Financial Markets

How can policymakers fix the financial system to reduce the risk of another economic crisis and yet more bailouts? Congress is considering comprehensive new regulations along with a mandatory “resolution” regime for systematically important financial institutions which near insolvency, and access to federal funding to cover the cost. But these steps would make the financial system worse, not better. And while claiming to make financial bailouts a thing of the past, it would actually make them more likely, in effect creating a permanent TARP program. More government regulation and pre-funded bailouts will not fix the system. Instead, the focus should be on establishing an effective bankruptcy system for large financial firms to allow failures to be addressed in the same way failure is addressed in other industries, while improving capital standards.

HIGHLIGHTS

Our Research & Offerings on Financial Markets
  • Issue Brief posted April 26, 2012 by David John Volcker Rule May Make the Financial and Banking System Riskier

    By now, it should be clear even to casual observers that the Volcker Rule, which was intended to limit the “risky” activities of banks by banning them from certain types of transactions, will be nearly impossible to implement without severe unintended damage to the U.S. financial system and many other…

  • Backgrounder posted March 13, 2012 by James Gattuso, Diane Katz Red Tape Rising: Obama-Era Regulation at the Three-Year Mark

    Abstract: During the first three years of the Obama Administration, 106 new major federal regulations added more than $46 billion per year in new costs for Americans. This is almost four times the number—and more than five times…

  • Issue Brief posted February 13, 2012 by David John Latest Version of Obama’s Failed Housing Policy Endangers FHA

    FYI: Heritage WebMemos are now called Issue Briefs.  One of the troublesome aspects of President Obama’s State of the Union speech was that the much-hyped housing section was little more than a slightly revised…

  • WebMemo posted January 30, 2012 by Diane Katz CFPB Wields New Powers with Director

    Within hours of Richard Cordray assuming the role of director[1] at the Consumer Financial Protection Bureau (CFPB), agency officials began exercising their newly expanded powers. Their immediate target is all manner of “nonbank”[2] financial services used by millions of households. While proponents contend that the new…

  • WebMemo posted January 11, 2012 by David John, Curtis Dubay Financial Transactions Tax Would Hurt the Economy and Kill American Jobs

    The Congressional Budget Office (CBO) warns that a tax on certain financial transactions could “diminish the importance of the United States as a major financial market” and that, in the short run, “imposing the transaction tax would probably reduce output and employment.”[1] While these effects would be “mitigated”…

  • WebMemo posted November 21, 2011 by Nahid Anaraki Housing Finance: FHA and Lessons Learned from Fannie Mae and Freddie Mac

    Congress passed a combined spending proposal (H.R. 2112) that includes an increase in the limits on mortgages held by the Federal Housing Administration (FHA), though Fannie Mae and Freddie Mac are left untouched. A forthcoming study by The Heritage Foundation demonstrates how federal intervention in the…

  • WebMemo posted November 17, 2011 by David John Raising the FHA Loan Limit: A Step in the Wrong Direction

    In one spectacularly misguided move, a House–Senate conference committee has taken a step that will expand the federal presence in the housing markets, preserve Fannie Mae and Freddie Mac, and damage the near-bankrupt Federal Housing Administration (FHA) in the name of helping the housing sector to recover. One small provision…

  • Testimony posted October 20, 2011 by Ronald Utt, Ph.D. The Limited Benefits of a National Infrastructure Bank

    My name is Ronald. D. Utt. I am the Herbert and Joyce Morgan Senior Research Fellow at The Heritage Foundation. The views I express in this testimony are my own, and should not be construed as representing any official position of The Heritage Foundation. Until recently, federal…

  • Backgrounder posted October 13, 2011 by David Addington Congress Should Promptly Repeal or Fix Unwarranted Provisions of the Dodd–Frank Act

    Abstract: Congress enacted the Dodd–Frank Wall Street Reform and Consumer Protection Act in 2010 in the wake of a financial crisis followed by a serious economic recession. Regrettably, many of the provisions of the Dodd–Frank Act contravene basic American principles and inhibit rather than…

  • Occupying Wall Street Audio Recorded on October 5, 2011 Occupying Wall Street

    From The Heritage Foundation, I'm Ernest Istook. …

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  • Backgrounder posted March 13, 2012 by James Gattuso, Diane Katz Red Tape Rising: Obama-Era Regulation at the Three-Year Mark

    Abstract: During the first three years of the Obama Administration, 106 new major federal regulations added more than $46 billion per year in new costs for Americans. This is almost four times the number—and more than five times…

  • Issue Brief posted April 26, 2012 by David John Volcker Rule May Make the Financial and Banking System Riskier

    By now, it should be clear even to casual observers that the Volcker Rule, which was intended to limit the “risky” activities of banks by banning them from certain types of transactions, will be nearly impossible to implement without severe unintended damage to the U.S. financial system and many other…

  • Commentary posted April 22, 2010 by Dave Mason The Truth About Derivatives

    Demanding Diversity Through Uniformity“Derivatives” have gone from being the hottest thing on Wall Street to being the hottest thing in Washington. Indeed, President Obama -- who mentioned them no fewer than three times during Thursday’s Cooper Union speech -- has vowed to veto any financial reform bill that doesn’t attempt…

  • Special Report posted September 28, 2010 by William Beach, Robert Bluey Slay the Beast: How You Can Save Us from the Massive Debt

    Revised and updated July 06, 2011. Washington’s reckless spending spree of the past several years and unwillingness to confront the mountains of debt coming soon from unreformed federal entitlement programs threaten the economic and social…

  • WebMemo posted January 30, 2012 by Diane Katz CFPB Wields New Powers with Director

    Within hours of Richard Cordray assuming the role of director[1] at the Consumer Financial Protection Bureau (CFPB), agency officials began exercising their newly expanded powers. Their immediate target is all manner of “nonbank”[2] financial services used by millions of households. While proponents contend that the new…

  • Lecture posted April 2, 2010 by James Gattuso, Todd Zywicki, Alex Pollock, David John Protecting Consumers in the Financial Marketplace: Thinking Outside the Boxes

    Abstract: Do consumers need a new regulatory agency to protect them in the financial marketplace? The question has been at the center of the ongoing congressional debate over financial services reform. But…

  • WebMemo posted July 26, 2011 by Diane Katz Proxy Access Rule: Appeals Court Rejects SEC Regulation

    In an important victory for free enterprise, a unanimous panel of the U.S. Court of Appeals for the D.C. Circuit has struck down the regulatory hijacking of corporate board elections. Authorized by the Dodd–Frank statute, the so-called proxy access rule crafted by the Securities and Exchange Commission (SEC) was deemed…

  • Backgrounder posted October 13, 2011 by David Addington Congress Should Promptly Repeal or Fix Unwarranted Provisions of the Dodd–Frank Act

    Abstract: Congress enacted the Dodd–Frank Wall Street Reform and Consumer Protection Act in 2010 in the wake of a financial crisis followed by a serious economic recession. Regrettably, many of the provisions of the Dodd–Frank Act contravene basic American principles and inhibit rather than…

  • WebMemo posted April 15, 2010 by Dave Mason The "Comprehensive" Problem with Derivatives Regulation

    Persuaded that lax regulation of financial derivatives contributed to the 2008 financial crisis, policymakers in Congress and the Obama Administration have adopted a knee-jerk solution: regulate everything. The Obama Administration has proposed and the House Financial Services and Senate Banking Committees have each approved schemes for…

  • WebMemo posted February 22, 2010 by David John The Volcker Rule: Not the Solution to Reducing Financial Risk

    President Obama has reached into the past to try to resurrect failed bank regulatory approaches as a way of raising the stakes on his newly emphasized financial regulatory plan. Referred to as the “Volcker rule” after former Fed Chairman Paul Volcker, who developed the two-part proposal, it would further…

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  • Issue Brief posted April 26, 2012 by David John Volcker Rule May Make the Financial and Banking System Riskier

    By now, it should be clear even to casual observers that the Volcker Rule, which was intended to limit the “risky” activities of banks by banning them from certain types of transactions, will be nearly impossible to implement without severe unintended damage to the U.S. financial system and many other…

  • Backgrounder posted March 13, 2012 by James Gattuso, Diane Katz Red Tape Rising: Obama-Era Regulation at the Three-Year Mark

    Abstract: During the first three years of the Obama Administration, 106 new major federal regulations added more than $46 billion per year in new costs for Americans. This is almost four times the number—and more than five times…

  • Issue Brief posted February 13, 2012 by David John Latest Version of Obama’s Failed Housing Policy Endangers FHA

    FYI: Heritage WebMemos are now called Issue Briefs.  One of the troublesome aspects of President Obama’s State of the Union speech was that the much-hyped housing section was little more than a slightly revised…

  • WebMemo posted January 30, 2012 by Diane Katz CFPB Wields New Powers with Director

    Within hours of Richard Cordray assuming the role of director[1] at the Consumer Financial Protection Bureau (CFPB), agency officials began exercising their newly expanded powers. Their immediate target is all manner of “nonbank”[2] financial services used by millions of households. While proponents contend that the new…

  • WebMemo posted January 11, 2012 by David John, Curtis Dubay Financial Transactions Tax Would Hurt the Economy and Kill American Jobs

    The Congressional Budget Office (CBO) warns that a tax on certain financial transactions could “diminish the importance of the United States as a major financial market” and that, in the short run, “imposing the transaction tax would probably reduce output and employment.”[1] While these effects would be “mitigated”…

  • WebMemo posted November 21, 2011 by Nahid Anaraki Housing Finance: FHA and Lessons Learned from Fannie Mae and Freddie Mac

    Congress passed a combined spending proposal (H.R. 2112) that includes an increase in the limits on mortgages held by the Federal Housing Administration (FHA), though Fannie Mae and Freddie Mac are left untouched. A forthcoming study by The Heritage Foundation demonstrates how federal intervention in the…

  • WebMemo posted November 17, 2011 by David John Raising the FHA Loan Limit: A Step in the Wrong Direction

    In one spectacularly misguided move, a House–Senate conference committee has taken a step that will expand the federal presence in the housing markets, preserve Fannie Mae and Freddie Mac, and damage the near-bankrupt Federal Housing Administration (FHA) in the name of helping the housing sector to recover. One small provision…

  • Backgrounder posted October 13, 2011 by David Addington Congress Should Promptly Repeal or Fix Unwarranted Provisions of the Dodd–Frank Act

    Abstract: Congress enacted the Dodd–Frank Wall Street Reform and Consumer Protection Act in 2010 in the wake of a financial crisis followed by a serious economic recession. Regrettably, many of the provisions of the Dodd–Frank Act contravene basic American principles and inhibit rather than…

  • WebMemo posted September 30, 2011 by David Addington Congress Should Repeal or Fix Section 404 of the Sarbanes–Oxley Act to Help Create Jobs

    Americans need jobs. The private sector of the American economy will create jobs when government removes the obstacles it has placed in the way of job creation and when the demand for goods and services rises. The government should promptly review the vast increase in government regulation of the economy…

  • WebMemo posted August 30, 2011 by Ronald Utt, Ph.D. Obama’s Peculiar Obsession with Infrastructure Banks Will Not Aid Economic Revival

    In response to the credit downgrade by Standard & Poor’s in August, the grim reports on the state of the economy, and the collapse of the stock and financial markets in the week after the downgrade, President Barack Obama has re-engaged with the issue of America’s faltering economy and the…

Find more work on Financial Markets
Find more work on Financial Markets