INTRODUCTION
The movement to limit political terms is steamrolling through
American politics. Voters have approved term limits for Congressmen
in each of the fifteen states where referenda have been held, with
votes averaging over 66 percent in support, and another four to ten
states will permit their citizens to vote on congressional term
limits this November. If past elections and current polls are any
indication, these proposals also will pass easily. In addition,
eighteen states and hundreds of cities and counties across the
country have adopted term limits for state and local officials.
Such substantial public support suggests widespread distaste for
careerism in politics, as well as a conviction that continual
infusion of fresh blood into the federal legislature will be good
for both the Congress and the country. Support for term limits
extends to significant majorities of diverse demographic groups:
polls show that majorities of men, women, blacks, whites,
Republicans, Democrats, and Independents all favor term limits,
typically by 60 percent or better. (New York Times/CBS survey of
1,515 adults, April 1990.) Such politically diverse figures as Ed
Koch, Doug Wilder, Ralph Nader, Paul Tsongas, and George Will
support term limits; over 100 Members of Congress have signed a
discharge petition to force a vote in the House of Representatives
on a constitutional amendment; and both Ross Perot and numerous
United We Stand America chapters have made term limits a central
goal. The United States Supreme Court has preempted a major
argument of opponents -- that term limits are clearly
unconstitutional -- by accepting a state case for review.
Regardless of the outcome of the case, however, term limits are
here to stay as an important issue on the American political
landscape.
Term limits are a powerful political force, as demonstrated by
the results of numerous state referenda, state legislative
outcomes, and candidate election results.
Term limits are a vital political reform that would bring new
perspectives to Congress, mandate frequent legislative turnover,
and diminish incentives for wasteful election-related federal
spending that currently flourish in a careerist congressional
culture.
Term limits as enacted on the state level are constitutional as
a legitimate exercise of the states' power to regulate their own
elections.
Term limits are opposed primarily by elected officials and the
special-interest groups that depend on them because the weakness of
the case against term limits does not appeal to the public.
Term limits have a promising future on numerous political
fronts, such as candidate elections, state referenda, state and
federal legislative action, and congressional and presidential
politics.
THE TERM LIMITS PHENOMENON
When Americans are polled about their respect for the people in
charge of their major institutions, Congress consistently comes out
next to the bottom. (Law firms are the only group that the poll
identifies as more unpopular than Congress. Louis Harris and
Associates, "Confidence in Institutions" poll, 1966-1993.) By
substantial majorities, Americans have fixed firmly on term limits
as the solution to problems in Congress, and will not easily be
persuaded to change their minds. In one case, pollsters -- after
asking about subjects' views on term limits -- gave four leading
arguments against them; after the subjects heard these arguments,
their support for term limits rose from 71 percent to 74 percent.
(Americans Talk issues poll, January 1994.) Moreover, in contrast
to other issues which are initially popular but fade under
criticism, term limits are supported in actual voting nearly as
strongly as in initial polls.
Skepticism about and distaste for long-term political careerism
are central to the American experience. Term limits were contained
in America's first governing document, the Articles of
Confederation; they do not appear in the Constitution primarily
because its drafters saw them as "entering into too much detail"
for a short document. (John H. Fund, "Term Limitation: An Idea
Whose Time Has Come," Cato Institute Policy Analysis No. 141,
October 30, 1990.) Several modern Presidents, including Truman and
Eisenhower, have supported congressional term limits. Since the
Constitution was amended in 1951 to limit Presidents to two terms,
many political scientists have observed that congressional term
limits could cure the imbalance between these two branches of the
federal government.
As a political movement, term limits first achieved statewide
success in September 1990 when Oklahoma opened the floodgates for
statewide referenda by limiting the terms of its state legislators.
Two months later, Colorado became the first state to place term
limits on its congressional delegation. California, however,
because of its size and influence on the rest of the nation, by its
1990 action in limiting the terms of state legislators may have
been more influential in laying the groundwork for the victories
that were to follow in 1992.
That year, fourteen more states passed term limit referenda the
same day they helped elect a new President. In each of these
fourteen states, term limits received more votes than did Bill
Clinton; when added together, term limits received more votes in
fourteen states than Ross Perot did nationwide. The appeal of
limiting the terms of elected officials is also evident in the
passage of term limits laws for hundreds of cities and counties
across the country, including Los Angeles and New York City.
Although opponents have attempted to create mass movements to
fight term limits, they have been singularly unsuccessful because
of term limits' widespread popularity. The term limits movement
shows signs of becoming in the 1990s what the tax revolt became in
the 1970s: a popular movement which politicians ignore at their
peril. Although numerous state legislatures have dealt with term
limits, to date only Utah's has successfully passed a bill (in
March 1994), and a state referendum drive is currently under way
there to correct what some activists see as weaknesses in the
measure. More typically, state legislatures have resorted to
various maneuvers in order to sidestep term limits. Last year in
New Hampshire, the House successfully passed a term limits measure,
but the Senate added a "killer amendment" that emasculated the
legislation. The New Jersey House also passed a term limits measure
in 1993, but the state Senate, relying on an advisory opinion from
its in-house counsel that term limits are unconstitutional, refused
to vote on the bill. In Wyoming, some members of the state
legislature unsuccessfully attempted to amend the term limits
referendum already passed by the voters by adding a proviso that
term limits would not go into effect until every state in the Union
passed them.
Legislative resistance to term limits is in sharp contrast with
private citizens' strong support for them. Texas Republican Jim
Tallas, a state legislator who bottled up a term limits measure in
a subcommittee he chaired, was ousted in a March 1994 primary when
his challenger, who made Tallas's opposition to term limits the
center of his campaign, received 71 percent of the vote. The
intensity of citizen support for term limits was demonstrated most
recently in Nebraska after a May 1994 decision by the state supreme
court voiding a successful term limits initiative on a
technicality. Despite the fact that organizers had only nine weeks
to gather signatures to place a second initiative on the November
ballot, the names rolled in: over 60,000 in one week alone. As a
result, Nebraskans almost certainly will re-enact term limits this
fall. Speculation about whether the Supreme Court will find that
state-imposed term limits on Members of Congress are constitutional
diverts attention from the real story: a nationwide grassroots
movement that has won popular votes in fifteen of fifteen states,
has convinced a state legislature to pass them in a sixteenth
(Utah), and almost certainly will expand its reach this November to
as many as ten more states. This movement is animated by the
conviction that the American people have lost control of their
government but can take it back by using the most direct means
available to control their elected representatives: frequent,
mandated rotation that ensures they are truly of -- not just from
-- their communities.
THE REAL POLITICS OF TERM LIMITS
The only serious opponents of term limits are incumbent
politicians and the special interests -- particularly labor unions
-- that support them. The specter of term limits creates powerful
emotional reactions in opponents, at least two elected legislators
(one the chairman of the House Administration Subcommittee on
elections) having publicly compared the term limits movement to
Nazism. Such overheated rhetoric indicates both the threat that
term limits poses to established special interests and the urgency
of the battle for them.
It is clear that special interests do not believe term limits
will help them. Among the major contributors to an anti-term limits
campaign in Michigan, for instance, were Chrysler Corporation, Blue
Cross-Blue Shield of Michigan, Michigan Bell Telephone Company,
Detroit Edison Company, Southern California Edison Company, The
Coastal Corporation, Kellogg Company, USX Corporation, and Pacific
Telesis Group (Norman Leahy, "Corporate Interests: Why Big Business
Hates Term Limits," U.S. Term Limits Foundation, Term Limits
Outlook Series, Vol II, No. 1 (March 1993).) -- all large, heavily
regulated businesses. Their unlikely allies were a coalition of
unions, such as the Teamsters, the United Auto Workers, the
Michigan Education Association, and the AFL-CIO, who rely on
specific forms of government intervention in labor markets. All
these groups' efforts were coordinated by Debbie Dingell, wife of
Michigan Democrat and House Energy and Commerce Committee Chairman
John Dingell. A similar assortment of regulated industries and
unions that fought term limits in Washington State was spearheaded
by Heather Foley, the spouse and unpaid chief of staff of Speaker
of the House Tom Foley.
Special interests oppose term limits because they do not want to
lose their valuable investments in incumbent legislators. Many are
organized to extract programs, subsidies, and regulations from the
federal government -- to use the law, in other words, as a lever to
benefit their own constituencies or harm their rivals. The zero-sum
transfer economy from which skilled lobbyists profit -- as well as
their own high-paying jobs -- will be decimated by term limits that
force lobbyists to relearn the priorities of new Members and make
arguments on the merits, not on the strength of personal
connections. The number of groups listed in the Encyclopedia of
Associations has quadrupled in the last four decades from fewer
than 5,000 in 1956 to over 20,000 today as special interests have
taken advantage of legislators' vulnerability to proposals that
concentrate benefits but disperse costs. Such growth in lobbies and
organizations is anything but a sign of democratic vigor.
WHY CONGRESS NEEDS TERM LIMITS
Term limits are needed at all levels of government. However,
because of the large electoral advantages wielded by incumbents,
the historically low rate of turnover, the greater threat from
special interests, and the unique power that federal legislators
hold, it is especially important to apply term limits to
Congress.
Term limits counterbalance incumbent advantages.
Congressional term limits are a necessary corrective to
inequalities which inevitably hinder challengers and aid
incumbents. Each House Member, for instance, receives nearly a
million dollars per year to pay for franked (free) mail, staff
salaries, and office and travel expenses. While campaigning,
incumbents continue to receive salaries upwards of $130,000 a year,
which typically dwarf the income of challengers (who often must
resign from their jobs while running for office). A small army of
congressional staffers does volunteer work during campaign season;
they have every motivation to do so, since they are campaigning for
perpetuation of their jobs. On official time, these political aides
perform all sorts of jobs unrelated to legislation but closely tied
to reelection, such as soliciting media attention and doing favors
for constituents. The power of the frank permits each Member to
send thinly disguised reelection propaganda to every residence in
his district several times per term. The money allotted to each
incumbent for franking alone -- over $160,000 per year -- is higher
than the average challenger's total campaign expenditures. State
legislators, who recognize the benefits to their state from
long-term congressional incumbency, redraw election districts to
maximize incumbents' electoral chances. The extent of incumbent
resources prevents their exhaustive listing here, but their
electoral impact is sizable; both the House and the Senate, for
instance, have authorized taxpayer-funded lawyers to intervene in
term limits litigation. When these benefits are added to such
natural incumbent advantages as name recognition, media access, and
higher political contributions, it is no wonder that challengers
unseat incumbents so rarely. Despite increasing complaints about
the drudgery of life in Congress, a remarkable number of incumbents
continue to seek (and secure) reelection. Term limits ensure
congressional turnover.
The turnover rate for House incumbents who attempt reelection
typically is below 10 percent. This is in stark contrast to the
first century of America's government, when long-term congressional
incumbency was rare and Members often voluntarily chose to leave
Washington and return home. (See e.g., George Will, Restoration
(New York: Free Press, 1992), p. 84.) In the nineteenth century,
the average turnover in each new Congress was over 45 percent,
(Figures from Norman Ornstein, Thomas Mann, and Michael Malbin,
Vital Statistics on Congress 1993-1994 (Washington, D.C.:
Congressional Quarterly, 1993), and Will, Restoration.) and this
ensured a continual influx of Members free from the institutional
biases that long-term incumbency brings. Today, however, despite a
large 1992 turnover fueled primarily by retirees, there is little
or no turnover among those who set Congress's agenda: the committee
chairmen and other members of the Democratic leadership. In the
House of Representatives, for instance, the average job tenure is
ten years. However, the principal leaders (the committee chairmen,
speaker, majority leader, and whip) have served an average of
twenty-seven years -- which means that the average member of this
group has been in the House since the Johnson Administration. (See
chart, "Unpopular Representation," Insight, April 11, 1994, page
22.) For every congressional election in the last twenty years,
incumbents running for reelection in the House of Representatives
have been returned to office at rates averaging higher than 90
percent. (Ornstein, Mann, and Malbin, Vital Statistics on Congress
1993-1994, p. 118, table 4-7.) Term limits would end such
entrenchment and concentration of power, and the number of
legislators who chose to retire or refused to run again also would
increase. In California, for instance, the prospective imposition
of term limits on the state legislature has more than doubled
voluntary turnover (from 11 percent to 25 percent) in two years.
(See John C. Armor, "'Foreshadowing' Effects of Term Limits:
California's Example for Congress," U.S. Term Limits Foundation,
Term Limits Outlook Series, Vol III, No. 1 (June 1994), p. 3.)
Term limits secure Congress's independent judgment.
In one of the few cases where Congress itself has established
term limits, service on the House and Senate intelligence
Committees is limited on the grounds that long-term membership
might cause Members to develop a loyalty to the intelligence
bureaucracy that would undermine their ability to exercise critical
and independent judgment over it. This mandatory term limit is
based on a sound theory of human conduct, but it deserves wider
application; in an age where scores of federal agencies and special
interests continually lobby for funding, there is a very real
danger that Congressmen will become enmeshed in a culture that is
overfamiliar with the federal government and insulated from the
communities they ostensibly represent. Public sentiment in favor of
term limits is likely influenced by the fear that Congressmen will
become captured by this alien federal culture, as well as by
frustration with the sclerotic representation that results from
incumbents of all political stripes routinely getting
reelected.
Term limits are a reality check.
Term limits also would provide inescapable, bracing reminders of
what life in the real world is like. After former Senator George
McGovern tried (and failed) to succeed in small business after
spending eighteen years in Congress, he observed: "I wish I had
known a little more about the problems of the private sector.... I
have to pay taxes, meet a payroll -- I wish I had a better sense of
what it took to do that when I was in Washington." (Fund, op. cit.,
p. 10.) Ensuring that Members eventually are exposed to life
outside of Congress should inculcate a more sophisticated
understanding of the logic and the limits of federal
regulation.
Term limits minimize Members' incentives for reelection-related
"pork- barrel" legislation.
As government has grown larger, legislative careerism has become
more prominent in Congress. Because long-tenured Congressmen have
increasing power over the fate of federal projects due to the
seniority system, senior members of both parties now routinely
campaign by stressing their ability to bring federal projects to
their home districts rather than by explaining their views on the
important issues of the day. When Members express their preferences
in committee assignments, they are aware of the electoral impact of
federal spending directed at their districts. After the 1992
elections, so many freshman Congressmen chose the Public Works and
Transportation Committee that new seats had to be created, making
Public Works the largest committee in Congress. (Jackie Calmes,
"Tables Turned: Candidates of Change in 1992 Find Congress Reforms
Them Instead," The Wall Street Journal, May 6, 1994, p. A1.) Term
limits, by eliminating incentives for careerism, would curb
reelection-oriented federal spending which is targeted to
particular districts but contributes little to the general welfare
of the country.
Term limits thus provide an escape from the Faustian bargain
that voters face: they know that returning an incumbent for another
term may help their district, but in the long run it has dire
institutional and national consequences. Long-term officeholders,
less vulnerable because of a well-honed reelection machine fueled
by public resources, come gradually to identify their interests
more and more with those of the federal government. There is a
strong correlation between length of legislative service and votes
in favor of more public expenditures. (See James L. Payne, The
Culture of Spending (San Francisco: ICS Press, 1991), chapters 5,
11.) Political scientist John Armor, for example, has calculated
the effects of term limits on congressional votes by eliminating
the votes of senior legislators who would be locked out by term
limits and replacing them by the proportion of votes for and
against legislation made by junior members of their parties (in
order to simulate the additional, hypothetical term- limited
legislators); he found that the President's 1993 tax increase would
not have made it through the House, while last year's Penny- Kasich
federal spending cuts would have passed the House overwhelmingly.
(See Pat Buchanan, "Term Limits Revolution," The Washington Times,
July 7, 1994, p. A16.) Longer-serving Congressmen are also more
hostile generally to other fiscally conservative measures, such as
a balanced budget amendment to the Constitution, (Payne, The
Culture of Spending, pp. 178-179.) and a forthcoming study by Cato
Institute analysts Steve Moore and Aaron Steelman finds that term
limits would push numerous other congressional vote totals in a
more fiscally conservative direction.
Term limits would restore respect for Congress.
Use of discreditable tactics like pork-barreling that have
powerful electoral effects is a major cause of declining respect
for and satisfaction with Congress. Term limits would arrest the
decline of congressional legitimacy, ensuring that Members would be
more truly representative of their communities, and would renew
American citizenship by writing into law the principle that people
can govern themselves -- and that this representation falls within
the competence of any reasonably interested and well-educated
citizen. The objection that long service is essential to
understanding the complex legislative process says far more about
the current congressional system than it does about the concept of
term limits.
In short, the best way to reinvigorate government is to bring in
legislators with fresh outlooks, new ideas, and better incentives.
Term limits are the only realistic way to change the culture of
legislative careerism in Congress -- a culture that undermines the
public interest.
ARGUMENTS COMMONLY USED AGAINST TERM LIMITS
Argument #1: Term limits are undemocratic.
Perhaps the most popular argument against term limits is that
they restrict the choices available to voters. Voters, say
opponents, should be able to vote for as wide a field of candidates
as possible. Additionally, the ballot box makes statutory term
limits unnecessary. "In effect, there are term limits in place
every two years -- candidates have to go before constituents and
get reelected," says Jeff Biggs, press secretary for House Speaker
Tom Foley. (Debbie Howlett, "Speaker Foley Challenges Home State
Term Limit," USA Today, June 8, 1993, p. 8A.) But arguments that
term limits are undemocratic because they restrict voters' choices
run into two problems: (1) the tremendous electoral advantages
enjoyed by incumbents make it difficult to argue that the elections
they win are truly democratic, and (2) term limits would be more
likely to expand the field of candidates than to restrict it.
Because the perquisites of office present huge barriers to entry
by challengers, incumbents always have the privilege of fighting a
defensive war. Taxpayer-funded benefits like franking, staff, and
travel allowances tilt the field in incumbents' favor, and
political donors -- who typically view their contribution as wasted
if it does not go to the winning candidate -- magnify these
incumbent advantages by disproportionately favoring candidates
already in office. In 1992, House challengers raised 28 cents for
every campaign dollar received by incumbents, while Senate
challengers raised 47 cents. (Ornstein, Mann, and Malbin, Vital
Statistics on Congress 1993-1994, p. 81, table 3-5.) Challengers'
donations relative to those of incumbents have been dwindling more
or less steadily since 1980. It is no wonder that challengers
facing such long odds routinely lose to incumbents over 90 percent
of the time.
Term limits will likely end incumbents' traditional ability to
insulate congressional elections from true competition. In fact,
experience at the state level suggests that voter choice actually
is increased by term limits. In California, for instance, the
imposition of state-level term limits in 1990 led to a 1992
increase of over 25 percent in candidate filings for the state
senate and over 50 percent for the state assembly; senate candidate
filings for 1994 reflect yet another increase, and while assembly
candidate filings have dropped from 1992, they remain 15 percent
higher than they were in 1990. Although the limits do not take
effect until 1996, they have encouraged some incumbents to find
other work before they were forced to do so. (Armor, op. cit.)
Term limits also would ensure regular opportunities for
candidates' political advancement. For instance, when George
Mitchell announced his retirement from the U.S. Senate, candidates
in Maine attempted advances at all levels of government. There were
"city council members running for state representative, state
representatives running for the state senate, state senators
running for Congress, and United States representatives running for
the Senate." ("Mitchell's Decision Not to Run Sets Off a Statewide
Scramble in Maine," The New York Times, June 16, 1994, p. A24.)
By creating more choices for voters, increased filings like
those in Maine and California aid democracy. Nationwide,
congressional term limits likewise will create more choices for
voters, more competitive elections, and more democracy.
Argument #2: There already is high congressional turnover.
Some opponents note the scores of new Members in the 103rd
Congress, or predict that Members seated after 1990 will be the
majority in the House after the November elections, in order to
resist term limits. In fact, however, the large number of new faces
in Congress results primarily from Members resigning or seeking
other office. In the 1992 House races, over 88 percent of
incumbents running for reelection were victorious, but incumbents
typically fare much better even than that: the 1992 reelection rate
was the lowest in two decades.
Even with a healthy influx of new Members, the seniority system
allows entrenched Congressmen to control newcomers and encourages
newcomers to behave like the long-term incumbents they replace.
Until term limits force a change in the seniority system and in the
incentives of new Congressmen, those who control the passage of
legislation will remain in control for decades, not years, at a
time. As noted above, while some turnover takes place every
election, members of the congressional leadership have been in
office for decades, and it is they who set the agenda; for example,
Representative Jack Brooks, a 21-term representative who has been
in office since the Truman Administration, as chairman of the House
Judiciary Committee can routinely block term limit measures from
coming to the floor for a vote.
Argument #3: Term limits will harm small states.
Some opponents argue that states with smaller populations (and
thus fewer representatives in Congress) will be systematically
disadvantaged by term limits; Democratic Senator Ernest Hollings of
South Carolina, for instance, makes this argument on behalf of the
Southern states. (See his "Term Limits: Beware the Yankee
Conspiracy," The State (Columbia, S.C.), May 22, 1994, p. D-3.)
Historically, some smaller states have attempted to compensate for
this by continually reelecting incumbents regardless of their views
on issues in order to accumulate power through seniority. Without
such seniority, goes the argument, smaller states will be at the
mercy of states like California which, by virtue of their size, can
send scores of representatives to Congress and are assured seats on
numerous important committees.
Such an argument ignores the tremendous institutional changes
that congressional term limits would trigger. Instead of confining
important committee chairmanships and other positions of power to
incumbents who have spent decades in office, term limits would shut
down the seniority system. Important legislative positions would be
assigned by merit and willingness to shoulder responsibilities. The
infusion of new perspectives would cause legislative positions to
rotate so frequently that it would be difficult for any one
legislator to hold onto power long enough to abuse it. Furthermore,
the central qualification by which candidates for Congress are
judged would shift in a healthy direction, toward being a voice for
sound federal policy and away from being a siphon from the federal
treasury.
Argument #4: Term limits will lock out experienced
legislators.
Experience in one's profession is a good thing, but even House
Members who only serve one term -- two years -- clearly have time
to develop significant experience. Despite the protestations of
some foes of term limits that Members need a great deal of
seasoning before they can make real decisions, no other profession
requires two years of on-the-job training. Moreover, the skills
developed by years of legislative service surely will find numerous
other outlets under term limits; those Members who reach the end of
permitted service can still work to improve people's lives in the
law, in business, in academies and think-tanks, or even in other
branches of government.
Many freshman legislators have worked as congressional staff or
state legislators. Under term limits, legislators are more likely
to have the freshness of outlook that enables them to envision
solutions for problems after their more experienced colleagues have
conceded defeat. The claim that the legislative process takes years
and years to understand is less an indictment of inexperienced
legislators than of the current legislative process. Any system not
readily understandable to the average well-informed person raises
troubling questions about what has happened to representative
democracy in America.
Ultimately, anyone who argues that term limits would deprive
Congress of some of its best legislators must face the point made
by Hendrik Hertzberg in The New Republic that while depriving
Congress of valuable legislative talent "would be a real cost... it
would be a cost worth paying to be rid of the much larger number of
timeservers who have learned nothing from longevity in office
except cynicism, complacency, and a sense of diminished
possibilities." (Hendrik Hertzberg, "Twelve Is Enough," New
Republic, May 14, 1990, p. 23.)
Argument #5: Campaign finance reform is needed, not term
limits.
Reforms in federal campaign finance law -- particularly in order
to eliminate tremendous incumbent advantages in congressional
elections -- are urgently needed. However, they have little or no
relevance to term limits. Proposals for campaign finance reform
currently on the table are written by incumbents and for incumbents
and are likely to create even more advantages for them. As former
Congressman Bill Frenzel has noted, "No legislature has ever passed
a campaign law that made it harder for incumbents to get
reelected." (Bill Frenzel, "Term Limits and the Immortal Congress,"
Brookings Review, Spring 1992, p. 22.)
The centerpiece of the campaign reform bills currently under
consideration (S. 3 and H.R. 3) is their limit on the amount
congressional candidates can spend, but these spending caps are the
same for challengers and incumbents, despite the tremendous
incumbent advantages described above. Twenty years ago, the Supreme
Court declared that spending limits are an unconstitutional limit
on First Amendment freedoms. (Buckley v. Valeo, 424 U.S. 1 (1976).)
The pending bills circumvent this problem by calling their spending
limits "voluntary," even though candidates who exceed them are
penalized harshly through punitive taxation, subsidies to
opponents, and the suspension of opponents' spending limits.
Incumbent advantages make incumbent spending effectively far higher
than challenger spending. The cleverness of the spending limit
penalty is that it is the challenger, not the incumbent, who will
have to break it.
Challengers who wish to avoid the problem by running cheaper
campaigns will face another difficulty: it takes a substantial
amount of spending just to reach parity with incumbents' natural
advantages in media access and name recognition. The proposed
spending limit of $600,000 for House candidates is less than the
average amount a House challenger needed to defeat an incumbent in
1988. The 1992 House general election statistics are even more
instructive. They indicate clearly that success rates for
challengers rise with their spending totals.
No challenger who spent less than $200,000 defeated an
incumbent.
Fewer than 15 percent of those who spent between $200,000 and
$400,000 toppled sitting officeholders, but 25 percent of those who
spent between $400,000 and $600,000 did.
Over half -- 54 percent -- of all challengers who spent over
$600,000 won election.
Under the proposed campaign finance reforms, this last set of
victories no longer will be an option; the genius of the spending
limit is that it is set just at the point where challengers become
dangerous.
Campaign spending is increasing because the value of the prize
-- a congressional seat -- continues to grow. It will likely
continue to grow, given the increase in the federal government's
size and power and the greater and greater involvement of citizens
in the political process. As George F. Will has noted, the $678
million spent by congressional candidates on elections in 1992 is
"40 percent of what Americans spent on yogurt." (George F. Will,
"So, We Talk Too Much?", Newsweek, June 28, 1993, p. 68.)
Instead of eliminating the tremendous advantages incumbents hold
in congressional elections today, the proposed campaign reform
bills attempt to increase them. This is probably to be expected,
however; one can hardly expect a legislature to pass a law that
targets its own privileges for destruction. Real reform measures
almost certainly will have to emerge from outside the Beltway -- as
term limits have done so far in fifteen states nationwide.
Argument #6: Under term limits, unelected people will run
Congress.
Many opponents of term limits argue that to oppose them will
increase the deficiencies of today's congressional culture, which
grants tremendous discretionary power to people other than elected
legislators. This argument typically relies on a "vacuum theory,"
according to which the departure of senior incumbents will create a
vacuum in which more and more decisions will be made by the
unelected. Such an argument is a simplistic portrayal of how
Congress works, however, and ignores the tremendous systemic
changes that term limits would create. In fact, term limits would
decimate the power of unelected Washington operatives.
Lobbyists. Some argue that a vacuum formed by the departure of
veteran incumbents would be filled by special-interest lobbyists,
but the strength of special interests actually would be vastly
diminished by term limits. Special-interest lobbyists thrive
precisely because of the relationships they have with and the
investments they have made in long-term incumbents. Many former
staffers, and even some ex- Congressmen, become lobbyists to trade
on their relationships they have with former colleagues; according
to Congress Daily/A.M., for example, 40 percent of the Members of
the House of Representatives who left in January 1993 cashed in on
their incumbency by taking jobs as lobbyists. The rapid turnover
created by term limits would make these connections less useful and
confine lobbyists' influence to the strength of the arguments they
make on the merits of issues.
Staff. A related argument by opponents of term limits is that
congressional staff somehow would have more influence on freshman
Congressmen than they do on long-term incumbents. Anyone who has
ever seen a congressional office in action, however, knows that
Congressmen give assignments rather than taking them. More
important, however, term limits would empower Members to make far
more efficient use of their staff. Instead of responding to
constituent inquiries, writing press releases, sending mass
mailings to everyone in the district, and in general pursuing
activities that increase the likelihood of reelection, aides would
be able to do more substantive research on legislation and give
their Members more sophisticated counsel. In any case, the specter
of career staff employees manipulating freshman Members has little
support in reality; while the average Member today has spent more
than ten years in office, (Ornstein, Mann, and Malbin, Vital
Statistics on Congress 1993-1994, pp. 19, 21.) staff employees on
average work for Congress for between five and six years. (Staff
data from Congressional Management Foundation, 1992 U.S. House of
Representatives Employment Practices and 1993 U.S. Senate
Employment Practices.) Under term limits, these figures would
likely shrink as new Members replace aides inherited from former
Congressmen with their own loyalists.
Bureaucrats. Other opponents suggest that the absence of long-
term incumbents would strengthen employees of federal
administrative agencies. Again, however, such a prediction misses
the mark. Congress routinely rewards or punishes bureaucracies each
year by means of the federal funds it grants them; this would not
change under term limits. More important, however, term limits
would likely break the vicious cycle in which Congress delegates
responsibility to administrative agencies, which make life more
difficult for some citizens, who complain to their Congressmen, who
order the agencies to solve the problems of those who have
complained, who then are grateful to their Congressmen. Many
observers have noted that this process permits each Congressman to
pose as a white knight who rescues constituents from federal
dragons, despite the fact that it was Congress which created the
problem in the first place. (See, e.g., David Schoenbrod, Power
Without Responsibility: How Congress Abuses the People Through
Delegation (New Haven: Yale University Press, 1993), especially
chapter 5.)
As former Representative Vin Weber (R-MN) has noted, "We create
the government that screws you, and then you're supposed to thank
us for protecting you from it." Under term limits, Members of
Congress would be motivated to solve problems, not create them. If
Congressmen know they will not be around to micromanage the
bureaucracy, they will be more careful about the powers they
delegate. Term-limited Congressmen would have every reason to work
for major reforms that transfer responsibility away from
bureaucrats and back to Congress. Instead of transferring power
among branches, term limits are likely to result in overall
restraints on government activity.
Ultimately, critics who suggest that new Members will fall under
the thrall of unelected Beltway insiders miss the point: term
limits would create major changes in the way Congress works. Under
term limits, Congress would attract talented candidates with
demonstrated expertise and diverse life experience. Such candidates
have little reason to seek election to Congress today, when it
takes decades of incumbency to reach a position of legislative
influence. Under term limits, citizen-legislators could exercise
real policy influence for a few years and then return to private
life.
ARE TERM LIMITS CONSTITUTIONAL?
Although the Arkansas case recently accepted by the United
States Supreme Court for review -- U.S. Term Limits v. Thornton
(Arkansas Supreme Court, case no. 93-1240 (1994).) -- will likely
be the most crucial in establishing whether state-imposed term
limits are constitutional, several other cases have been moving
through state and federal trial and appeal courts.
At the center of these cases are the "qualifications" and
"times, places, and manner" clauses of the Constitution. (U. S.
Constitution, Art. I, sec. 2, cl. 2; sec. 3, cl. 3.) The
qualifications clause often is held to prevent imposition of any
requirements for Members of Congress other than the age,
citizenship, and state residency requirements mentioned in that
section of the Constitution. Some argue that Powell v. McCormack, a
1969 case, supports this reading of the qualifications clause.
In March of this year, a split majority of the Arkansas Supreme
Court found the state's term limit law unconstitutional for federal
(but not state) officeholders. The Arkansas court based much of its
decision on a 1969 case, Powell v. McCormack, (395 U.S. 486.) in
which the U.S. Supreme Court held that the Constitution barred
Congress from creating additional qualifications for membership in
the federal legislature or from excluding duly elected Members who
met these tests. (Ibid., pp. 522, 550.) The Court noted that the
qualifications clauses contained few requirements in order to give
voters as much choice in representation as possible. (Ibid., pp.
532-534. It is important, however, not to interpret the rule
against qualifications too literally. The Constitution provides
numerous examples of additional qualifications for all House and
Senate Members; for example, they may not hold office
simultaneously in the executive branch (Art. I, sec. 6, cl. 2),
after impeachment and conviction (Art. I, sec. 3, cl. 7), or after
fighting for the Confederacy in the Civil War (Am. XIV, sec. 3).
Arguments that congressional qualifications are limited to the
three stated in the clause are therefore weak. Furthermore, another
category of legislation that has been found to be a permissible
regulation of the manner of congressional elections is "resign to
run" laws which force state officeholders to resign once they
become congressional candidates. Such laws are upheld routinely by
courts, although they arguably present an additional qualification
for federal officeholding. The cases which deal with such laws,
however, make the point that the ban on federal office-holding is
not absolute; rather, it can be evaded by resigning the state
office already held. Similarly, the Hatch Act's former prohibition
of congressional candidacies by federal employees was routinely
found constitutional; an absolute bar on officeholding, on the
other hand, would be a prohibited qualification. )
Two of the seven justices dissented from the Arkansas decision,
arguing that the court should have upheld congressional term
limits. The Arkansas decision gives the Supreme Court an
opportunity to distinguish Powell -- which dealt with Congress's
power to control the seating of elected representatives -- from
questions of how the states may regulate their own congressional
elections. Whether states can write new qualifications for federal
officeholders has never been litigated.
In February, a federal judge struck down Washington State's term
limit law in Thorsted v. Munro, using arguments similar to those of
the Arkansas Supreme Court and suggesting that First and Fourteenth
Amendment liberties would be violated by term limits. (If such an
argument were taken seriously, numerous state and local term limits
laws -- including those that currently apply to the governors of 34
states -- would have to be struck down on constitutional grounds.)
The judge also suggested that although term limits are
unconstitutional, legislators could enact "politically neutral"
reform measures such as public financing of campaigns. Such
comments suggest that the court's decision was grounded more in
politics than in law. That ruling was appealed to the Ninth Circuit
Court of Appeals in San Francisco. The U.S. Supreme Court
considered, but eventually decided against, reviewing the
Washington case simultaneously with the one from Arkansas.
In Nebraska, despite the 68 percent victory won by the state's
term limits amendment in 1992, the state Supreme Court voided that
amendment in May on a technicality, ruling that an insufficient
number of ballot petition signatures had been gathered. As noted
above, the outcry this provoked led to a second wave of petition
signatures by angered and energized citizens. And in Florida,
federal court hearings on that state's term limits law took place
in June.
Although these cases rely on the qualifications clauses, much
case law suggests that term limits are understood better as an
exercise of the power to regulate the "times, places, and manner"
of congressional elections -- a power which the Constitution grants
to states. (U. S. Constitution, Art. I, sec. 4.) Most state term
limit laws restrict long-term incumbents' access to the ballot
instead of explicitly prohibiting them from running in perpetuity.
The Supreme Court's central ballot access opinion is Storer v.
Brown, (415 U.S. 724 (1974).) which upheld California's prohibition
of ballot access for independent candidates if they had registered
with a political party within the last year. In this case, the
Court recognized that, "as a practical matter," the states are
entitled to regulate substantially the elections that take place
within their boundaries. (Ibid., p. 730.) When deciding whether any
particular election regulation is reasonable, Storer permits the
Court to weigh "the facts and circumstances behind the law, the
interests which the state claims to be protecting, and the
interests of those who are disadvantaged by the classification."
(Ibid.) Numerous cases reiterate the right of states to bar
candidates who, for instance, fail to garner a minimum number of
primary votes (See Munro v. Socialist Workers Party, 479 U.S. 189
(1986).) or petition signatures. (See American Party v. White, 415
U.S. 767 (1974).) Although the Stover plaintiffs asked the Powell
court to extend its earlier ruling to the states, the Court
declined to discuss Powell's relevance. In fact, the Court noted in
Storer that the authority of states to regulate their own elections
seems to grant them precisely the power that Congress was barred
from exercising in Powell:
> The states have evolved
comprehensive, and in many respects complex, election codes
regulating in most substantial ways, with respect to both federal
and state elections, the time, place, and manner of holding primary
and general elections, the registration and qualifications of
voters, and the selection and qualification of candidates. (Storer
v. Brown, p. 730 (emphasis supplied).)
Using the Storer balancing test, courts have upheld numerous
election regulations, such as "reasonable" filing fees, (Bullock v.
Carter, 405 U.S. 134 (1972).) petition signature requirements for
independent candidates, (Jenness v. Fortson, 403 U.S. 431 (1971).)
and denial of ballot access for five years to those found guilty of
violating campaign finance disclosure laws. (Lukens v. Brown, 368
F. Supp. 1340 (S.D. Ohio 1974).) These cases suggest that state-
imposed term limits must be designed to protect the interests of a
state and its people: for instance, to mandate fair and competitive
elections, or to broaden the opportunities for citizens to serve in
Congress, or to ensure that citizens elect legislators truly
representative of their districts.
Ultimately, the power of the states to restrict the ballot
access of their congressional delegations is supported not only by
the "times, places, and manner" clause of the Constitution, but
also by the Tenth Amendment, which states that all powers not
reserved to the federal government but not prohibited to the
states, rest with the states and the people. As the Constitution is
silent on the issue of rotation in office, the Tenth Amendment
gives the states the authority to implement an organizational
structure for election of their Congressmen and Senators which
would encourage such rotation. As Justice Sandra Day O'Connor
observed in Gregory v. Ashcroft, which upheld Missouri's right to
require mandatory retirement for its state judges despite federal
age discrimination statutes: "The ability of the states and the
people to determine for themselves who will represent them goes to
the very heart of representative government."
At least five arguments suggest that state-imposed term limits
are a permissible exercise of a state's authority to regulate
federal elections rather than an impermissible additional
qualification for office.
First, Powell is about Congress's ability to set new
qualifications, not the ability of the people of the several states
to establish new electoral regulations. In fact, Powell
specifically put aside the question of state regulation. (See
Powell v. McCormack, p. 543.)
Second, Powell clearly is motivated by the fear that Congress,
if not barred by the Constitution, might well create new
qualifications for federal office protecting incumbents from
electoral competition. (See, e.g., ibid., pp. 547-548.) Term limits
evade that danger, by, if anything, making it easier for newcomers
to enter Congress.
Third, the Supreme Court has interpreted election laws as
"manners" regulations far more often than as additional
qualifications.
Fourth, the Tenth Amendment to the Constitution assigns to the
states and their citizens all powers not reserved to the federal
government. This distribution of powers creates strong
constitutional opportunities for congressional term limits.
Fifth (and perhaps most important), two-thirds of state term
limit laws deny ballot access, not election, to long-term
incumbents who remain free to run, and win, as write-in
candidates.
Although the Supreme Court has not yet ruled explicitly on the
question, appellate courts in three different circuits have held
that a state law which prevents a candidate's name from being
printed on the ballot does not run afoul of the qualifications
clause. As the First Circuit ruled, "The test to determine whether
or not the 'restriction' amounts to a 'qualification'... is whether
the candidate 'could be elected if his name were written in by a
sufficient number of electors '" (Hopfman v. Connolly, 746 F. 2d
(1st Cir. 1984), at 103, vacated in part, 471 U.S. 459.) The Ninth
and Eleventh Circuits also have found that a state's refusal to
print a candidate's name on the ballot creates no constitutional
problem. (Joyner v. Mofford, 706 F.2d 1523, 1531 (9th Cir.), cert.
denied, 464 U.S. 1002 (1983); Public Citizen, Inc. v. Miller, 992
F.2d 1548 (11th Cir. 1993).) Although a write-in candidacy
obviously poses disadvantages to a candidate, its challenges can be
met. Three Members of Congress are there today because of write-in
elections: Representatives Ron Packard of California and Joe Skeen
of New Mexico, and Senator Strom Thurmond of South Carolina.
WHERE TERM LIMITS GO FROM HERE
Numerous fronts in the battle for term limits will open up in
the weeks and months ahead.
The Supreme Court's announcement on June 20 that it would hear
the appeal of the Arkansas case preempts a major argument of those
who have claimed term limits are clearly and unambiguously
unconstitutional. The Court will likely hear the case by early
1995.
As many as nine or ten additional states, as well as the
District of Columbia, are expected to hold statewide votes on term
limits this November. Alaska, Maine, Massachusetts, and Oklahoma
will have measures on the ballot, and activists continue to gather
signatures in efforts to secure statewide votes in the District of
Columbia, Idaho, Illinois, Mississippi, Nevada, and Utah. Nebraska
will likely hold a second successful vote on term limits.
Over 100 Members of the U.S. House of Representatives have
signed a discharge petition that would take control over a term
limits constitutional amendment from the House Judiciary Committee.
The amendment limits Senators and Representatives to twelve years
of service in each House. Nearly half of the cosponsors -- 47 out
of 100 -- are freshmen, demonstrating once again how new Members
often are more sympathetic to public sentiments than those who have
served for decades.
Republican Representative Peter Hoekstra of Michigan has
introduced H.R. 3835, the Voter Opportunity to Inform Congress
Effectively (VOICE) Act, which would provide for a nationwide,
non-binding referendum on term limits. Hoekstra argues that his
measure, by permitting the American electorate to speak with a
unified voice on term limits, would be more effective than
scattered referenda in different states. H.R. 3835 has 57
cosponsors so far.
Two recent special congressional elections produced two term
limits advocates as victors. Newly elected Republican Congressman
Ron Lewis of Kentucky, for example, used term limits as one of his
main issues, according to an aide. Term limits also were an issue
in the previous House election cycle in many districts: for
instance, in South Carolina, where Republican Bob Inglis used them
as his principal campaign issue.
Term limits even may be a factor in the 1996 Presidential race.
Lamar Alexander, William Bennett, Dan Quayle, and Ross Perot all
have announced their support for term limits. President Clinton
opposes them.
Perhaps most important, numerous state legislatures --
especially in Iowa, Kansas, North Carolina, and Texas -- probably
will be considering term limits measures in the near future. In the
long run, grass-roots organizing in the states is probably the most
important facet of term limits activism, especially in light of the
Supreme Court's pending decision, because it lays the groundwork
for future state legislation and referenda, as well as federal
legislation and constitutional amendment.
CONCLUSION
It is difficult to overstate the extent to which term limits
would change Congress. They are supported by large majorities of
most American demographic groups; they are opposed primarily by
incumbent politicians and the special interest groups which depend
on them. Term limits would ameliorate many of America's most
serious political problems by counterbalancing incumbent
advantages, ensuring congressional turnover, securing independent
congressional judgment, and reducing election-related incentives
for wasteful government spending. Perhaps most important, Congress
would acquire a sense of its own fragility and temporariness,
possibly even coming to learn that it would acquire more legitimacy
as an institution by doing better work on fewer tasks.
Many arguments against term limits, on the other hand, are
either mistaken (the claim that there already is high congressional
turnover) or irrelevant (the attempt to change the subject to
proposals for campaign finance reform). Although many opponents
claim that term limits are plainly unconstitutional, the Supreme
Court's recent acceptance of the Arkansas case undercuts their
argument; indeed, federal cases on election law strongly suggest
that the states are constitutionally empowered to regulate such
matters as the terms of federal officeholders.
The term limits phenomenon is a tribute to public involvement in
politics and is one of the few reforms devised and implemented by
people who live beyond the Beltway. It is substantive, not
cosmetic; both allies and enemies concede that limiting political
terms would create fundamental change in American politics. At the
most practical level, the term limits movement has demonstrated
political strength and, no matter what the nature of the Supreme
Court decision handed down, is here to stay.