as profits continue to be made. Consider the
wiping out of Poletown through the unholy alliance of
industrial,
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municipal, and ecclesiastical power structures, regardless of
the rights and the wishes of Poletown's inhabitants - all to build
on the site of Poletown a new industrial complex, which already,
far from supplying the promised increase in tax revenues for
Detroit, is involved in grave difficulties. An economy obsessed by
an alleged Gro s s National Product - no matter what is produced,
or how - becomes inhumane. A society that thinks only of alleged
efficiency, regardless of the consequences to human beings, works
its own ruin. Here there comes to my mind a passage from the
writings of W. A . Orton, an American conservative economist, a
contemporary of Roepke. In his book The Economic Role of the State,
Orton ironically describes the cult of efficiency: Let us therefore
praise the great god Efficiency. All he demands is that we make
straight his path through the desert and purge the opposition....
How much more mastery is evident in the controls of a supersonic
plane than in the clumsy splendor of some medieval shrine! How much
higher a peak of human achievement! Human? Let us not be too part i
cular about that, for this is where science plays the joker... . We
arrive at 'justice' without mercy, 'liberation' without liberty,
'victory' without peace, 'efficiency' without effort, 'power'
without potency - because the means we collectively employ l i e on
a plane so different from that of the ends we humanly desire that,
the more they succeed, the more they fail. That is the nemesis of
all 'great powers' and the end of all who put their trust in them.
God knows, this is not a new story. Social Failure . Detroit, now
ruinous and ungovernable, more frequently referred to as "the
murder capital of America" than as "the arsenal of democracy," has
worshipped.the great god "Efficiency." Detroit, during my own
lifetime, has produced tremendous wealth in goods a nd services.
But it has been a social failure. And so have nearly all of
America's other major cities. I am arguing that, unless we begin to
think of humanizing our American economy, our cities will continue
to disintegrate, and the American people win gr o w increasingly
bored and violent. Some people in authority are beginning to
understand that human nature will revolt at having an inhumane
scale thrust upon humankind. The failure of high-rise public
housing, in city after city, is an illustration of this hard truth.
In Newark, New Jersey - the one large city in America that is worse
decayed than Detroit - the Scudder Homes, a monolith of "housing"
thirteen stories high, was demolished by high explosives, life
having become intolerable there for the low-in c ome tenants. Town
houses of two or three stories are being built as replacements - a
healthy reaction against public housing anonymous collectivism. New
Jersey's manager of the federal Department of Housing and Urban
Development, just before the destructi o n of Scudder Homes,
delivered a public address. In his words, "Sophocles said, 'Though
a man be wise, it is no shame for him to live and learn.' It is no
shame for us to learn from this experience." Nurturing The Humane
Imagination. Is it so difficult, af t er all, to convince Americans
that simplicity may be preferable to complexity, modest contentment
to unrestrained sensation, decent frugality to torpid satiety? If
material aggrandizement is the chief object of a people, there
remains no moral check upon the means employed to acquire wealth:
violence and fraud become common practices. And presently the
material production of such a society commences to decline, from
causes too obvious for digression here. Our
7
industrial economy, of all economic syste ms man ever created,
is the most delicately dependent upon public energy, private
virtue, fertility of imagination. If we continue to fancy that
efficiency and affluence are the chief aims of human existence,
presently we must find ourselves remarkably un p rosperous; - and
wondrously miserable. Roepke, Orton, Colin Clark, and a few other
political economists have been so instructing us for the past half
century. President Bush speaks of bringing about "a kinder, gentler
America." That consummation, so much to be desired, requires the
humane imagination. And study of the thought of Wilhelm Roepke will
nurture that imagination.
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