Introduction
In his first State of the Union Address, George Bush this
January set six goals to strengthen American education. One of them
is to reduce the national high school dropout rate to 10 percent by
the end of the decade. Currently, according to Bush, the rate is 25
percent. This high rate, it is said, saddles the United States with
an undereducated work force which, in turn, retards economic and
social development. Dropouts also cost the nation billions of
dollars in lost tax revenues and in welfare, unemployment, and
crime prevention programs. ( Andrew Hahn and Jacqueline Danzberger,
Dropouts in America: Enough Is Known for Action, Institute for
Educational Leadership, 1987, p. 6.)
Since the speech, Congress has approved with little or no debate
new spending to reduce the dropout rate. Examples: a $50 million
extension of the School Dropout Demonstration Program of the
Elementary and Secondary Education Act of 1965 was approved
unanimously by the Senate on February 20. Then on July 10, the
House voted $1.9 billion extra to increase the number of federally
funded dropout prevention programs. And July 20, the House passed
the Equity and Excellence in Education Act of 1990, which further
expands these programs.
The trouble is that dropout prevention programs, even when well
funded, have not had impressive results. A study, released this May
15, prepared for the New York City Board of Education by
researchers at Columbia University's Teachers College, finds that
after the New York City School District spent more than $120
million between 1985 and 1989 on an elaborate dropout prevention
program, fewer than 40 percent of the participants improved
attendance patterns and more than half dropped out by the third
year of the program. ( Joseph Berger, "Dropout Plans Not Working,
Study Finds," The New York Times, May 16, 1990, p. A1.) The study's
most significant finding is that it made no difference whether
students participated for only one year or for the full three
years. Attendance for both groups declined equally and both had the
same dropout rates. At a cost of more than $8,000 per student, this
program failed to assist even half of the participants.
Before lawmakers vote even more money to prevent dropouts they
should investigate what works and what does not work.
They also must investigate the dimensions and causes of the high
school dropout problem. In doing so,they will discover that the
extent of the problem is greatly exaggerated. While it is true
that, by age 18, some 25 percent of Americans drop out of high
school, about half of them eventually return to some kind of
classroom and complete their studies. The U.S. Department of
Education estimates that in 1988 a record high 87.1 percent of
students completed high school or its equivalent by age 24. This
high school completion rate by age 24 means that Bush's stated goal
of a 90 percent completion rate is all but achieved. If so,
expansion of federally funded dropout "demonstration" programs is
not needed and may impede efforts to reduce the dropout rate even
further.
The dropout crisis invoked by those calling for more federal
spending -- like the Children's Education Association -- does not exist. Not only do far fewer
Americans drop out than is assumed, but for those who do drop out,
several states already have found strategies to tackle the
problem.
There are serious problems with American education. Dropouts is
not one of them. What is needed to keep students in school is not
billions of new dollars in dropout prevention programs and
increased federal regulatory oversight. What is needed are such
education reforms as:
Expanded School Choice
The recent widely acclaimed study by John E. Chubb, a
senior fellow at the Brookings Institution in Washington, and Terry
M. Moe, a professor of political science at Stanford University,
concludes that only by forcing schools to compete for students can
the quality of American education rise. They propose students be
given "scholarships" based on their share of the state education
budget. Students with special needs would have their scholarships
increased to meet these needs. Such a system generally is known as
"choice" in education. It would allow parents and students to take
their share of state education funds and use them in the public or
private schools of their choice. It would reduce the dropout rate
by giving educators an economic incentive to open dropout re-entry
schools that would focus on the academic and behavioral needs of
"at- risk" students, many of whom drop out because of trouble with
their assigned school. Because many dropouts are several years
older than typical high school students when they consider
returning to school, they often decide against returning. Dropout
re-entry schools would allow them to finish their education with
students of similar age and background.
Tougher Academic and Attendance Standards
Critics of higher standards often charge that raising
academic standards will drive at- risk students out of school.
Evidence suggests, however, that higher expectations spur higher
achievement and reduce dropout rates. Though teachers' unions
reflexively have fought tougher standards, the Urban
Superintendents Network, a group of public school administrators
organized by the U.S. Department of Education to search for
solutions to problems of urban education, in 1987 endorsed higher
standards to combat their dropout problems.
Back to Basics
Studies indicate that students who are passed on to the
next grade level without the requisite basic skills are the most
likely to drop out. Expensive basics programs for students in the
eleventh and twelfth grades are often too late. It is in the
elementary grades that students must acquire basic skills before
being passed into the next grade. This would prevent students from
becoming frustrated and consequently keep them in school.
Calculating the Dropout Rate
For years, education analysts have put the national dropout rate
at between 24 percent and 29 percent. In some urban areas they
estimate the dropout rate to be double that. These estimates have
been based on the percentage of ninth grade students who graduate
within four years. Other estimates, such as those published by the
U.S. Department of Education's National Center for Education
Statistics put the national dropout rate at between 12 percent and
18 percent. Accounting for the wide differential between these two
estimates are the criteria used to define a dropout and the methods
used to measure them.
Typically, figures cited to establish an alarmingly high dropout
rate are taken from the Department of Education's annual State
Education Performance Chart, commonly known as the "Secretary's
Wall Chart." This is compiled from graduation estimates reported by
education agencies of all 50 states and the District of Columbia.
Last year the average national graduation rate of 18 - to
19-year-olds was 71.1 percent. Simple subtraction then yields a
national dropout rate of 28.9 percent of 18 - to 19-year-olds. (
Mary Frase, Dropout Rates in the United States: 1988, National
Center for Education Statistics, U.S. Department of Education, p.
68.)
In truth, this is not the dropout rate at all; it merely is the
rate of those not graduating "on time." It ignores those 18 - and
19- year-olds who graduate early, those who are still enrolled in
high school but have not graduated, and those in high school
equivalency programs. And, of course, this dropout rate completely
ignores those who subsequently complete their education. To make
matters more confusing, state education departments do not use
uniform criteria to count graduates.
A more appropriate definition of the dropout rate is that used
by the Census Bureau's Current Population Survey. It defines the
rate as the percentage of 16 - to 24-year-olds who have not
graduated and are not enrolled in school or an equivalency program.
This more accurately reveals the extent of failure to complete a
high school education because it accounts for those who, for a
variety of reasons, take longer to complete their education. Using
the Census Bureau's definition, the National Center for Education
Statistics estimates the dropout rate at 12.9 percent. ( Ibid. p.
16.)
The National Center's statistics suggest that most "dropouts"
quickly discover that their opportunities in the job market are
severely restricted by their lack of education; they then,
apparently, decide to finish school. The Condition of Education,
published by the Department of Education in 1986, found that
students take multiple routes to complete high school or receive an
equivalent degree. ( Ibid. p. 35.) Some leave and return to the
system several times before earning their degrees. The majority
complete their education by receiving an equivalency degree. Use of
the General Educational Development Test (GED), the most widely
used equivalency degree, has risen almost 250 percent between 1967
and 1987. ( Carnegie Foundation, The GED: A Growing Alternative
Route to Higher Education, July/August 1989, p. 35.) Although
completion of the GED does not require "regular" classroom
attendance, it does require proficiency in core subjects. Yet,
these students routinely are counted as dropouts.
Because states and school districts calculate dropout rates
using varying definitions, it is often impossible to determine if
the same criteria are being compared. The Dallas school district,
for example, tracks students between ages 13 and 21, while the
Atlanta school district tracks students in all grades -- including
elementary. The result: dropout rate comparisons are meaningless
between Dallas and Atlanta.
High School Completion Trends
Despite the talk about a dropout crisis, more American students
are getting a high school diploma or its equivalent now than at any
other time in the nation's history. Only within the past
half-century has there been an emphasis on graduating from high
school. In 1910, for example, only 13.5 percent of the population
age 25 and over had completed at least four years of high school.
By 1940 this had climbed to 24.5 percent, and by 1970 to 55.2
percent. Among those between ages 25 and 29, these rates rose at an
even faster pace. In 1940 the percentage of "young adults" with at
least four years of high school was 38 percent; by 1988 this had
risen to 86 percent. ( Chester E. Finn, Jr., "The High School
Dropout Puzzle," The Public Interest Spring 1987, pp. 3-22.) The
high school completion rates for black students between ages 25 and
29 has risen from 11.6 in 1940 to 81 percent in 1988. ( U.S.
Department of Commerce, Bureau of the Census, Statistical Abstract
of the United States, 1990, Table 215.)
Graduation rates for both whites and minorities have been rising
steadily over the past two decade, while disparities between them
have been narrowing. In 1968 white graduation rates by age 24 were
nearly 86 percent higher than black graduation rates, with the
national black dropout rate at approximately 28 percent and the
white dropout rate at approximately 15 percent. In the twenty years
after 1968, the white dropout rate fell to 12.6 percent while the
black dropout rate fell to slightly below 15 percent. When parental
education levels and other background factors are equated, black
dropout rates are the same as those for whites and in some cases
are even lower. ( Finn, op. cit., p.14.)
By contrast, Hispanic dropout rates have been climbing. The
National Center for Education Statistics reports that the Hispanic
dropout rate is 35.7 percent. There is a reason for this. Not only
is the Hispanic population growing faster than any other ethnic
group in the U.S., over a third of this population are immigrants,
with half of them arriving in the past decade. ( Ben Wattenberg,
"The Hispanic Struggle for Success is Slowly Paying Off," U.S. News
and World Report, September 25, 1989, p. 31.) When statistics cover
all Hispanics in the U.S., the dropout rate seems alarmingly high.
But when census data are used that account for length of residence
and time of arrival, native-born Hispanics are found to be faring
almost as well as white Americans in median education attainment.
In the 1980 census, the median education attainment for U.S.-born
Hispanic- Americans was 11.1 years; it was 12 years for whites. For
foreign-born Hispanic-Americans the median attainment was 6.1
years. When the median education attainment for native-born and
foreign-born Hispanic- Americans was measured without
differentiating between them, the average was 9.1 years.
This failure to distinguish between native and foreign-born
Hispanics is what makes it seem that all Hispanics are faring
poorly. For Hispanics that do not speak English, the dropout rate
is between three and four times as high as Hispanics who do. The
recent, rapid increase in the number of foreign-born, Hispanic
immigrants with little or no English skills may help explain the
current high dropout rates among this ethnic group. ( Linda Chavez,
"Tequila Sunrise," Policy Review Number 48, pp. 64-67. Data are
from the 1980 decennial census. The Census Bureau's Population
Characteristics Series of the Current Population Survey (CPS) does
not make distinctions among Hispanic subgroups by nativity or
length of residence in the U.S. To provide more accurate data, the
Census Bureau should report this information in the CPS as it does
in the decennial census.)
Other immigrant groups have experienced similar patterns of
school attendance. Example: during the 1930s educators struggled to
understand the high rate of attrition among the Italian population.
Today, no one talks about an "Italian Dropout Crisis."
Some educators push bilingual education as a strategy to reduce
the Hispanic dropout rate, assuming that difficulty with English
drives many Hispanics out of school. Students in a typical
bilingual education setting usually are taught in Spanish and have
little exposure to English. Yet evidence suggests that students who
do not speak English or have little exposure to English are at a
much greater risk of dropping out. ( Ibid. at 3, pp. 24-33.)
Students who are expected to learn and use English quickly score
higher on achievement tests and have a higher rate of high school
graduation that students who are taught in bilingual settings. (
Eileen M. Gardner, "Flexibility Can Improve Bilingual Education",
Heritage Foundation Issue Bulletin No. 131, July 14, 1987, p.
4-7.)
Characteristics of High School Dropouts
Some characteristics are common to a majority of dropouts:
attendance patterns, family and ethnic background, geographic
location, and socioeconomic status. Not surprisingly, those who
have problems with truancy or trouble with the law or those whose
grades are below average are more likely to drop out than other
students. A parent's educational background also seems to influence
whether a student drops out. In 1985, some 55.1 percent of high
school dropouts came from families in which the head of the
household had not completed four years of high school. One study
found that students whose fathers did not complete high school were
250 percent more likely to drop out than children whose fathers
were college graduates. ( Stephen M. Barro, "Who Drops Out of High
School: Findings from High School and Beyond," Contractor Report,
1987, p. 27.)
The most comprehensive study of issues relating to dropping out,
entitled Descriptive Information from High School and Beyond
(HS&B), published in a series beginning in 1981 by the
Department of Education, tracks the 1980 high school sophomore
class from that year until 1986. (The first follow-up was conducted
at the class's expected graduation date in spring 1982. The second
and third follow-ups were conducted in 1984 and 1986. Approximately
30,000 sophomores participated in the first follow-up; by the third
follow-up approximately 13,400 participated. ) The HS&B study
finds:
That students from families with little or no
English-speaking background drop out at a much higher rate than
those from an English-speaking household;
That students with one parent drop out at a much higher rate
than those where both parents were present; and
That students from public schools drop out more frequently than
those from Catholic schools.
Fewer than 5 percent of all students were pregnant or married by
the first follow-up in 1982. However, of those that dropped out by
1982, approximately 20 percent were pregnant or married. ( Ibid at
3, pp. 24-33.)
The Costs of Dropping Out
Those who fail to complete high school, even by age 24, are at
an enormous disadvantage in the labor force. Unemployment rates
among male high school dropouts are much higher than those for high
school graduates. Among male dropouts in October 1988, the most
current year for which statistics are available, the unemployment
rate was nearly 20 percent; for high school graduates with no
college education, the unemployment rate was slightly below 10
percent. ( Statistical Abstract of the U.S. 1990, Table 250.) As
the job market requires greater skills, many dropouts may find
themselves completely locked out of an increasing variety of jobs
as employers begin demanding a high school diploma as the minimum
job qualification.
Typically, most male dropouts find jobs as machine operators,
common laborers, and as maintenance and repair personnel. This
sector of the labor force is unstable and prone to market
fluctuations that can constrict job opportunities or lead to
layoffs at a greater rate than other sectors of the economy.
Housing and building construction, one of the most common areas of
employment for male dropouts, is greatly affected by seasonal and
economic fluctuations.
Many dropouts correctly conclude that their employment
opportunities are limited and they then complete their education.
As the job market becomes increasingly selective, dropouts, as well
as high school graduates who lack basic skills, will be forced to
supplement incomplete or inadequate education.
Dropping In
Contrary to some predictions, dropping out of high school is not
a permanent condition that leads to a lifetime of poverty and
dependance. Nearly half of the dropouts in the HS&B survey had
dropped back in, returning to complete their education within four
years of their expected graduation date. Many do not return to the
traditional school setting but pursue an equivalency degree.
According to the National Center for Education Statistics survey,
Dropouts in the United States: 1988, "dropping out is not so much
an event that occurs at a specific point in time, but a process
representing a gradual disengagement from school over time." (
Bruno V. Manno and Kirk Winters, "Lies, Damned Lies and Dropout
Statistics," Youth Policy, January 1990, p. 23.) Like dropping out,
returning to school for many is a gradual process.
Among the 1980 sophomore dropout cohort tracked in the HS&B
survey, 46.5 percent had completed high school or received an
equivalent degree within four years of their expected graduation
date of June, 1982; another 12 percent were pursuing that goal. (
Ibid. at 3, p. 34.) Those with characteristics of lower dropout
rates, such as higher socioeconomic status and English language
backgrounds, were more likely to return and complete their
education.
Within four years of their expected graduation, about one-third
of the returning HS&B dropouts completed their education by
earning a high school diploma, while the other two-thirds received
some form of equivalency. Administered by the American Council on
Education in Washington, D.C., the Test of General Educational
Development tests for proficiency in five subject areas:
mathematics, reading skills, science, social studies, and writing
skills. Studies indicate that GED recipients have greater labor
force participation rates and earn more than do those high school
dropouts with no educational credentials; the GED recipients,
however, have higher unemployment rates and earn less on average
than high school graduates. ( David L. Passmore, "Employment of
Young GED Recipients," American Council on Education, Research
Brief Number 14, September 1987.) A 1986 study in the Denver
Metropolitan Area found that 83 percent of employers would consider
hiring equally GED holders and high school graduates and that only
16 percent preferred a high school graduate over a GED recipient. (
Betty W. Carson, "Acceptance of GED in Hiring Practices of Denver
Area Employers'" American Council on Education, Research Brief
Number 11, August 1986.) These studies indicate that as use of the
GED has risen, acceptance by employers has followed. For many
dropouts, the GED is a valuable "second chance" to complete their
education and offers them opportunities in the labor force not
available to dropouts who never return.
Accomodating "At-Risk" Students
Chester E. Finn, Jr., a former undersecretary at the U.S.
Department of Education and now Professor of Education at
Vanderbilt University, explains that many educators incorrectly
blame education standards for driving out students who, they say,
are frustrated by their failure to meet high educational
expectations. The experience of many schools confirm's Finn's
conclusion that the dropout problem cannot be blamed on high
standards. Parochial schools, which are usually regarded as having
higher academic standards than most public schools, have much lower
dropout rates.
Many educators ignore this evidence and dilute the curriculum in
the hopes of keeping students in the classroom. This compounds the
problem. A 1988 University of Pittsburgh study by professors of
Special Education Sandra E. Miller, Gaca Leinhardt, and Naomi
Zigmond concludes that "... accommodation, although it may keep
students in school, may not only limit adolescents' acquisition of
formal knowledge, but may also be a poor model for preparing
adolescents for the world beyond school." ( Miller, Leinhardt, and
Zigmond, "Influencing Engagement through Accommodation: An
Ethnographic Study of At-Risk Students, American Educational
Research Journal, Winter 1988, pp. 465-485.)The study compares the
high school learning- experiences of learning-disabled and
non-learning-disabled students in a blue-collar community of 24,000
people. Learning disabled students were characterized by poor
academic performance, difficulties in social interactions with
peers, and low self-esteem. All of the students had low skill
levels and the demands placed upon them by the school were
extremely low. Tracking the students through an academic year, the
study finds that the school sought to "accommodate" the students in
three ways: Teachers did not select challenging academic material
for any of the students; teachers did not grade homework
assignments for accuracy, but gave credit for simply turning
something in; and students with truancy problems were able to "buy
back" unexcused absences and clear their records.
The study concludes that reducing the dropout rate through a
non- competitive curriculum limits the value of every student's
education. While retaining students through graduation is
desirable, says the study, the primary goal of education is to
provide them with "educationally worthwhile experiences while they
are there." ( Ibid, p. 485)
Similar conclusion on the benefits of rigorous academic tracking
have been drawn by University of Chicago Professor of Sociology and
Education James Coleman and by Brookings scholars Chubb and
Moe.
Lowering the quality of education hurts other students in the
learning environment without sufficiently assisting potential
dropouts. Says former Duvall County, Florida, Superintendent of
Public Instruction Herb A. Sang: ". ...When we enacted rigorous
promotional policies, student achievement improved. Some people
anticipated that higher standards would lead to a higher dropout
rate. But this hasn't happened." ( Office of Educational Research
and Improvement, "Dealing with Dropouts: The Urban Superintendent's
Call to Action," November 1987, p. 28.)
Ignoring the wealth of evidence that diluting standards fails to
address the dropout problem, the National Education Association's
1986 Blueprint for Success calls for non-competitive instruction
and cooperative group learning as an effective strategy to reduce
the dropout rate.
Forcing students who have little or no Interest in learning to
stay in an academic environment not only disrupts the learning of
other students but could increase drug-related crime and violence
in the halls and classrooms of American public high schools.
State Dropout Prevention Initiatives
Some dropout prevention programs appear to be succeeding.
Examples:
Minnesota
In addition to its now famous "open enrollment" choice
option, by which students may attend schools outside their resident
district, Minnesota's 1985 law includes programs for high school
dropouts and potential dropouts. The Post Secondary Options
program, for example, offers specific incentives for students who
exhibit such "at risk" characteristics as low test scores or
grades, drug or alcohol addictions, excessive truancy records, teen
pregnancy, and expulsion. Such incentives include earning college
credit for courses not offered in the traditional high school
curriculum, the ability to transfer out of an unsatisfactory
school, and reimbursement of tutorial and transportation costs. The
Post Secondary Options program, when college courses are taken for
high school credit, also allows public school students in the
eleventh and twelfth grades to enroll full -- or part-time in
courses at universities, colleges, and vocational institutions. Of
the 5,700 students who took part in the program's first year, 6
percent were returning high school dropouts. Another program, the
High School Graduation Incentives, allows students to attend a
school outside their resident district if the receiving district
has room and the move would not negatively affect desegregation. In
1987, the program's first year, 1,500 students enrolled in it. More
than half of these were re-enrolled dropouts.
Washington State
Educational Clinics, Inc. (ECI) of Seattle, a private
school, prepares its students to re-enter high school or to pass
the GED and find employment. The state-funded program, begun in
1977, places students in five skill levels where class sizes
average approximately 15 and where the students progress at their
own speed. Students entering the program with severe learning
deficiencies (skills below the fifth grade level), attend special
tutorial classes. Students in the ECI program must adhere to a code
of ethics demanding courtesy, responsibility, and honesty.
Washington State saves money overall from ECI. According to surveys
conducted 30 months after a student leaves the program, the
participants are 70 percent less likely to be jailed and 50 percent
less likely to be receiving welfare than before entering the
program. ( L. Charles Miller, Jr., Ph.D., "Fiscal Benefits of the
ECI Program for Dropout Youths," March 1982.) Similar success was
found with respect to employment. Prior to the ECI program, only 16
percent of the students were employed either full - or part-time;
30 months after leaving the program, the employment rate for ECI
students was 64.3 percent. Reductions in welfare dependency and
increased tax revenues have made the program cost effective, with a
110.9 percent annual rate of payback on the initial cost to the
state.
West Virginia
One of the more controversial dropout-prevention
approaches is West Virginia's No School/No Drive program. In 1988,
the West Virginia legislature granted its Department of Motor
Vehicles authority to revoke driver's licenses of 16 - to
18-year-olds who accumulate ten consecutive unexcused school
absences or miss more than fifteen unexcused days in a semester.
Before a revoked licence is returned, students must pay a $15 fee
and reduce the number of unexcused school absences during a
probationary period of between four weeks and an entire semester.
Licenses are returned at the completion of the probationary period.
Between September 1988, when the program began, and this January,
1,003 licenses had been revoked. The number of high-school-age
dropouts in the state fell from approximately 5,000 in 1988 to
3,400 in 1989. Critics of the program dispute the value of forcing
school attendance on those who have little desire to learn, and
similar proposals have languished in state legislatures around the
country.
Wisconsin
One of the most innovative state welfare/education reform
programs of the 1980s, Learnfare was initiated by Republican
Governor Tommy Thompson of Wisconsin during the 1988-1989 school
year. Since then other states have expressed Interest in it. The
program operates under a waiver from the U.S. Department of Health
and Human Services and requires all teenagers between ages thirteen
and nineteen who receive an Aid to Families with Dependant Children
(AFDC) grant to be enrolled in school and comply with attendance
requirements. The families of students who fail to meet the
attendance guidelines or who drop out of school are subject to a
reduction in monthly AFDC benefits until compliance is documented
or a "good-cause" exemption is granted. The program attempts to
link education attainment to breaking the cycle of welfare
dependency. Thompson has been granted an extension of the Learnfare
waiver to cover children between the ages of six and twelve in AFDC
families to address dropout prevention at the elementary level,
where most education analysts believe problems begin.
Conclusion
More young Americans are now completing their high school
education by age 24 than at any other time in the nation's history.
Some 87.1 percent are doing so. As such, George Bush's goal of a 90
percent graduation rate by the year 2000 nearly has been achieved.
There thus is no need for costly new federal or state programs to
attack what turns out to be a phantom "dropout crisis." What is
needed are reforms that encourage greater parental school
involvement and give students greater incentives to stay in
school.
Just as there is no single cause for dropping out of school, no
single solution exists for retaining all students within the
educational system. Indeed, many characteristics associated with
high dropout rates, such as parental education attainment and
criminal involvement, are not school-related and may not have
school-based solutions.
Those factors that can be traced to the school should be
addressed through programs that offer the student a choice among
competing schools. Compulsory attendance regulations, which
prohibit students from transferring to non-assigned schools, often
make these choices unavailable. In areas with open enrollment
policies some choice programs have encouraged dropouts to complete
their education.
Billions of additional federal dollars and bureaucratic
intervention from Washington will do little to decrease the school
dropout rate. In fact, such expenditures and regulations actually
may prove harmful to the education excellence movement by lowering
standards without appreciably helping "at risk" students stay in
school. A successful approach to reducing the dropout rate should
ensure a quality education through tougher academic standards and
choice among competing schools.
Michael J. McLaughlin is a former Research Assistant at The
Heritage Foundation.