Conduct of the war on terrorism raises novel, complex, and unprecedented legal and policy issues. This should be expected from a conflict that knows no borders and involves enemy combatants who do not fight on behalf of any nation. But critics go beyond claiming that President George W. Bush has made poor policy decisions to alleging that he has acted unconstitutionally by seizing Congress’s authority to wage war.
For instance, in December, The New York Times reported that President Bush had authorized the National Security Agency (NSA) to engage in the warrantless interception of international phone calls and e-mails linked to terrorist activity. The Bush Administration claimed that both the President’s constitutional powers as commander in chief and chief executive and Congress’s authorization for the use of military force passed a week after the September 11, 2001, attacks allow the surveillance to take place outside the warrant process required by the Foreign Intelligence Surveillance Act (FISA) of 1978.
Claims that the surveillance is illegal are not just limited to the usual suspects of liberal newspaper columnists, Democratic Congressmen, and law professors. George Will, for example, claims that the Bush Administration has created a new danger by arguing that:
because the president is commander in chief, he is the “sole organ for the nation in foreign affairs.” That non sequitur is refuted by the Constitution’s plain language, which empowers Congress to ratify treaties, declare war, fund and regulate military forces, and make laws “necessary and proper” for the execution of all presidential powers. Those powers do not include deciding that a law—FISA, for example—is somehow exempted from the presidential duty to “take care that the laws be faithfully executed.”[1]
Will’s statement that the President is the “sole organ for the nation in foreign affairs,” however, was not manufactured by the Bush Administration, but in fact represents the view of the Supreme Court, first articulated in the case of Curtiss-Wright Export Corp. Congress does not ratify treaties; the Senate does. The Constitution’s Necessary and Proper Clause may give Congress the power to implement the other powers of the government, but it also does not allow Congress to change the separation of powers in its favor by reducing the powers of the President.
Finally, the President has the duty to take care that the laws are faithfully executed, but because the Constitution is the highest form of federal law, the President cannot enforce acts of Congress which are themselves unconstitutional. Will seems to imagine the Commander-in-Chief Clause as being substantively empty—the President’s sole function is to execute the war policies of Congress.
Richard Epstein, perhaps the nation’s leading libertarian legal scholar, similarly believes that Congress has the upper hand in setting war policy, primarily through its powers to declare war, to make rules for the regulation of the armed forces, and to fund the military. Epstein does have a broader view of the Commander-in-Chief Clause, which he suggests guarantees civilian control over the military and prevents Congress from issuing orders or evading the chain of command. But it is nowhere near the powers held by Congress. “The precise detailed enumeration of powers and responsibilities in Article II just do not confer on the president a roving commission over foreign and military affairs. He is a coordinate player, not a dominant one.”[2] According to Epstein, Congress’s power goes so far as to allow it to prohibit the military from using live ammunition in combat.
These critics misread the Constitution’s allocation of war-making powers between the executive and legislative branches. This is nowhere more true than where their case should be its strongest: who gets to decide whether to start a war. For much of the history of the nation, Presidents and Congresses have understood that the executive’s constitutional authority includes the power to begin military hostilities abroad.
As I argue in The Powers of War and Peace,[3] the Constitution does not create a legalistic process of making war, but rather gives to the President and Congress different powers that they can use in the political process to either cooperate or compete for primacy in policy.
During the last two centuries, neither Presidents nor Congress have ever acted under the belief that the Constitution requires a declaration of war before the U.S. can engage in military hostilities abroad. Although this nation has used force abroad more than 100 times, it has declared war only five times: the War of 1812, the Mexican–American and Spanish–American Wars, and World Wars I and II. Without declarations of war or any other congressional authorization, Presidents have sent troops to oppose the Russian Revolution, intervene in Mexico, fight Chinese Communists in Korea and remove Manuel Noriega from power in Panama, and prevent human rights disasters in the Balkans. Other conflicts, such as both Persian Gulf Wars, received “authorization” from Congress but not declarations of war.
Critics of these conflicts want to upend long practice by appeals to an “original understanding” of the Constitution. But the text and structure of the Constitution, as well as its application over the last two centuries, confirm that the President can begin military hostilities without the approval of Congress. The Constitution does not establish a strict war-making process because the Framers understood that war would require the speed, decisiveness, and secrecy that only the presidency could bring. “Energy in the Executive,” Alexander Hamilton argued in the Federalist Papers, “is a leading character in the definition of good government. It is essential to the protection of the community against foreign attacks.”[4] And, he continued, “the direction of war most peculiarly demands those qualities which distinguish the exercise of power by a single hand.”[5]
Rather than imposing a fixed, step-by-step method for going to war, the Constitution allows the executive and legislative branches substantial flexibility to shape the decision-making process for engaging in military hostilities. Indeed, given rogue states’ increasing ability to procure weapons of mass destruction (WMD), and the rise of al-Qaeda and international terrorism, maintaining this flexibility is critical to preserving American national security.
Constitutional Text and Structure
Many prominent scholars have criticized the wars of the post-war period by appealing to the intentions of the Framers. But interpretation of the Declare War Clause, like any other constitutional provision, should begin with analysis of the constitutional text and structure.
Critics of the President’s war powers appeal to an understanding of declaring war that is probably taught in most high school civics classes. Professor Michael Glennon, for instance, has written that the Declare War Clause not only “empowers Congress to declare war,” but also “serves as a limitation on executive war-making power, placing certain acts off limits for the President.”[6] It is perhaps a commonsense notion to equate the power to “declare” war with the power to “begin” or “commence” war.
This view comports with a popular imagery of declarations of war as marking American entry into the most significant conflicts of the 20th century—namely, the two World Wars. The constitutional text, however, does not support such an expansive reading.
First, note that the Constitution uses the word “declare” war rather than “make,” “begin,” “authorize,” or “wage” war. At the time of the ratification, “declare” carried a distinct and separate meaning from “levy,” “engage,” “make,” or “commence.” Samuel Johnson’s English dictionary, perhaps the definitive dictionary of the time, defined “declare” as “to clear, to free from obscurity,” “to make known, to tell evidently and openly,” or to “publish or to proclaim.”[7] This suggests that declaring war recognized a state of affairs—that is, it clarified the legal status of the nation’s relationship with another country—rather than authorized the commencement of hostilities. As I will soon discuss, constitutional history provides further convincing evidence of this conclusion.
Second, the Declare War Clause should not be considered in isolation. In fact, the Constitution does not consistently use the word “declare” to mean “begin” or “initiate.” Rather, when discussing war in other contexts, the Constitution’s phrasing indicates that declaring war referred to something less than the sole power to send the nation into hostilities.
For instance, Article I, Section 10 withdraws from states the power to “engage” in war. If “declare” meant “begin” or “make,” the provision should have prohibited states from “declaring” war. Certainly, granting Congress the sole authority to “engage” the nation in war would have been a much clearer, much more direct method for vesting in Congress the power to control the actual conduct of war.
Similarly, Article II defines treason as “levying War” against the United States. Again, if “declare” had the clear meaning of “begin” or “wage,” the Constitution should have made treason the crime of “declaring war” against the United States. The evidence suggests that 18th century English speakers used “engage” and “levy” broadly to include beginning or waging warfare, but not “declare,” which carried the connotation of recognition of a legal status rather than of an authorization.
Aside from the constitutional text itself, the structure of several constitutional provisions suggests that declaring war does not mean the same thing as beginning, conducting, or waging war. As just mentioned, Article I, Section 10 generally prohibits the states from engaging in war. It allows states to conduct hostilities, however, if Congress approves. The provision reads: “No States shall, without the Consent of Congress…engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.”
This provision is significant because it creates the exact war powers process between Congress and the states which critics want to create between Congress and the President. It makes resort to force conditional on the “Consent of Congress,” and it even includes an exception for defending against sudden attacks.
Pro-Congress scholars believe that this exception must be read into the Declare War Clause to allow the executive to use force in response to an attack without having to seek a declaration of war from Congress. Otherwise, their strict interpretation would prevent the President from engaging in even defensive uses of force without legislative pre-approval—a modus operandi utterly unworkable in the real world. Article I, Section 10 shows the faults of this approach because it requires us to believe that the Framers did not know how to express themselves in one part of the Constitution but did in another part of the Constitution on exactly the same subject.
Therefore, if one believes that the Framers were consistent throughout the Constitution, they should have written that “the President may not, without the Consent of Congress, engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.” Instead, the Constitution only allocates to Congress the declare-war power and to the President the commander-in-chief power without specifically stating—as it does in Article I, Section 10 with regard to the states—how those powers are to interact. The Constitution’s creation of a specific, detailed war powers process at the state level but silence at the federal level shows that the Constitution does not establish any specific procedure for going to war.
The absence of a defined process for going to war is telling because the Constitution usually makes very clear when it requires a specific process before the government can act. This is particularly the case when the Constitution imposes shared power on the executive and legislative branches. Article I of the Constitution, for example, establishes a finely tuned system of bicameralism and presentment necessary to enact federal laws, and Article II, Section 2 declares that the President can make treaties subject to the advice and consent of two-thirds of the Senate, while appointments can be made subject to consent of a bare majority of the Senate. Both provisions establish a process, the order in which each institution acts, and the minimum votes required.
In contrast, the Constitution does not define a process for war-making. This suggests that the absence of a defined war-making process is an intentional element of constitutional design.
The Constitution is not merely a list of unassociated ideas; articles, sections, and even clauses often have specific functions or themes. The Declare War Clause is housed in Article I, Section 8, Clause 11. In addition to the power to declare war, that provision also vests in Congress the now-obscure powers to grant letters of marque and reprisal and to make rules concerning captures. Significantly, both of these powers relate to the recognition or declaration of a legal status rather than the authorization to carry out a specific activity. Rules on capture, for instance, do not authorize captures in wartime, but only determine their ownership, while letters of marque and reprisal extend the benefits of combat immunity to private forces. Reading the clauses to share a common nature because of their grouping suggests that the Declare War Clause similarly vested Congress with a power devoted to declarations of the international legal status of certain actions.
Indeed, when the Framers employed “declare” in a constitutional context, they usually used it in a juridical manner in the sense that courts “declare” the state of the law or the legal status of a certain event or situation. An example from early American political history—no less than the Declaration of Independence—illustrates this meaning. The Declaration did not “authorize” military resistance to Great Britain, as hostilities had existed for more than a year. Instead, it announced the new legal relationship between the mother country and its former colonies.
This begs the question: Are declarations of war merely useless window dressing devoid of substance? Absolutely not. Declarations of war serve a purpose, albeit one that does not amount to the sole authority to initiate hostilities: They place the nation in a state of total war, which triggers enhanced powers on the part of the federal government.
And we should not forget the commander-in-chief power. It is not empty of substance, nor is it simply a command to the President to carry out Congress’s wishes. Several of the state constitutions drafted during the post-Revolutionary period, for example, contained quite extensive definitions of the commander in chief. Massachusetts, which adopted its constitution in 1780, and New Hampshire, which ratified a similar document in 1784, both provided for strong executive power in war:
The president of this state for the time being, shall be commander in chief of the army and navy, and all the military forces of the state, by sea and land; and shall have full power by himself…to train, instruct, exercise and govern the militia and navy; and for the special defence and safety of this state to assemble in martial array, and put in warlike posture, the inhabitants thereof, and to lead and conduct them, and with them to encounter, expulse, repel, resist and pursue by force of arms, as well by sea as by land, within and without the limits of this state; and also to kill, slay, destroy, if necessary, and conquer by all fitting ways, enterprize and means, all and every such person and persons as shall, at any time hereafter, in a hostile manner, attempt or enterprize the destruction, invasion, detriment, or annoyance of this state; and to use and exercise over the army and navy, and over the militia in actual service, the law-martial in time of war, invasion, and also in rebellion, declared by the legislature to exist…and in fine, the president hereby is entrusted with all other powers incident to the office of captain-general and commander in chief, and admiral….[8]
These war powers provisions not only gave the governor the commander-in-chief power, but also assumed that the governor had authority to make war. These provisions do not just limit executive war-making authority to defensive responses to attack; they also explicitly provide for offensive operations under the direct authority of the executive, who may use any means he sees fit (“kill, slay, destroy, if necessary, and conquer by all fitting ways, enterprize and means”) to achieve his war aims. Given the governor’s duty to secure the safety of the state, these military provisions placed in the executive’s hands the responsibility and incentive to act first.
Massachusetts and New Hampshire’s provisions also indicate the role of a declaration of war as a judicial announcement rather than a legislative authorization for executive action. The power to declare war is vested in the legislature, but only acts as a triggering device for the governor’s authority to declare martial law.
The Framers also had practice as a guide. New York’s constitution, much admired by the Framers,[9] simply vested the commander-in-chief power in a governor. George Clinton, New York’s first governor, sent the militia on his sole authority to reinforce General Gates’s campaign against British forces during the Revolution. He later notified the legislature of the move in his first inaugural address.[10]
Throughout the war, Clinton (himself a military officer) worked closely with General Washington and his subordinates to coordinate operations against the British. Although it expressed its views when appropriating funds for the war effort, the legislature generally obeyed Clinton’s wishes. He encountered such success in running the war and the state that the voters returned him to office for 18 consecutive years even though for most of the war New York City remained in the hands of the enemy. But it is important to note that New York’s example was significant not because it granted the executive broader substantive war powers than other states. Rather, New York’s allocation of powers remained fairly unexceptional. It was only when these substantive powers were combined with a structurally independent and unitary executive that vigorous government emerged. These lessons did not go unnoticed by the Framers. New York’s experience influenced not only the later constitution-writing efforts of Massachusetts and New Hampshire, but also the work of the Philadelphia Convention.[11]
The Framers were also heavily influenced by the understanding that the first President would be America’s greatest commander in chief, George Washington, who had operated with significant independence and initiative in war policy, especially as the Continental Congress often was under flight and could not even raise funds and supplies to pay the Continental Army.